DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Signals

Dated events with a source

Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.

  • Luis R. Dacosta added a NC registration at Inovo Wealth Architects
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Luis R. Dacosta added a VA registration at Inovo Wealth Architects
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Luis R. Dacosta added a ME registration at Inovo Wealth Architects
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Matthew John Rose added a PA registration at Valic Financial Advisors, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Dominic Jon Agostini added a RI registration at State Farm Investment Management Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Joseph Earl Andrews added a TX registration at Raymond James & Associates, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Kubilay Erturk Isbilen added a CO registration at Valic Financial Advisors, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Samia Tony Elias added a CA registration at Citizens Securities, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Samia Tony Elias added a NC registration at Citizens Securities, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Danielle B Amundson added a AZ registration at Valmark Advisers, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Tara Lynn Bybee added a TX registration at Edward Jones
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Brent Jameson Petty added a TX registration at Cwm, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Darryl Clayton Jones added a IN registration at State Farm Investment Management Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Brian Jeffrey Hamel added a IN registration at Retiremitten Financial Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Brian Jeffrey Hamel added a TX registration at Retiremitten Financial Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Thomas Durrell Hunt added a NC registration at The Burney Company
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • John Grant Woodhead added a UT registration at Alliant Securities, Inc. Turner, Nord, Kienbaum
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Paul Conlon Yannalfo added a MA registration at Lpl Financial Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Fei Tsum added a WV registration at Bny Mellon Securities Corporation
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Curtis Dean Harris added a CA registration at Cambridge Investment Research Advisors, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • John T Melkun added a CA registration at Park Avenue Securities Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • David William Ryan added a SC registration at New Horizon Wealth Management, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Lynn Margaret Cowman added a IA registration at Principal Advised Services
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Robert Harry Nicholson added a PA registration at State Farm Investment Management Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Jan Carlo Landi added a FL registration at Td Private Client Wealth Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Stuart Lawrence Brisgel added a OH registration at B1 Financial
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Douglas Wellington Shultz added a AZ registration at Integrated Advisors Network Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Travis Robert Ford added a CA registration at Creativeone Securities, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Rosanna Estrella Pimentel added a TX registration at State Farm Investment Management Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Amy Burton added a TX registration at State Farm Investment Management Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Jacob L. Wilson added a MA registration at Strategic Advisers Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Nicholas S Souza added a MA registration at Voya Financial Advisors, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Mark A Saunders added a KS registration at Park Avenue Securities Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Sara Al-Obaidi added a FL registration at Citizens Securities, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Wesley Pratt added a MA registration at Voya Financial Advisors, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Brian Swensen Lifferth added a UT registration at Lpl Financial Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Luis R. Dacosta added a NY registration at Inovo Wealth Architects
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Luis R. Dacosta added a WI registration at Inovo Wealth Architects
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Sam Te Su added a CA registration at Aegis Capital Corp.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Joseph Stephen Razzano added a NY registration at Private Advisor Group, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Julianne S Wolfe added a VA registration at Ameriprise Financial Services, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Jack William Karasin added a MA registration at Ballentine Partners
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Fuser Juliano Rodriguez added a PA registration at Td Private Client Wealth Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Gregg Richard Anderson added a WV registration at Osaic Wealth, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Tyler Thomas Frost added a WY registration at Efs Advisors
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Eleanor Evangeline Millwood added a GA registration at First Citizens Investor Services, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Ana Laurence Orriols added a NY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Michael Lee Tonga added a TX registration at Wells Fargo Advisors
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Khalid Najadat added a NY registration at Td Private Client Wealth Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Steven Bradley Kingsley added a SC registration at Apella Wealth
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Stefan A Szygiel added a TX registration at Edward Jones
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Maxwell Anthony Gorack added a TX registration at Alliancebernstein L.P.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Ethan Fischel added a CA registration at Lpl Financial Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Justin Lee Martin added a PA registration at Strategic Advisers Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Jeffery Wagner added a CA registration at Madison Avenue Securities, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Aneesh Govindan Nair added a GA registration at Fisher Investments
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Alec Stephen Ardito added a PA registration at Morgan Stanley
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Christopher Bezich added a MI registration at Centaurus Financial, Inc.
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Bailey A. Nichols added a MA registration at Empower Advisory Group, Llc
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
  • Steven Bradley Kingsley added a CT registration at Apella Wealth
    Sep 16, 2026 (registration)New state registrationfactadvisor pagesource
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217,387 events match.