DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Manhattan Co. LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Kim Drynan | Bourgeon Capital Management LLC independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2026 | May 26, 2026 |
| Elle Addison Mcaraw | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 22, 2026 | Aug 14, 2026 |
| Cooper James Smith | Carnegie Investment Counsel independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2026 | Aug 5, 2026 |
| Jacqueline Phan | J.P. Morgan Securities LLC wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 28, 2026 | May 1, 2026 |
| Damon Ustin | Citigroup Global Markets Inc. BD affiliated | First Manhattan Co. LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 16, 2026 |
| Timothy A Egan | Morgan Stanley wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 10, 2026 | Mar 24, 2026 |
| Edward George Beddow | Beddow Capital Management Inc independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Mar 10, 2026 |
| Charles Adam Yale | Lawson Kroeker Investment Management Inc independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2026 | Jan 8, 2026 |
| Jason Scott Hill | UBS Financial Services Inc. wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 2, 2026 | Jan 8, 2026 |
| Stephanie Lynn Roman | MML Investors Services, LLC BD affiliated | First Manhattan Co. LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 27, 2025 | Sep 4, 2025 |
| Adele Susan Weisman | Roanoke Asset Management Corp independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2025 | Aug 12, 2025 |
| Melissa Marie Raimundo | Beacon Trust independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2025 | Aug 14, 2025 |
| Areana J Singh | J.P. Morgan Securities LLC wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 30, 2025 | Apr 21, 2025 |
| Olivier N Sarfati | Gentrust independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 28, 2025 | May 5, 2025 (38 d) |
| Lilly Ann Johnsen | Morgan Stanley wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2024 | May 30, 2025 (407 d) |
| Amanda A Tappen | Douglas C. Lane & Associates independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2024 | Jun 5, 2024 (70 d) |
| Sean Michael Touhy | Hightower Advisors, LLC BD affiliated | First Manhattan Co. LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2024 | Apr 1, 2024 |
| Paul Rine Pigman | Northwestern Mutual Investment Services,LLC no RAUM | First Manhattan Co. LLC BD affiliated | Other | Sep 12, 2023 | Sep 4, 2024 (358 d) |
| Nehal Suren | People'S United Advisors, Inc. mixed wealth | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2022 | Jul 21, 2026 (1298 d) |
| Victoria K Amyot | Northwestern Mutual Investment Services,LLC no RAUM | First Manhattan Co. LLC BD affiliated | Other | Oct 17, 2022 | Feb 16, 2023 (122 d) |
| Sharon Miriam Appelman | Neuberger Berman Bd LLC no RAUM | First Manhattan Co. LLC BD affiliated | Other | Aug 22, 2022 | Feb 16, 2023 (178 d) |
| Prajwal Prabhu | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2022 | Feb 16, 2023 (297 d) |
| Matt A Greenberg | Mrj Capital, Inc. independent RIA | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 1, 2022 | Feb 16, 2023 (380 d) |
| Winnie Lau | Morgan Stanley wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 31, 2021 | Feb 16, 2023 (687 d) |
| Caroline L Kelley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 8, 2020 | Feb 16, 2023 (953 d) |
| Jacqueline M Thibault | Northwestern Mutual Investment Services,LLC no RAUM | First Manhattan Co. LLC BD affiliated | Other | Dec 31, 2019 | Feb 16, 2023 (1143 d) |
| Christopher Anthony Dende | People'S United Advisors, Inc. mixed wealth | First Manhattan Co. LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2019 | Feb 16, 2023 (1289 d) |
| Nicole D Sliwa | Morgan Stanley wirehouse | First Manhattan Co. LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2019 | Feb 16, 2023 (1366 d) |
| Deborah Anne Waldman | Alliancebernstein L.P. other | First Manhattan Co. LLC BD affiliated | Other | Jul 26, 2011 | Feb 16, 2023 (4223 d) |
| Robert John Aylward | Night Owl Capital Management, LLC other | First Manhattan Co. LLC BD affiliated | Other | Jul 22, 2004 | Feb 16, 2023 (6783 d) |
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30 moves match.