DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
3,796 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ST. COLUMBANUS AG other | $78.6M | +34% | 1 | $78.6M | 19% | 1 | |||
| AMAZZ INVESTMENT MANAGEMENT, INC. independent RIA | $78.3M | -11% | 1 | $78.3M | 84% | 84% | 88 | 1 | |
| RSD ADVISORS independent RIA | $78.1M | +62% | 1 | $78.1M | 98% | 94% | 26 | 1 | |
| A•••••••• F•••••••• G•••• independent RIA | $77.6M | +417% | 1 | $77.6M | 98% | 96% | 27 | 1 | 1 |
| M••• W••••• F•••••••• P••••••• independent RIA | $77.4M | +32% | 1 | $77.4M | 100% | 90% | 46 | 2 | |
| G•• F••••••••• L•• independent RIA | $77.3M | +34% | 1 | $77.3M | 100% | 22% | 263 | 1 | |
| F•• A•••• M••• independent RIA | $76.8M | +58% | 1 | $76.8M | 97% | 62% | 132 | 1 | |
| M•••• W••••• A••••••• L•• independent RIA | $76.1M | -81% | 2 | $38.1M | 93% | 69% | 47 | 1 | |
| W•••••••• independent RIA | $76.1M | +15% | 2 | $38.1M | 89% | 85% | 45 | 1 | |
| A••••• W••••• A••••••• independent RIA | $75.4M | 1 | $75.4M | 92% | 93% | 21 | 1 | ||
| K••• F•••••••• independent RIA | $75.2M | +33% | 2 | $37.6M | 98% | 32% | 148 | 1 | |
| M••••••• P••• P••••••• independent RIA | $74.9M | +11% | 1 | $74.9M | 98% | 69% | 129 | 1 | |
| V••• W••••• M••••••••• P••• independent RIA | $74.8M | 1 | $74.8M | 93% | 22% | 599 | 2 | ||
| R•• W••••• A•••••••• I••• independent RIA | $74.5M | 1 | $74.5M | 81% | 94% | 53 | 1 | ||
| U•• M•••••• A•••••••• I••• asset manager | $73.7M | -16% | 1 | $73.7M | 0.0% | 1 | |||
| T••••••••• C•••••• A•••••••• L•• asset manager | $73.7M | 1 | $73.7M | 0.0% | 1 | ||||
| S••• H••• A••••••• A•• M••••••••• L•• independent RIA | $73.3M | +8.1% | 2 | $36.7M | 100% | 98% | 9 | 1 | |
| C••••••••• F•••••••• L•• independent RIA | $73.2M | 3 | $24.4M | 100% | 31% | 83 | 1 | ||
| L•••• I••••••••• M••••••••• independent RIA | $73.1M | +14% | 1 | $73.1M | 76% | 88% | 29 | 2 | |
| T•• B••••• G•••• L•• independent RIA | $72.6M | 2 | $36.3M | 59% | 72% | 30 | 1 | ||
| W•• W••••• A••••••• L•• independent RIA | $72.4M | +12% | 3 | $24.1M | 100% | 27% | 118 | 1 | |
| B•••••• W••••• M••••••••• L•• independent RIA | $72.3M | 2 | $36.1M | 100% | 79% | 55 | 1 | ||
| F•••••• F•••••••• A•••••••• L•• independent RIA | $72.2M | 1 | $72.2M | 100% | 66% | 48 | 1 | ||
| R• S••••• W••••• M••••••••• L•• independent RIA | $72.1M | +15% | 1 | $72.1M | 99% | 79% | 66 | 1 | |
| S••••• C•••••• L•• independent RIA | $72.0M | +19% | 1 | $72.0M | 100% | 100% | 62 | 1 | |
| F••••• F•••••••• A•••••••• I••• independent RIA | $72.0M | +7.4% | 2 | $36.0M | 100% | 95% | 20 | 1 | |
| S••••• A•••••••• L•• independent RIA | $71.9M | +28% | 1 | $71.9M | 100% | 98% | 13 | 1 | |
| N•• F••••••••• L•• independent RIA | $71.9M | 1 | $71.9M | 100% | 75% | 112 | 1 | ||
| E••••• C•••••• M••••••••• L•• independent RIA | $71.8M | +5.5% | 2 | $35.9M | 78% | 100% | 1 | ||
| C•••••••• C•••••• L•• asset manager | $71.5M | +6.0% | 1 | $71.5M | 0.0% | 3 | 1 | ||
| H• C•••••• M••••••••• independent RIA | $71.5M | 3 | $23.8M | 75% | 75% | 18 | 1 | ||
| M••• S••••• F•••••••• independent RIA | $71.1M | +16% | 3 | $23.7M | 100% | 63% | 33 | 1 | |
| M•••••• W••••• A••••••• independent RIA | $71.1M | +29% | 2 | $35.6M | 100% | 51% | 58 | 1 | |
| A••• A•••• M••••••••• L•• independent RIA | $71.1M | +11% | 1 | $71.1M | 100% | 100% | 9 | 2 | |
| W••••• C•••••• A•••• M••••••••• L•• independent RIA | $71.0M | -7.2% | 1 | $71.0M | 58% | 100% | 21 | 1 | 1 |
| F•••••••• M••••••••• G••••• L•• independent RIA | $70.7M | +10% | 1 | $70.7M | 100% | 83% | 52 | 3 | |
| E•• A•••• M••••••••• L•• independent RIA | $70.0M | +17% | 1 | $70.0M | 100% | 100% | 32 | 1 | |
| C••••••••• I••••••••• M••••••••• L•• independent RIA | $69.8M | +8.2% | 2 | $34.9M | 88% | 87% | 23 | 1 | |
| R•••••••• I••••••••• independent RIA | $69.5M | +18% | 1 | $69.5M | 100% | 59% | 147 | 1 | |
| T••••• C•••••• M••••••••• I•• mixed wealth | $69.4M | +56% | 1 | $69.4M | 33% | 83% | 16 | 1 | |
| S••••• W••••• A••••••• independent RIA | $68.4M | +13% | 3 | $22.8M | 100% | 49% | 36 | 1 | |
| P••••• A••••••• L•• independent RIA | $68.2M | +15% | 1 | $68.2M | 77% | 85% | 49 | 1 | |
| I••••••••• C•••••• M••••••••• L•• independent RIA | $68.2M | 3 | $22.7M | 100% | 43% | 47 | 1 | ||
| F••• independent RIA | $68.0M | +61% | 1 | $68.0M | 100% | 42% | 214 | 1 | |
| B•••• H••• C•••••• P•••••••• L•• independent RIA | $67.7M | +31% | 1 | $67.7M | 51% | 100% | 1 | ||
| O•••• C•••••• M••••••••• L•• independent RIA | $67.4M | +2.2% | 1 | $67.4M | 100% | 36% | 147 | 1 | |
| W••••••••• W••••• M••••••••• L•• independent RIA | $66.8M | +3.9% | 1 | $66.8M | 100% | 87% | 65 | 1 | |
| C•••••• C••• C•••••• other | $66.5M | +24% | 1 | $66.5M | 11% | 100% | 1 | ||
| A•• • C•••••• N•• Y•••• I••• asset manager | $65.8M | +27% | 1 | $65.8M | 0.0% | 1 | 4 | ||
| S•••• A••••••• G•••• independent RIA | $65.6M | +15% | 2 | $32.8M | 100% | 63% | 43 | 1 | |
| S••••••••• F•••••••• P••••••• independent RIA | $65.5M | +32% | 1 | $65.5M | 100% | 91% | 39 | 1 | |
| E•••••••• V••••• W••••• M••••••••• independent RIA | $65.4M | 2 | $32.7M | 100% | 75% | 49 | 1 | ||
| F••••••• C•••••• A•••••••• L•• other | $65.2M | -95% | 1 | $65.2M | 18% | 99% | 24 | 1 | 13 |
| N• F•••••••• P•••• independent RIA | $65.2M | 1 | $65.2M | 70% | 56% | 84 | 1 | ||
| M•••••• C•••••• L•• independent RIA | $65.0M | -7.1% | 3 | $21.7M | 100% | 54% | 13 | 1 | |
| V••••••• A•••• M••••••••• L•• other | $65.0M | +2.0% | 1 | $65.0M | 0.0% | 1 | 2 | ||
| M••• W••••• independent RIA | $65.0M | +26% | 1 | $65.0M | 100% | 93% | 59 | 1 | |
| R•••• L•••• L•• mixed wealth | $65.0M | 1 | $65.0M | 34% | 99% | 1 | |||
| E•••••• A•••••••• I••• independent RIA | $64.7M | +1.6% | 2 | $32.3M | 63% | 99% | 1 | ||
| P•••••• A•••• P••••••• independent RIA | $64.6M | +35% | 1 | $64.6M | 93% | 28% | 203 | 1 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.