DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Lukas Paul Manger left LPL Financial LLC for Fifth Third Securities, Inc. (registered 2026-09-01)
- Hannah Keiko Perez left Kestra Private Wealth Services, LLC for Integrated Wealth Concepts LLC (registered 2026-09-16)
- Wendi K Svitak left Leelyn Smith, LLC for Bard Associates Inc (registered 2026-09-15)
- Susan Adele Knox left LPL Financial LLC for Cambridge Investment Research Advisors, Inc. (registered 2026-09-04)
- Duncan John Meaney no longer registered at LPL Financial LLC; no later IA registration on IAPD
- Kenneth R. Beebe no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- David Edward Bucholtz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2019-08-26)
- Antonio Angelo Taddeo left Financial Planning Associates, LLC for Gladstone Wealth Partners (registered 2025-10-14)
- Shane Davis left LPL Enterprise, LLC for Ameriprise Financial Services, LLC (registered 2026-09-04)
- Margaret Ellisabeth Mcentire left LPL Enterprise, LLC for Crews & Associates, Inc. (registered 2026-09-04)
- Matthew Jackson Arnold left Charles Schwab & CO., Inc. for J.P. Morgan Securities LLC (registered 2026-09-16)
- John Paul Mollica left LPL Financial LLC for Ameriprise Financial Services, LLC (registered 2026-09-01)
- Andrew Thomas Forrester left Krilogy for Xypn Sapphire (registered 2026-09-15)
- Jorden Rhodes left Morgan Stanley for Edward Jones (registered 2026-09-14)
- Robert Thomas Burke St Claire left Charles Schwab & CO., Inc. for Cfo4Life (registered 2026-09-16)
- Ben Ross Mclintock left Arvest Wealth Management for Uniting Wealth Partners (registered 2026-09-02)
- Eric Min Wang left Transamerica Financial Advisors, LLC for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2026-09-14)
- Mark Stephen Buckman left Family Investment Management L.P. for LPL Financial LLC (registered 2026-06-24)
- James Frank Tracz left Commonwealth Financial Network for Financial Planning Resources, Inc. (registered 2022-04-06)
- Mark William Giordano left Osaic Wealth, Inc. for LPL Financial LLC (registered 2026-09-14)
- Ryan Phillip Russo left Osaic Wealth, Inc. for LPL Financial LLC (registered 2026-09-14)
- Paul Allen Markowich no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- Cynthia Alda Doussard left Commonwealth Financial Network for Cetera Investment Advisers LLC (registered 2026-09-11)
- Shaun David O'Connor no longer registered at Firstrust Financial Advisors; no later IA registration on IAPD
- Eric Scott Holt left Bok Financial Private Wealth, Inc. for Cerity Partners LLC (registered 2026-09-14)
- Tod Andrew Drury left LPL Financial LLC for Raymond James & Associates, Inc. (registered 2026-09-01)
- Luis Francisco Rosa left Origin Investment Advisory LLC for Savvy (registered 2025-12-09)
- Richard Howard Gillons no longer registered at Heintz Wealth Management, LLC; no later IA registration on IAPD
- Eric Lee Davis added a CA registration at Creativeone Securities, Llc
- Eleanor Evangeline Millwood added a GA registration at First Citizens Investor Services, Inc.
- Marcus Alan Sykora added a OK registration at State Farm Investment Management Corp.
- Luis R. Dacosta added a VA registration at Inovo Wealth Architects
- Luis R. Dacosta added a PA registration at Inovo Wealth Architects
- Luis R. Dacosta added a WI registration at Inovo Wealth Architects
- Matthew John Rose added a PA registration at Valic Financial Advisors, Inc.
- Luis R. Dacosta added a ME registration at Inovo Wealth Architects
- Brian Swensen Lifferth added a UT registration at Lpl Financial Llc
- Luis R. Dacosta added a NY registration at Inovo Wealth Architects
- Julianne S Wolfe added a VA registration at Ameriprise Financial Services, Llc
- Sam Te Su added a CA registration at Aegis Capital Corp.
- Tyler Thomas Frost added a WY registration at Efs Advisors
- Luis R. Dacosta added a NC registration at Inovo Wealth Architects
- Dominic Jon Agostini added a RI registration at State Farm Investment Management Corp.
- Fuser Juliano Rodriguez added a PA registration at Td Private Client Wealth Llc
- Rotarnah Seung added a OK registration at Thrivent Investment Management Inc.
- Jack William Karasin added a MA registration at Ballentine Partners
- Khalid Najadat added a NY registration at Td Private Client Wealth Llc
- Ana Laurence Orriols added a NY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Ethan Fischel added a CA registration at Lpl Financial Llc
- Gregg Richard Anderson added a WV registration at Osaic Wealth, Inc.
- Steven Bradley Kingsley added a SC registration at Apella Wealth
- Stefan A Szygiel added a TX registration at Edward Jones
- Maxwell Anthony Gorack added a TX registration at Alliancebernstein L.P.
- Aneesh Govindan Nair added a GA registration at Fisher Investments
- Justin Lee Martin added a PA registration at Strategic Advisers Llc
- Steven Bradley Kingsley added a CT registration at Apella Wealth
- Michael Lee Tonga added a TX registration at Wells Fargo Advisors
- Joseph Stephen Razzano added a NY registration at Private Advisor Group, Llc
- Carrie Alane Rueckl added a OK registration at Thrivent Investment Management Inc.
- Antonio Dallaris added a TX registration at Strategic Advisers Llc
217,387 events match.