DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
878 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| WESTERN NEW YORK FINANCIAL GROUP, LLC independent RIA | $84.1M | +4.4% | 2 | $42.1M | 69% | 1 | |||
| ALIGNMENT FINANCIAL GROUP independent RIA | $77.6M | +417% | 1 | $77.6M | 98% | 96% | 27 | 1 | 1 |
| HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. mixed wealth | $76.6M | +42% | 22% | 100% | 1 | ||||
| V••• W••••• M••••••••• P••• independent RIA | $74.8M | 1 | $74.8M | 93% | 22% | 599 | 2 | ||
| L••••• M•••• G••••••• independent RIA | $62.6M | +4.1% | 1 | $62.6M | 71% | 27% | 150 | 1 | |
| T••••••••• A•••••••• L•• independent RIA | $58.3M | +25% | 34 | $1.7M | 81% | 61% | 3 | 16 | |
| G••••• E•••• C•••••• A•••••••• I••• other | $46.8M | -27% | 5 | $9.4M | 15% | 100% | 3 | 1 | 1 |
| J••• F•••••• institutional | $46.7M | 5 | $9.3M | 7.1% | 4 | ||||
| A••••••• N•••••••• A••••••• S••••••• L••••• independent RIA | $41.3M | +20% | 5 | $8.3M | 100% | 75% | 19 | 1 | |
| A••••• W••••• M••••••••• L•• institutional | $39.3M | +25% | 5.6% | 1 | |||||
| N• O•••• P•••••• B••••••• N••• independent RIA | $30.1M | +11% | 74% | 59% | 1 | ||||
| S•••• F•••••••• institutional | $26.0M | 1 | $26.0M | 0.0% | 1 | ||||
| C••••••••• G•••• F••••••••• L•• independent RIA | $24.8M | +34% | 5 | $5.0M | 100% | 78% | 8 | 2 | |
| G•••• R••••••••• S••••••••• I••• institutional | $20.1M | +8.0% | 1 | $20.1M | 6.2% | 100% | 4 | 1 | |
| E•• M•••• S••••••••• L•• independent RIA | $18.1M | +7.7% | 11 | $1.6M | 71% | 46% | 10 | 2 | |
| P••••••••• A•••••••• I••• independent RIA | $15.0M | +0.0% | 1 | $15.0M | 100% | 20% | 110 | 2 | |
| E•••••• F•••••••• L•• institutional | $10.6M | 1 | $10.6M | 0.0% | 1 | ||||
| C••• R••••••••• P••• A••••••• S••••••• institutional | $8.9M | -63% | 15 | $591,539 | 0.0% | 7 | |||
| B•••• A••••••• S•••••••• L•• mixed wealth | $2.4M | 1 | $2.4M | 32% | 1 | ||||
| T••••••••• L•• institutional | $594,011 | -28% | 0.0% | 1 | |||||
| H••••••••• R••••••••• A•••••••• I••• no RAUM | $0 | 3 | $0 | 1 | |||||
| F•••••• L•• no RAUM | $0 | 17 | $0 | 2 | |||||
| R••••••• C••••••••• S••••••• L•• no RAUM | $0 | 2 | $0 | 1 | |||||
| I••••••• P•••••••• S•••••••• L•• no RAUM | $0 | 23 | $0 | 8 | 4 | ||||
| C•• A•••••••• I••• no RAUM | $0 | 2 | $0 | 3 | |||||
| C••••• W••• L•• no RAUM | $0 | 1 | |||||||
| S••••••••• 4••• no RAUM | $0 | 17 | $0 | 1 | |||||
| S••••••••• R••••••••• P••••••• no RAUM | $0 | 1 | $0 | 3 | |||||
| H••••••• C•••••• A•••••••• L•• no RAUM | $0 | 5 | $0 | 3 | 1 | ||||
| S••••••• V••••••••• I••• no RAUM | $0 | 1 | |||||||
| M•• S••••••••• L•• no RAUM | $0 | 172 | $0 | 31 | |||||
| S•••••••• C•••••• I••••••••• A••••••• I•• no RAUM | $0 | 1 | |||||||
| B••• I••••••••• G••••• I••• no RAUM | $0 | 1 | $0 | 1 | |||||
| I••••••••• C••••••••• S•••••••• L•• no RAUM | $0 | 2 | $0 | 3 | 1 | ||||
| Q••• V••• C••••••••• I•• no RAUM | $0 | 1 | |||||||
| P•••••••• P•••• L•• no RAUM | $0 | 4 | |||||||
| S••• I••••••••• A••••••• S••••••• L•• no RAUM | Not disclosed | 5 | 4 | ||||||
| I••••••••• S••••••••• S••••••• I••• no RAUM | Not disclosed | 5 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.