DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Valley Forge Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Denise Kathleen MerinarBb&T Securities, LLC BD affiliatedValley Forge Asset Management, LLC otherOtherMar 2, 2021Aug 5, 2015
Kathleen A. BeckPnc Wealth Management otherValley Forge Asset Management, LLC otherOtherApr 29, 2014Jun 11, 2014 (43 d)
Ellis Howard Dale GallimoreValic Financial Advisors, Inc. otherValley Forge Asset Management, LLC otherOtherOct 31, 2013Dec 16, 2013 (46 d)
Brendan MoleskiAmeriprise Financial Services, LLC national BDValley Forge Asset Management, LLC otherOtherOct 26, 2012Feb 11, 2013 (108 d)
Christopher Robert StaufferEhd Advisory Services, Inc. otherValley Forge Asset Management, LLC otherOtherMay 30, 2012Nov 13, 2012 (167 d)
Jeremy Franklin StahlM&T Securities, Inc. unclassifiedValley Forge Asset Management, LLC otherOtherFeb 18, 2011Dec 4, 2013 (1020 d)
Tiiffany Mah MacleanFsc Securities Corporation otherValley Forge Asset Management, LLC otherOtherNov 4, 2009Nov 5, 2009
Michael Francis SwallowWidmann, Siff & Co., Inc. unclassifiedValley Forge Asset Management, LLC otherOtherDec 1, 2008Apr 23, 2010 (508 d)
Kim Marie DavisWidmann, Siff & Co., Inc. unclassifiedValley Forge Asset Management, LLC otherOtherDec 1, 2008Apr 23, 2010 (508 d)
Paul J CookPatriot Advisors, Inc. unclassifiedValley Forge Asset Management, LLC otherOtherJan 24, 2005Jul 19, 2005 (176 d)
Matthew Cole BeardwoodValic Financial Advisors, Inc. otherValley Forge Asset Management, LLC otherOtherOct 28, 2004Apr 28, 2006 (547 d)
Jason Thomas PepeWaddell & Reed otherValley Forge Asset Management, LLC otherOtherMay 7, 2004Mar 13, 2014 (3597 d)
Daniel Patrick RodanAmeriprise Financial Services, LLC national BDValley Forge Asset Management, LLC otherOtherMar 24, 2004Mar 12, 2014 (3640 d)
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13 moves match.