DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Stone & Youngberg LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Charles HeskeStifel, Nicolaus & Company, Incorporated national BDStone & Youngberg LLC otherOtherFeb 25, 2016Jan 26, 2012
Douglas Charles HeskeSterne Agee Asset Management, Inc. otherStone & Youngberg LLC otherOtherApr 11, 2011Apr 5, 2011
James Moore GabalRBC Capital Markets, LLC national BDStone & Youngberg LLC otherOtherOct 18, 2010Oct 13, 2010
Darrach Michael BourkeUBS Financial Services Inc. wirehouseStone & Youngberg LLC otherOtherMay 13, 2009May 20, 2009
William A PaineRaub/Brock Capital Management, Inc. unclassifiedStone & Youngberg LLC otherOtherApr 28, 2009Apr 29, 2009
Charles Joseph ElseS & Y Asset Management LLC unclassifiedStone & Youngberg LLC otherOtherOct 15, 2007Jan 4, 2007
Paul Robert TouchstoneSchroeder Capital Management, LLC otherStone & Youngberg LLC otherOtherJan 5, 2007Nov 23, 2009 (1053 d)
Mark Fred AugustaPiper Sandler & Co. no RAUMStone & Youngberg LLC otherOtherJul 21, 2006Jul 17, 2006
Ronald David GoldmanSmart Investments Advisory Incorporated state registeredStone & Youngberg LLC otherOtherApr 21, 2006Apr 24, 2006
Joseph Brian ChildreyWells Fargo Investments, LLC unclassifiedStone & Youngberg LLC otherOtherOct 3, 2005Oct 3, 2005
Anthony Michael LindnerQuick & Reilly, Inc. unclassifiedStone & Youngberg LLC otherOtherOct 12, 2004Sep 15, 2004
Dale R. HaithcockQuick & Reilly, Inc. unclassifiedStone & Youngberg LLC otherOtherOct 1, 2004Sep 10, 2004
Philip Sargent TaylorQuick & Reilly, Inc. unclassifiedStone & Youngberg LLC otherOtherAug 30, 2004Jul 5, 2006 (674 d)
Timothy Eugene GardnerMorgan Stanley Dw Inc. unclassifiedStone & Youngberg LLC otherOtherJul 20, 2004Jul 12, 2004
David Scott WhitcherCiticorp Investment Services unclassifiedStone & Youngberg LLC otherOtherApr 19, 2004Jan 31, 2005 (287 d)
Brian Douglas TalgoWells Fargo Advisors wirehouseStone & Youngberg LLC otherOtherOct 21, 2003Jan 20, 2004 (91 d)
Ron L GuidiRobertson Stephens, Inc. unclassifiedStone & Youngberg LLC otherOtherNov 1, 2002Jul 26, 2004 (633 d)
Salim ReshwanRobertson Stephens, Inc. unclassifiedStone & Youngberg LLC otherOtherAug 15, 2002May 8, 2006 (1362 d)
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18 moves match.