DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Consortium Private Wealth LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason Timothy ReevesCetera Investment Advisers LLC BD affiliatedConsortium Private Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 26, 2024Aug 4, 2025 (343 d)
Joseph Anthony MitchellPruco Securities, LLC BD affiliatedConsortium Private Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2023Jan 10, 2025 (518 d)
Darryl Norman MierlBenjamin F. Edwards & Company, Incorporated BD affiliatedConsortium Private Wealth LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserFeb 28, 2023Feb 24, 2023
Eric Kurt HiteCrown Capital Securities, L.P. BD affiliatedConsortium Private Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2021Jun 12, 2026 (1704 d)
Thomas Jude Semmes HughsPruco Securities, LLC BD affiliatedConsortium Private Wealth LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2020Jan 18, 2024 (1353 d)
James Allen ChurchillPruco Securities, LLC otherConsortium Private Wealth LLC independent RIAOtherAug 22, 2016May 29, 2025 (3202 d)
Michael Bryan ChristyMML Investors Services, LLC otherConsortium Private Wealth LLC independent RIAOtherFeb 3, 2014Dec 19, 2023 (3606 d)
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7 moves match.