DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Shufro, Rose & Co., LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lance Christopher ArmentaUBS Financial Services Inc. wirehouseShufro, Rose & Co., LLC independent RIAWirehouse to independent RIANov 26, 2024Dec 8, 2024
Garrett Lawton ColeAmeriprise Financial Services, LLC national BDShufro, Rose & Co., LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2024Dec 2, 2024 (33 d)
Aimee AdlerCerity Partners LLC independent RIAShufro, Rose & Co., LLC independent RIARIA to RIAJan 11, 2024Feb 6, 2024
Marisa LucianoWells Fargo Advisors wirehouseShufro, Rose & Co., LLC independent RIAWirehouse to independent RIAJan 19, 2022Mar 31, 2022 (71 d)
Michael Thomas HymesPlante Moran Financial Advisors independent RIAShufro, Rose & Co., LLC independent RIARIA to RIANov 14, 2019Mar 25, 2020 (132 d)
Gerson Robert OssersSource Financial Advisors, LLC independent RIAShufro, Rose & Co., LLC independent RIARIA to RIAAug 20, 2019Apr 9, 2020 (233 d)
Anthony Trevor SantolociGilder Gagnon Howe & Co. LLC independent RIAShufro, Rose & Co., LLC independent RIARIA to RIAMar 5, 2019Mar 29, 2021 (755 d)
Sharon Elzena GriffithJ.P. Morgan Securities LLC wirehouseShufro, Rose & Co., LLC otherOtherApr 11, 2006Aug 14, 2008 (856 d)
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8 moves match.