DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at American Investors Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Jay CohnCrestmont Advisors, LLC. unclassifiedAmerican Investors Co independent RIAOtherJan 18, 2025Dec 4, 2023
Jerry Smith MosherMosher & Ellis Financial Planning, Inc. unclassifiedAmerican Investors Co otherOtherJul 28, 2019Mar 30, 1998
Christopher J LococoMorgan Stanley wirehouseAmerican Investors Co otherOtherAug 12, 2016Jul 26, 2016
Jiyoung I ChungTransamerica Financial Advisors, LLC otherAmerican Investors Co otherOtherDec 19, 2013Sep 15, 2015 (635 d)
William Henry GuthreauMML Investors Services, LLC otherAmerican Investors Co otherOtherMay 22, 2013May 20, 2013
Paula Jean RoseOklo Financial, LLC otherAmerican Investors Co otherOtherJul 29, 2011Aug 30, 2007
Emmanuel Sabale ComesInvestment Advisors International, Inc. unclassifiedAmerican Investors Co otherOtherJan 4, 2011Jan 12, 2011
Roger Kenneth CoitCoit-Gemmer Capital Management unclassifiedAmerican Investors Co otherOtherNov 28, 2010Aug 31, 2011 (276 d)
Jessica Lee SchaferAlamo Capital independent RIAAmerican Investors Co otherOtherAug 27, 2010Aug 23, 2010
Gal Gali HorevPrivate Asset Advisors, Inc. unclassifiedAmerican Investors Co otherOtherMay 26, 2010Aug 9, 2010 (75 d)
Bradley Lee HauptOrion Portfolio Solutions, LLC otherAmerican Investors Co otherOtherJun 19, 2007Jul 7, 2006
Stacy Anne GrahamSierra Financial Advisory unclassifiedAmerican Investors Co otherOtherMay 19, 2004Feb 26, 2004
Robert Arden GemmerAssociated Planners Investment Advisory Inc unclassifiedAmerican Investors Co otherOtherMay 17, 2004Jun 28, 2012 (2964 d)
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13 moves match.