DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Michael Thomas Morette registered as an investment adviser representative at Vanguard Advisers, Inc.
- Brent John Welch added a IL registration at Valmark Advisers, Inc.
- Abraham Stephen Fitzpatrick added a MO registration at Enlightnu Wealth Llc
- Piper Haupt added a TX registration at Wells Fargo Advisors
- Andrew Charles Lavoie added a DE registration at Park Avenue Securities Llc
- Jung Hwa Seh added a WV registration at Homestead Advisers Corp.
- Charles S Howard added a WI registration at Park Avenue Securities Llc
- Anna Tyutyunik added a CO registration at Park Avenue Securities Llc
- Joshua M Bradburn added a LA registration at State Farm Investment Management Corp.
- Aries Chinsio added a TX registration at J.P. Morgan Securities Llc
- Michael Thomas Shanley added a WV registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a NH registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a MN registration at Citizens Securities, Inc.
- Michael Thomas Shanley added a KY registration at Citizens Securities, Inc.
- Sean P. Vail added a TX registration at J.P. Morgan Securities Llc
- Wayne Cary Ballinger added a TX registration at Wells Fargo Advisors
- Stephen Edward Pettee added a AZ registration at Wells Fargo Advisors
- Gary Alan Peace added a OR registration at Blakeslee & Blakeslee Financial Advisers Inc.
- Gregory Mark Cabanos added a WA registration at Lpl Financial Llc
- Kelly Glen Kidwell added a KY registration at Park Avenue Securities Llc
- Raj Sharma added a NH registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Jaime Antonio Fals added a OH registration at Jefferies Investment Advisers Llc
- Clifford Adams Bartlett added a CT registration at Stifel, Nicolaus & Company, Incorporated
- Craig Allen Johnson added a NH registration at Cl Wealth Management Llc
- Ronald John Besonen added a MN registration at Cohesion Wealth Management, Llc
- Thomas Newton Smith added a KY registration at Valic Financial Advisors, Inc.
- Jeremiah Chevrolet Stephen added a AZ registration at State Farm Investment Management Corp.
- Miguel Antonio Alonso added a FL registration at Fisher Investments
- Judith Mae Schlosser added a FL registration at Morgan Stanley
- Matthew Louis Rzepka added a LA registration at Valley Oak Investment Strategies Llc
- Catherine Ann Lynch Johnson added a NH registration at Ameriprise Financial Services, Llc
- Daniel Ung Moon added a TX registration at Wells Fargo Advisors
- Gary D Copi added a TX registration at Lpl Financial Llc
- Samia Tony Elias added a TX registration at Citizens Securities, Inc.
- Samia Tony Elias added a NM registration at Citizens Securities, Inc.
- Tyler Cole May added a TX registration at Forest Asset Management Llc
- Chad Jeremy Richey added a KY registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Solomon L Chehebar added a OH registration at Jefferies Investment Advisers Llc
- Richard Scott Padow added a TX registration at Vanguard Advisers, Inc.
- Patrick Defeciani added a CT registration at Td Private Client Wealth Llc
- Chase D Conti added a MI registration at Waldron Private Wealth
- Robert M Hudnall added a KY registration at Park Avenue Securities Llc
- Anthony L Pooler added a MO registration at Park Avenue Securities Llc
- Patrick Emery added a NJ registration at Morgan Stanley
- Ryan Emery Petrunyak added a SC registration at On Investment Management Co
- Sarde Miles added a TX registration at J.P. Morgan Securities Llc
- Richard John Radmann added a NJ registration at Stifel, Nicolaus & Company, Incorporated
- James Cameron Reynolds added a TX registration at Raymond James & Associates, Inc.
- Kenneth W Gallagher added a ID registration at Commonwealth Financial Network
- Jeffrey Wayne Stephenson added a AZ registration at Integrated Advisors Network Llc
- William Thomas Lai added a TX registration at Wells Fargo Advisors
- Daniel James Thompson added a AZ registration at Osaic Wealth, Inc.
- Cheryl Lynn Armitage added a TX registration at Rbc Capital Markets, Llc
- Sean Paul Geiger added a OH registration at Geiger Group Wealth Management
- Pete Edward Pendleton registered as an investment adviser representative at Bankers Life Advisory Services, Inc.
- Matthew B Case added a TX registration at Stifel, Nicolaus & Company, Incorporated
- Timothy Patrick Doud added a WI registration at Centaurus Financial, Inc.
- Robert Eicher added a KY registration at State Farm Investment Management Corp.
- Evan Michael Andreas added a FL registration at Citizens Securities, Inc.
- Chris Ray Filibeck added a SD registration at Park Avenue Securities Llc
218,257 events match.