DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Signals
Dated events with a source
Every event names how it is dated: a filing date, a registration date or a roster snapshot. Facts are what a form says; derived events compare two filings; inferences (a control person absent from the next Schedule A) are labelled as such. None of these is a prediction.
- Anjanie Chantal Sriram registered as an investment adviser representative at J.P. Morgan Securities Llc
- Trevor Moyer registered as an investment adviser representative at Equitable Advisors, Llc
- Alison Elizabeth Howells registered as an investment adviser representative at A Better Way Financial, Llc
- Emma Mclean Fritton registered as an investment adviser representative at Morgan Stanley
- Jefferson Horn registered as an investment adviser representative at Empower Advisory Group, Llc
- Kailey A Bozarth registered as an investment adviser representative at Lpl Financial Llc
- Laura Lincoln registered as an investment adviser representative at Datum Wealth Management
- Sara Homsi registered as an investment adviser representative at Advice And Planning Services
- Mark Allemang registered as an investment adviser representative at State Farm Investment Management Corp.
- Adanlys Rafael Santos - Pichardo registered as an investment adviser representative at First Advisors National, Llc
- Daniela Trindade Rocha registered as an investment adviser representative at Btg Pactual Asset Management Us , Llc
- Shaelyn Sommer Boyer registered as an investment adviser representative at Corient
- Alfredo Atencio registered as an investment adviser representative at Foundations Investment Advisors Llc
- George Frank Garcia registered as an investment adviser representative at Fisher Investments
- Ava P Doney registered as an investment adviser representative at Ubs Financial Services Inc.
- Michelle Marie Camren no longer holds an investment adviser registration (last listed at Lpl Financial Llc on the 2026-09-16 feed)
- Patrick Thomas Groh no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)
- Tamara Lawson Hackett registered as an investment adviser representative at Prospera Financial Services, Inc.
- Willie James Thomas registered as an investment adviser representative at Captrust
- Jacob Judd Albers no longer holds an investment adviser registration (last listed at Charles Schwab & Co., Inc. on the 2026-09-16 feed)
- Chan Hyun Lim registered as an investment adviser representative at Savvy
- Michael D Gross registered as an investment adviser representative at Madison Partners
- Kristina Marie Smith no longer holds an investment adviser registration (last listed at Bankers Life Advisory Services, Inc. on the 2026-09-16 feed)
- Joshua Eugene Johnson Garcia no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)
- Michael Jeff Glozer registered as an investment adviser representative at Fisher Investments
- Richard Scott Padow registered as an investment adviser representative at Vanguard Advisers, Inc.
- Kristi Dawn Davenport no longer holds an investment adviser registration (last listed at American Century Investments Private Client Group, Inc. on the 2026-09-16 feed)
- Michael Patrick Magee registered as an investment adviser representative at Investment Performance Services Llc
- John Kurt Schonberg registered as an investment adviser representative at Stonebridge Capital Advisors Llc
- Jennifer Joy Goss no longer holds an investment adviser registration (last listed at D.A. Davidson & Co. on the 2026-09-16 feed)
- William Burton no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-16 feed)
- Cynthia Delauris Mccullough no longer holds an investment adviser registration (last listed at Empower Advisory Group, Llc on the 2026-09-16 feed)
- Payton Andrew Moyer no longer holds an investment adviser registration (last listed at Ranch Capital Advisors Inc. on the 2026-09-16 feed)
- Ian James Gates no longer holds an investment adviser registration (last listed at Bastion Fiduciary on the 2026-09-16 feed)
- Gregory Mark Cabanos registered as an investment adviser representative at Lpl Financial Llc
- Stephen Edward Pettee registered as an investment adviser representative at Wells Fargo Advisors
- Gregory J. Szelung no longer holds an investment adviser registration (last listed at On Investment Management Co on the 2026-09-16 feed)
- Katti Ellen Jankowski registered as an investment adviser representative at Wells Fargo Advisors
- Clinton Wesley Barnes registered as an investment adviser representative at Bok Financial Private Wealth, Inc.
- Christopher Castillo no longer holds an investment adviser registration (last listed at Victory Capital Management Inc. on the 2026-09-16 feed)
- Julio Rodriguez no longer holds an investment adviser registration (last listed at Cetera Investment Advisers Llc on the 2026-09-16 feed)
- Richard Hakim Drew registered as an investment adviser representative at Vanguard Advisers, Inc.
- Arush Gupta registered as an investment adviser representative at Range Advisory, Llc
- Mark Henry Bollum no longer holds an investment adviser registration (last listed at Ameriprise Financial Services, Llc on the 2026-09-16 feed)
- Christine Marie Larson-Postel registered as an investment adviser representative at Minerva Planning Group
- Thomas Laverty registered as an investment adviser representative at Ameriprise Financial Services, Llc
- John Patrick Cawley no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)
- Jamya Berkley no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)
- Luis Enrique Leyva-Madrid no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-16 feed)
- Yan Ye registered as an investment adviser representative at J.P. Morgan Securities Llc
- Hielly Martinez registered as an investment adviser representative at State Farm Investment Management Corp.
- Michael Kenneth Hulse no longer holds an investment adviser registration (last listed at Osaic Wealth, Inc. on the 2026-09-16 feed)
- Charles Wesley Conkling registered as an investment adviser representative at Lpl Financial Llc
- Timothy James O'Mara registered as an investment adviser representative at Opima Capital Management, Llc
- Christopher Scott Santi no longer holds an investment adviser registration (last listed at Northrock Partners, Llc on the 2026-09-16 feed)
- Jack Lawrence Blum no longer holds an investment adviser registration (last listed at J.P. Morgan Securities Llc on the 2026-09-16 feed)
- Matthew Warren Heath registered as an investment adviser representative at Ep Wealth Advisors
- Thomas M. Fox registered as an investment adviser representative at Edelman Financial Engines
- Gianfranco Rastelli added a OH registration at B1 Financial
- Jeffrey Milonas registered as an investment adviser representative at Pnc Wealth Management
216,649 events match.