DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Halo Investment Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Colleen M StockenbergWells Fargo Advisors wirehouseHalo Investment Services, LLC otherOtherApr 9, 2025Jun 3, 2025 (55 d)
Gerard John VanderzandenTlg Advisors, Inc. BD affiliatedHalo Investment Services, LLC otherOtherSep 27, 2024Sep 26, 2024
Philip SotoT. Rowe Price Associates, Inc. asset managerHalo Investment Services, LLC otherOtherSep 12, 2024Jan 15, 2026 (490 d)
Laurin Elizabeth StarckCharles Schwab & Co., Inc. national BDHalo Investment Services, LLC otherOtherAug 15, 2024Jan 30, 2026 (533 d)
Gregory Thomas DonohoeCharles Schwab & Co., Inc. national BDHalo Investment Services, LLC otherOtherJun 3, 2024Jun 10, 2024
Joseph Lee MosesRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 9, 2023
Alexander RabinovichRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Dennis MonohanRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Frank Thomas MadaloneRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 18, 2023
Christopher John SullivanRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 11, 2023
Daniel Christopher GormanRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Terrence Patrick HawkinsRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Chloe Anne LeitzkeRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Daniel Barrett HennigRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Ian James ZindelRothschild Wealth LLC independent RIAHalo Investment Services, LLC no RAUMRIA to a newly registered adviserAug 9, 2023Aug 8, 2023
Christopher Robert VirgilioCharles Schwab & Co., Inc. national BDHalo Investment Services, LLC otherOtherFeb 17, 2023Feb 14, 2024 (362 d)
Cameron S GroganMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseHalo Investment Services, LLC otherOtherOct 17, 2022Jan 23, 2024 (463 d)
Sam Clinton PriceInvesco Advisers, Inc. asset managerHalo Investment Services, LLC otherOtherJul 13, 2020Feb 22, 2024 (1319 d)
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18 moves match.