DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

Robert Joseph Gregory Mendoza registered as an investment adviser representative at Brio Financial Group
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Jennifer Ann Bures registered as an investment adviser representative at Willis Towers Watson Securities, Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Michael D Macri registered as an investment adviser representative at Pnc Wealth Management
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Joseph Loy Mack registered as an investment adviser representative at Oakwood Capital, Inc.
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Christopher Thomas Stansbury registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Gerald R Obando registered as an investment adviser representative at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Melissa Storch registered as an investment adviser representative at Gryphon Wealth
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
David Jaindl Martin registered as an investment adviser representative at Atlas Lifestyle Planning Group Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Lance Michael Humphrey registered as an investment adviser representative at Victory Capital Management Inc.
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Jesus Eduardo Zepeda Castro registered as an investment adviser representative at Savant Wealth Management
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Julia Shank registered as an investment adviser representative at Morgan Stanley
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Lauren Ashley Moses registered as an investment adviser representative at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Clayton Millen registered as an investment adviser representative at Fisher Investments
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Liam O'Rourke registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Brennan Robert Byrns registered as an investment adviser representative at Empower Advisory Group, Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Ahmed Iqbal registered as an investment adviser representative at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Matthew Thomas Huber registered as an investment adviser representative at Stifel, Nicolaus & Company, Incorporated
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Atea Stiko registered as an investment adviser representative at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Branndon Zackary Nesspor registered as an investment adviser representative at Fisher Investments
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Gabriel S Boruff registered as an investment adviser representative at Savvy
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Baoli Guo registered as an investment adviser representative at Advice And Planning Services
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Lee Parker registered as an investment adviser representative at Primerica Advisors
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Joseph Israel Weber registered as an investment adviser representative at Savlan Wealth Partners
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
James Francis Mahon registered as an investment adviser representative at Ballentine Partners
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Robert Sean Trocchia registered as an investment adviser representative at J.P. Morgan Securities Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Anthony P Spadavecchia registered as an investment adviser representative at Td Private Client Wealth Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Diana Lara Zapata registered as an investment adviser representative at Rbc Capital Markets, Llc
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Erick Perez registered as an investment adviser representative at Alliancebernstein L.P.
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
Izabela Urszula Sadeghi registered as an investment adviser representative at Transamerica Asset Management, Inc.
Sep 17, 2026 (registration)Advisor registeredfactadvisor page source
3 advisors left Commonwealth Financial Network (New City, NY) for Savlan Wealth Partners on the same day
Sep 16, 2026 (registration)Team lift-outderivedfirm page source
Stacey Lee Bendfelt left Raymond James & Associates, Inc. for Stratos Wealth Partners, LTD (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
David Lieblich left Commonwealth Financial Network for Savlan Wealth Partners (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Justin Paul Montreuil left Black Swift Group, LLC for Newedge Advisors (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Malka Lieblich left Commonwealth Financial Network for Savlan Wealth Partners (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Luisa Salazar left Citizens Securities, Inc. for J.P. Morgan Securities LLC (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Trent Louis Grzegorczyk left Savvy for Schwartz & CO. (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Dakota Michael Lambrou left Equitable Advisors, LLC for J.P. Morgan Securities LLC (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Joseph Israel Weber left Commonwealth Financial Network for Savlan Wealth Partners (registered 2026-09-17)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Jaedon Collett Hands added a TX registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Alexander T Skaltsis added a NY registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Mason Oteri added a PA registration at Ameriprise Financial Services, Llc
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Gavin Gunther added a NY registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Spencer Kingsley Osei added a TX registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Gavin Gunther added a TX registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Richard Hakim Drew added a NC registration at Vanguard Advisers, Inc.
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Jan-Luca Frick added a NY registration at Neuberger Berman Bd Llc
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Kristen Caseley added a MA registration at Scs Capital Management Llc
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Patrick Emery added a NY registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Gregory Mark Cabanos added a OR registration at Lpl Financial Llc
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Richard Scott Padow added a NC registration at Vanguard Advisers, Inc.
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Patrick Emery added a TX registration at Morgan Stanley
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Sean Paul Geiger added a VA registration at Geiger Group Wealth Management
Sep 16, 2026 (registration)New state registrationfactadvisor page source
Stephen Edward Pettee added a MI registration at Wells Fargo Advisors
Sep 16, 2026 (registration)New state registrationfactadvisor page source
2 advisors left LPL Financial LLC (Roseville, CA) for Cambridge Investment Research Advisors, Inc. on the same day
Sep 16, 2026 (registration)Team lift-outderivedfirm page source
2 advisors left Commonwealth Financial Network (Willoughby Hills, OH) for Financial Planning Resources, Inc. on the same day
Sep 16, 2026 (registration)Team lift-outderivedfirm page source
William Hawkins left United Planners' Financial Services OF America A Limited Partner for J.P. Morgan Securities LLC (registered 2026-09-08)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Lukas Paul Manger left LPL Financial LLC for Fifth Third Securities, Inc. (registered 2026-09-01)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Angelina Hope Schuman left Aspyre Wealth Partners for Intellicents Investment Solutions Inc (registered 2026-08-11)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Rebecca Mason left Goldman Sachs Wealth Services, L.P. for Del-Sette Capital Management, LLC (registered 2026-08-24)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source
Wendi K Svitak left Leelyn Smith, LLC for Bard Associates Inc (registered 2026-09-15)
Sep 16, 2026 (registration)Advisor changed firmfactadvisor page source

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217,387 events match.