Advisors to call now

Anything dated in the last 90 days, measured or not.

Size:$250M+$100M+$25M+Contact:Direct Professional Firm level Call-ready only

Melissa Gannon Castle Wealth Management, Boynton Beach, Fl
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Scott Worley Castle Wealth Management, Boynton Beach, Fl
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  Lori Fernicola to Fortis Capital Advisors, Llc; Nicholas Darzentas to Fortis Capital Advisors, Llc
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Matthew Kaszel Castle Wealth Management, Boynton Beach, Fl
independent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to Fortis Capital Advisors, LLC
  2026-07-06 (3 months ago). At independent RIAs, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  Nicholas Darzentas to Fortis Capital Advisors, Llc; Lori Fernicola to Fortis Capital Advisors, Llc; Amber Dakar to J.P. Morgan Securities Llc
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Before a call: joined the current firm under a year ago.
M•••• K••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
independent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
Before a call: joined the current firm under a year ago.
C•••••••• W••••• C••••• W••••• M•••••••••, B•••••• B••••• F•
Call-readyindependent RIA
- 3 of the 8 advisors at this office left in the last 180 days (38%). 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  N••••••• D•••••••• to F••••• C•••••• A•••••••• L••; L••• F•••••••• to F••••• C•••••• A•••••••• L••; A•••• D•••• to J••• M••••• S••••••••• L••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to F••••• C•••••• A•••••••• L••
  2026-07-06 (3 months ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L••• F•••••••• to F••••• C•••••• A•••••••• L••; N••••••• D•••••••• to F••••• C•••••• A•••••••• L••
Timing
Strong timing
Value
$250M+
Team book $250M to $500M; portable at most $500M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
G•••••• K••• A•• I••••••••• P•••••••• L••, N•• Y•••• N•
Call-readyindependent RIA
- passed the Series 63 on 2026-06-29 after 11 years in the industry
  2026-06-29 (3 months ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$250M+
Team book $1B+
Team
No team seen
Contact
Direct
published business email (firm_website)
M••• S•••••••• T••• W••••• A••••••• G••••, C•••• G•••••• F•
Call-readymixed wealth
- passed the Series 63 on 2026-08-03 after 23 years in the industry
  2026-08-03 (54 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
published business email (firm_website)
G••••• B••••••• B••••••••• L•• I••••••••• C••••••, A••••••• G•
independent RIA
- 2 of the 9 advisors at this office left in the last 180 days (22%). 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
- 2 known colleagues moved to an independent RIA in the last 180 days. 2 went to W••••••• C••••••
  2026-08-25 (32 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  S••••• C•••••• to W••••••• C••••••; D•••• H••••• to W••••••• C••••••
Timing
Strong timing
Value
$100M+
Team book $100M to $250M; portable at most $250M, revenue at most $5M (transfer share is a judgment)
Team
No team seen
Contact
Direct
verified business email (hunter)
Before a call: mid-move on the record.
S•••• B•••••• B• W••••• S•••••••••, B•••••••• W•
independent RIA
- passed the Series 63 on 2026-09-21 after 37 years in the industry
  2026-09-21 (5 days ago). At I•••••••••, 12.4% with this moved within a year against 5.4% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
$25M+
Team book $25M to $50M; portable at most $50M, revenue at most $500K (transfer share is a judgment)
Team
3-person high-confidence team
Contact
Direct
published business email (firm_website)
Who else to call: 3 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: career context; mid-move on the record.
W•••••• K••••• C••••••••• F•••••••• N••••••, E••• L••••••••• M•
Call-readynational broker-dealer RIA
- owns 25% to 50% of a newly filed adviser, first filed 2026-08-10, where they are not yet registered: S••••• W••••• P•••••••
  2026-08-10 (47 days ago). At A••, 21.2% with this moved within a year against 4.9% without it (4.3x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
2 move with them
Contact
Direct
verified business email (apollo)
Business ties: Some: 1 operating or professional business, 1 real-estate entity on file; 2 parcel(s) owned by these entities on the assessor rolls DFX holds. A measure of business ties, not of book size or clients.
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
R••••• C•• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
J••••••• C••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
A••••• M•••••• J••• M••••• S••••••••• L••, B•••••• H••••• C•
Call-readywirehouse
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-09-11 (15 days ago). At W••••••••, 10.9% with this moved within a year against 5.1% without it (2.1x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  J••••• K•••••• to C•••••••• G••••• M•••••• I•••; B••••• B••••• to P•••••• A•••••• G••••• L••
Timing
Strong timing
Value
$25M+
Personal book $25M to $250M; portable $25M to $250M, revenue $100K to $5M
Team
No team seen
Contact
Direct
verified business email (apollo)
C•••••• K•••••••• T••••• F••• W•••••, D•••••• C•
no RAUM reported
- passed the Series 63 on 2026-01-22 after 5 years in the industry
  2026-01-22 (8 months ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-07-10 (3 months ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C•••••••• G••••••••• to S••••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
6 move with them
Contact
Direct
published business email (firm_website); direct line printed for this person
Before a call: practice size; joined the current firm under a year ago.
T•••••• S•••••• O•••••••• F•••••••• S••••••• L••, B••••••••• A•
independent RIA
- owns 50% to 75% of a newly filed adviser, first filed 2026-08-24, where they are not yet registered: S••••••••• C•••••• L••
  2026-08-24 (33 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Direct
published business email (firm_website)
Who else to call: 1 related advisor, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
R••• P••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Direct
published business email (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
C•••••••• R•• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 2 known colleagues moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
3 move with them
Contact
Direct
published business email (firm_website)
Who else to call: 4 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
M••• M••••••• A••••• A•• P••••••• S•••••••, D•••••• C•
broker-dealer affiliated
- 6 of the 21 advisors at this office left in the last 180 days (29%), against a median of 0% across the firm's other offices
  2026-08-06 (51 days ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• S••••• to C••••• I••••••••• A••••••• L••; J•• F•••••••• to E•••••• A••••••• G••••• L••; J•••• B•••• to C••••••••• W••••• A•••••••• L••; M•••••• I•••• to M••••••••• R••••••••• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Direct
verified business email (hunter)
Before a call: practice size.
M••••• D••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, I•••••••• W•
broker-dealer affiliated
- 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to ••••••••
  2026-07-15 (2 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••• J••••• to ••••••••; H••• K•• to ••••••••; M•••••• Z•••• to ••••••••; G••• L•••••• to A••••••••• F•••••••• S•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Direct
verified business email (hunter)
Who else to call: 2 related advisors, 2 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T••• S•••••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, I•••••••• W•
broker-dealer affiliated
- 4 of the 11 advisors at this office left in the last 180 days (36%), against a median of 0% across the firm's other offices. 3 went to ••••••••
  2026-07-15 (2 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••• J••••• to ••••••••; H••• K•• to ••••••••; M•••••• Z•••• to ••••••••; G••• L•••••• to A••••••••• F•••••••• S•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2 move with them
Contact
Direct
verified business email (hunter)
Who else to call: 3 related advisors, 3 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
G•••••• S•••• G••••••• P•••• C••••••• L••, E••••• I•
other adviser
- passed the Series 63 on 2026-09-18 after 18 years in the industry
  2026-09-18 (8 days ago). At A••, 11.6% with this moved within a year against 4.9% without it (2.4x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email (firm_website)
Before a call: practice size.
L•••• C••••••• L••••• S••••• L••, G•••••• I•
independent RIA
- 3 of the 13 advisors at this office left in the last 180 days (23%)
  2026-09-16 (10 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  K•••• K•••••• to K••••• A••••••• S•••••••• L••; W•••• S••••• to B••• A••••••••• I••; T••••• K••• to F•••• T•••• A••••••• L•
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-09-16 (10 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  W•••• S••••• to B••• A••••••••• I••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email (firm_website)
Before a call: practice size.
J••• D••• L••••• S••••• L••, G•••••• I•
independent RIA
- 3 of the 13 advisors at this office left in the last 180 days (23%)
  2026-09-16 (10 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  K•••• K•••••• to K••••• A••••••• S•••••••• L••; W•••• S••••• to B••• A••••••••• I••; T••••• K••• to F•••• T•••• A••••••• L•
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-09-16 (10 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  W•••• S••••• to B••• A••••••••• I••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email (firm_website)
Who else to call: 2 related advisors (teammates, former teammates, office peers and business partners).
Before a call: practice size.
J••••••• A•••• A•••• I••••••••• G••••, W••••• P•
independent RIA
- 4 of the 16 advisors at this office left in the last 180 days (25%). 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
- 4 known colleagues moved to an independent RIA in the last 180 days. 3 went to E•••• F•••••••• G••••• L••
  2026-09-04 (22 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  L•••• R••••• to E•••• F•••••••• G••••• L••; J••• C••••••• to E•••• F•••••••• G••••• L••; L•••••• C••••••• to E•••• F•••••••• G••••• L••; S••••• C•••••••• to C••••••••• P•••••••• R••••• C•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
direct line printed for this person
Before a call: practice size.
J•••• G•••••••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-04-01 (6 months ago). At I•••••••••, 9.6% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  T••• L••••• to A•••• F•••••••• P•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
1 member left this year, including the most senior; after a first exit 11% of those left followed within a year
Contact
Direct
published business email (firm_website)
Who else to call: 9 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T•••• C••• P•• A•••••••, P••••••• A•
independent RIA
- 10 of the 31 advisors at this office left in the last 180 days (32%), against a median of 0% across the firm's other offices. 6 went to O•••••••••
  2026-08-26 (31 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; S••• F••• to L•• F•••••••• L••; M••••• K••• to O••••••••• and 2 more
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-04-01 (6 months ago). At I•••••••••, 9.6% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  T••• L••••• to A•••• F•••••••• P•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-26 (31 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  C••••••••• J••••••• to T••••••• A•••• M••••••••• L••; G•••• G•••• to B•••••• F•••••••• S••••••• G••••; R••••• M•••• to D••••• M•••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
1 member left this year, including the most senior; after a first exit 11% of those left followed within a year
Contact
Direct
published business email (firm_website)
Who else to call: 9 related advisors, 7 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
A••• V••••••••• T•• W••••• M••••••••• L••, H••••••• T•
other adviser
- 3 of the 14 advisors at this office left in the last 180 days (21%)
  2026-08-24 (33 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
- 3 known colleagues moved to an independent RIA in the last 180 days
  2026-08-24 (33 days ago). At A••, 6.2% with this moved within a year against 4.9% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B••••••• F•••••• to E••••••• A•••••••• L••; J••• S•••••• to M••••••; D••••• H•• to B••••• P••••• A•••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
Contact
Direct
verified business email (apollo)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
T•••••• K••••• P••••••••• S••••••••• C•••••••••, P•••••••• O•
broker-dealer affiliated
- 4 of the 17 advisors at this office left in the last 180 days (24%). 2 went to A••••••• S•••••••• G••••
  2026-06-02 (4 months ago). At B•••••••••, 13.0% with this moved within a year against 5.3% without it (2.5x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  M•••••• F••••• to A••••••• S•••••••• G••••; K•••• K•••• to A••••••• S•••••••• G••••; C•••• C••••••• to I•••••••• A••••••• S••••••••; D••••• V••••••••• to N•••••••• A•••• M•••••••••
- 5 known colleagues moved to an independent RIA in the last 180 days. 2 went to A••••••• S•••••••• G••••
  2026-08-17 (40 days ago). At B•••••••••, 6.5% with this moved within a year against 5.3% without it (1.2x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  J•••••• B••••• to S••••••• P•••••••; M•••••• F••••• to A••••••• S•••••••• G••••; K•••• K•••• to A••••••• S•••••••• G••••; C•••• C••••••• to I•••••••• A••••••• S•••••••• and 1 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person high-confidence team
Contact
Direct
published business email (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
K••• L•••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-07-09 (3 months ago). At I•••••••••, 9.6% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  S••••• G•••• to B••••••••• C•••••• M••••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (hunter)
Before a call: practice size; joined the current firm under a year ago.
R••••• M•••••••• R••• N•••• C•••••• I••••••••• A•••••••, B••••••••• M•
independent RIA
- 4 of the 15 advisors at this office left in the last 180 days (27%). 2 went to M•••• C••••••• A••••••• S••••••
  2026-08-14 (43 days ago). At I•••••••••, 16.4% with this moved within a year against 5.4% without it (3.0x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••; S••••• G•••• to B••••••••• C•••••• M••••••••• L••; K•••••• D••• to M•••• C••••••• A••••••• S••••••; K••• M••••••• to M•••• C••••••• A••••••• S••••••
- 1 person who moved firms with this advisor before left the current firm in the last 180 days
  2026-07-09 (3 months ago). At I•••••••••, 9.6% with this moved within a year against 5.4% without it (1.8x, 2023 to 2025 cohorts). Source: IAPD registrations: people who moved firms together earlier.
  S••••• G•••• to B••••••••• C•••••• M••••••••• L••
- 1 known colleague moved to an independent RIA in the last 180 days
  2026-08-14 (43 days ago). At I•••••••••, 6.9% with this moved within a year against 5.3% without it (1.3x, 2023 to 2025 cohorts). Source: IAPD registrations: colleague moves.
  B•••••• B••••• to F••••••••• I••••••••• A••••••• L••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email (firm_website)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size; joined the current firm under a year ago.
M•••••• K••• N••••••••• M••••• I••••••••• S•••••••••, E••••••••• C•
no RAUM reported
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-08-06 (51 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C••• to G••••• R••••••••• P••••••• L••; Z•••••• S•••• to T••••••• I••••••••• M••••••••• I•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person named team
Contact
Direct
published business email (adapter:northwestern_mutual)
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
K••• B••••• N••••••••• M••••• I••••••••• S•••••••••, E••••••••• C•
no RAUM reported
- 2 of the 10 advisors at this office left in the last 180 days (20%), against a median of 0% across the firm's other offices
  2026-08-06 (51 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  S••••• C••• to G••••• R••••••••• P••••••• L••; Z•••••• S•••• to T••••••• I••••••••• M••••••••• I•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person named team
Contact
Direct
published business email (adapter:northwestern_mutual)
Who else to call: 2 related advisors, 1 on a link type measured as carrying moves (teammates, former teammates, office peers and business partners).
Before a call: practice size.
A••••• S••••• N••••••••• M••••• I••••••••• S•••••••••, M••••••••• W•
no RAUM reported
- 2 of the 8 advisors at this office left in the last 180 days (25%), against a median of 0% across the firm's other offices
  2026-06-26 (3 months ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  K••• D••••••• to M•• I•••••••• S•••••••• L••; T••••• C•••• to H•••••• I••••••••• I•••
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
2-person named team
Contact
Direct
published business email (adapter:northwestern_mutual)
Who else to call: 1 related advisor (teammates, former teammates, office peers and business partners).
Before a call: practice size.
A••••• N••••••••• P•••••••• R•••••••• A•••••• G••••• I•••, P••• 1•• C••••• C••••••
independent RIA
- is C•••• E•••••••• O•••••• of a newly filed adviser, first filed 2026-09-21, where they are not yet registered: F•••••• P•••••• W••••• M••••••••• C••••
  2026-09-21 (5 days ago). At I•••••••••, 15.2% with this moved within a year against 5.4% without it (2.8x, 2023 to 2025 cohorts). Source: Form ADV Schedule A of the new adviser (SEC IAPD).
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
published business email (firm_website)
Before a call: practice size.
J•••• T•••••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (apollo)
Business ties: Some: 1 nonprofit or civic board/officer role on file. A measure of business ties, not of book size or clients.
Before a call: practice size.
J••• G••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (apollo)
Before a call: practice size.
F••••• A•••••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (apollo)
Before a call: practice size; joined the current firm under a year ago.
J•••• K•••••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (apollo)
Before a call: practice size.
T••••• D•••• M••••••••• R•••••••••, W••••••••• D•
brokerage advisory
- 9 of the 20 advisors at this office left in the last 180 days (45%). 3 went to V••• F•••••••• A•••••••• I•••
  2026-09-17 (9 days ago). At A••, 12.6% with this moved within a year against 4.9% without it (2.6x, 2023 to 2025 cohorts). Source: IAPD registrations: office departures.
  I•• S••••••• to C••••••••• W••••• A•••••••• L••; R••• W••••• to W••••• T••••• W••••• S••••••••• L••; B•••• T•••••••• to E•••••• A••••••• G••••• L••; Z•••••• P••••• to I••••••• P•••••••• S•••••••• L•• and 2 more
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (apollo)
Before a call: practice size; joined the current firm under a year ago.
C••••• R••• R•••••• J•••• F•••••••• S••••••• A•••••••• I••, E••••••••• P•
broker-dealer affiliated
- passed the Series 63 on 2026-09-16 after 5 years in the industry
  2026-09-16 (10 days ago). At B•••••••••, 12.4% with this moved within a year against 5.3% without it (2.3x, 2023 to 2025 cohorts). Source: IAPD individual record: exam date.
Timing
Strong timing
Value
Not estimable
Book not estimable
Team
No team seen
Contact
Direct
verified business email (hunter)
Before a call: practice size; joined the current firm under a year ago.

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