DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Leonard And Company
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sherrie Lynn Ingham | Hantz Financial Services, Inc. no RAUM | Leonard And Company other | Other | May 2, 2012 | May 3, 2012 |
| Nicholas Anthony Hawk | Hantz Financial Services, Inc. no RAUM | Leonard And Company other | Other | May 2, 2012 | May 4, 2012 |
| Roberto Ricardo Rizza | Wells Fargo Advisors wirehouse | Leonard And Company other | Other | Jan 17, 2012 | Jan 10, 2012 |
| Peter Timothy Frawley | Robert W. Baird & Co. Incorporated other | Leonard And Company other | Other | Mar 3, 2011 | Jun 3, 2011 (92 d) |
| Lance Wayne Roe | LPL Financial LLC other | Leonard And Company other | Other | Mar 22, 2010 | Oct 20, 2010 (212 d) |
| Bradley Scott Montgomery | Cetera Advisors LLC other | Leonard And Company other | Other | Sep 2, 2008 | Feb 24, 2010 (540 d) |
| Eric J Lutton | Levitt Capital Management LLC other | Leonard And Company other | Other | Nov 28, 2007 | Sep 26, 2011 (1398 d) |
Page 1 of 1
7 moves match.