DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Your Ia, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles SwopePrimerica Advisors national BDYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2026Aug 12, 2026
Joshua Curtis EkolaSummit Global Investments, LLC mixed wealthYour Ia, LLC independent RIARIA to RIAAug 3, 2026Aug 3, 2026
William Charles BillingsTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2026Apr 23, 2026
Richard Paul SchwabThepartners Wealth Management independent RIAYour Ia, LLC independent RIARIA to RIAMar 31, 2026Jun 4, 2026 (65 d)
Dennis Charles KoenningTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 27, 2026Apr 6, 2026
Derrick ChoiTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2026May 1, 2026 (36 d)
Alan ChoiTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2026Apr 10, 2026
William Charles RichardsOsaic Wealth, Inc. BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 17, 2026Mar 20, 2026
Kenneth DerTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2026May 1, 2026 (71 d)
George GadzikThepartners Wealth Management independent RIAYour Ia, LLC no RAUMRIA to a newly registered adviserFeb 18, 2026Jan 24, 2026
Lam Thanh GiangTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 30, 2026Mar 17, 2026 (46 d)
Gary R FieldingTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJan 22, 2026Mar 17, 2026 (54 d)
Garrett Steven AllenSoltis Investment Advisors, LLC independent RIAYour Ia, LLC no RAUMRIA to a newly registered adviserJan 16, 2026Jan 14, 2026
Karen F RickettsNorthwestern Mutual Investment Services,LLC no RAUMYour Ia, LLC no RAUMOtherJan 15, 2026Feb 18, 2026 (34 d)
Jeffrey M GapinskiSummit Global Investments, LLC mixed wealthYour Ia, LLC no RAUMRIA to a newly registered adviserJan 7, 2026Jan 30, 2026
Jason Lewis WisemanThepartners Wealth Management independent RIAYour Ia, LLC no RAUMRIA to a newly registered adviserJan 2, 2026Dec 4, 2025
Colby Jeremy HauptLPL Financial LLC BD affiliatedYour Ia, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserOct 23, 2025Nov 24, 2025 (32 d)
Christopher Lee FeltonSummit Global Investments, LLC mixed wealthYour Ia, LLC no RAUMRIA to a newly registered adviserSep 10, 2025Nov 24, 2025 (75 d)
Victoria Sablan ColemanTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserAug 29, 2025Jan 12, 2026 (136 d)
Chad Michael TaciaTransamerica Financial Advisors, LLC BD affiliatedYour Ia, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJul 11, 2024Dec 11, 2025 (518 d)
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20 moves match.