DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Fsic

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lance Montgomery PowersRaymond James & Associates, Inc. national BDFsic otherOtherFeb 1, 2018May 4, 2018 (92 d)
Jamie Gump LositoRaymond James & Associates, Inc. national BDFsic otherOtherFeb 1, 2018May 4, 2018 (92 d)
Gerald Wayne HowellWells Fargo Advisors wirehouseFsic otherOtherSep 23, 2013Sep 19, 2013
Angela Marie JolleyHbw Advisory Services LLC otherFsic otherOtherAug 29, 2012Aug 21, 2012
Kurt A. RoddyUSA Financial Securities LLC otherFsic otherOtherOct 3, 2011Sep 30, 2011
Eric James QuenemoenWells Fargo Advisors wirehouseFsic otherOtherJun 7, 2011Jun 6, 2011
David Michael SchlossbergVoya Financial Advisors, Inc. otherFsic otherOtherJan 5, 2010Jan 11, 2010
Lawrence Peter StrzeleckiVoya Financial Advisors, Inc. otherFsic otherOtherJan 5, 2010Jan 4, 2010
Steven T LarsenLarsen Financial Corp unclassifiedFsic otherOtherDec 31, 2008Oct 21, 2008
John Glennon O'ConnellRaymond James Financial Services, Inc. unclassifiedFsic otherOtherMay 10, 2007May 9, 2007
Gregory Allen BaldwinEsi Financial Advisors otherFsic otherOtherDec 31, 2006Jan 3, 2007
Michael Kim ChryslerRaymond James Financial Services, Inc. unclassifiedFsic otherOtherDec 31, 2006Jan 3, 2007
Eric Fenton GreenHalbert Hargrove otherFsic otherOtherApr 11, 2006Aug 4, 2005
Eldon Dean Fielding-MonsonWaddell & Reed otherFsic otherOtherMar 10, 2006Mar 6, 2006
Jay SchwartzUBS Financial Services Inc. wirehouseFsic otherOtherFeb 6, 2006Jan 20, 2006
Neil Edwin LarsonSeidman Private Advisors LLC no RAUMFsic otherOtherAug 1, 2005Aug 24, 2005
George Wallace HookPan-American Investment Advisers, Inc. unclassifiedFsic otherOtherApr 1, 2005Nov 29, 2005 (242 d)
Tyson Hale HunterMorgan Stanley Dw Inc. unclassifiedFsic otherOtherSep 27, 2004Jan 23, 2006 (483 d)
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18 moves match.