DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Brent Jameson Petty added a TX registration at Cwm, Llc
- Kari Ann Weber added a CO registration at Northland Asset Management
- Brian Jeffrey Hamel added a IN registration at Retiremitten Financial Llc
- Thomas Durrell Hunt added a NC registration at The Burney Company
- John Grant Woodhead added a UT registration at Alliant Securities, Inc. Turner, Nord, Kienbaum
- Paul Conlon Yannalfo added a MA registration at Lpl Financial Llc
- Fei Tsum added a WV registration at Bny Mellon Securities Corporation
- Mimi Jo Huss added a CT registration at Apella Wealth
- Mimi Jo Huss added a SC registration at Apella Wealth
- John T Melkun added a CA registration at Park Avenue Securities Llc
- Timothy Alston added a MA registration at Td Private Client Wealth Llc
- Stefan A Szygiel added a TX registration at Edward Jones
- Stuart Lawrence Brisgel added a OH registration at B1 Financial
- Jessie C Sims added a MD registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- William M Gomolinski added a RI registration at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Rosanna Estrella Pimentel added a TX registration at State Farm Investment Management Corp.
- Amy Burton added a AR registration at State Farm Investment Management Corp.
- Jacob L. Wilson added a MA registration at Strategic Advisers Llc
- Diana Theresa Labruna added a GA registration at Jdl Advisers
- Dalton Thomas Pierce added a VA registration at Bluenose Wealth Llc
- Sara Al-Obaidi added a FL registration at Citizens Securities, Inc.
- Asher Hoopes added a AL registration at Td Private Client Wealth Llc
- Nicholas Louis Astore added a MA registration at Park Avenue Securities Llc
- Asher Hoopes added a AR registration at Td Private Client Wealth Llc
- Asher Hoopes added a CA registration at Td Private Client Wealth Llc
- Asher Hoopes added a HI registration at Td Private Client Wealth Llc
- Asher Hoopes added a ID registration at Td Private Client Wealth Llc
- Jan Carlo Landi added a FL registration at Td Private Client Wealth Llc
- Asher Hoopes added a MI registration at Td Private Client Wealth Llc
- Asher Hoopes added a MS registration at Td Private Client Wealth Llc
- Asher Hoopes added a MO registration at Td Private Client Wealth Llc
- Izet Elmazi no longer holds an investment adviser registration (last listed at Bristol Gate Capital Partners Inc. on the 2026-09-16 feed)
- Gilbert Ralph Hawkins no longer holds an investment adviser registration (last listed at Lpl Financial Llc on the 2026-09-16 feed)
- Joy Nicole Bridson no longer holds an investment adviser registration (last listed at Thrivent Advisor Network, Llc on the 2026-09-16 feed)
- Rafael Mora no longer holds an investment adviser registration (last listed at Transamerica Financial Advisors, Llc on the 2026-09-16 feed)
- Jonathan Robert Cozens no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)
- Timothy Kueberth no longer holds an investment adviser registration (last listed at Lpl Enterprise, Llc on the 2026-09-16 feed)
- Jacqueline F Vaughan no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
- Jon William Munro no longer holds an investment adviser registration (last listed at Fisher Investments on the 2026-09-16 feed)
- Jeffery Robert Leaf no longer holds an investment adviser registration (last listed at Blackrock Investment Management, Llc on the 2026-09-16 feed)
- Gregory Joseph Montejo no longer holds an investment adviser registration (last listed at Park Avenue Securities Llc on the 2026-09-16 feed)
- Michael Thomas Smith no longer holds an investment adviser registration (last listed at Beacon Pointe Advisors, Llc on the 2026-09-16 feed)
- Asif Osman no longer holds an investment adviser registration (last listed at Jadwin Asset Management Llc on the 2026-09-16 feed)
- Jeffrey Scott Powell no longer holds an investment adviser registration (last listed at Usa Financial Securities Llc on the 2026-09-16 feed)
- Michele Ann Floyd no longer holds an investment adviser registration (last listed at Cx Institutional, Llc on the 2026-09-16 feed)
- Jackson Page Sompayrac no longer holds an investment adviser registration (last listed at State Farm Investment Management Corp. on the 2026-09-16 feed)
- Charles P. Last added a MA registration at Strategic Advisers Llc
- William David Horsfall no longer holds an investment adviser registration (last listed at William Horsfall And Associates on the 2026-09-16 feed)
- Juan Carlos Vanegas no longer holds an investment adviser registration (last listed at Truist Advisory Services, Inc. on the 2026-09-16 feed)
- Amanda Cothran Carroll registered as an investment adviser representative at State Farm Investment Management Corp.
- Ashley Nicole Papa registered as an investment adviser representative at Black Swift Group, Llc
- Nancy Marucci-Pizzuta no longer holds an investment adviser registration (last listed at Cetera Investment Advisers Llc on the 2026-09-16 feed)
- Donald Elijah Sanya registered as an investment adviser representative at Rbc Global Asset Management (U.S.) Inc.
- Christopher Michael Maas registered as an investment adviser representative at Creative Planning
- Aaron Brett Sexton no longer holds an investment adviser registration (last listed at Edward Jones on the 2026-09-16 feed)
- Kelly Hogan registered as an investment adviser representative at Edward Jones
- John Peterson registered as an investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Chelsey D Frate registered as an investment adviser representative at Truist Advisory Services, Inc.
- Robert Alexander Mulcahy registered as an investment adviser representative at Stifel, Nicolaus & Company, Incorporated
- Michelle Marie Camren no longer holds an investment adviser registration (last listed at Lpl Financial Llc on the 2026-09-16 feed)
216,649 events match.