RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Questar Asset Management, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Questar Asset Management, Inc. BD affiliated | Cri Securities, LLC BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Jul 15, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Jul 3, 2019 over 12 d |
| 4 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Sacramento, Ca | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | May 2, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Feb 26, 2019 over 2 d |
| 3 | Questar Asset Management, Inc. BD affiliated | Estate Performance Advisors L.L.C. state registered | Minneapolis, Mn | Affiliated broker-dealer or bank to a state-registered adviser | Feb 14, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Rockledge, Fl | Affiliated broker-dealer or bank to another | Feb 8, 2019 |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Lincoln, Ne | Affiliated broker-dealer or bank to another | Feb 6, 2019 over 1 d |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Jan 25, 2019 over 13 d |
| 2 | Questar Asset Management, Inc. BD affiliated | Crown Wealth Group LLC independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2019 |
| 3 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Scottsdale, Az +1 | Affiliated broker-dealer or bank to another | Dec 31, 2018 |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Dec 31, 2018 over 8 d |
| 3 | Questar Asset Management, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Minneapolis, Mn | Affiliated broker-dealer or bank to another | Dec 18, 2018 over 8 d |
| 2 | Questar Asset Management, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Ozark, Mo | Affiliated broker-dealer or bank to another | Dec 10, 2018 |
| 3 | Questar Asset Management, Inc. other | Greenshields Capital LLC independent RIA | El Segundo, Ca +2 | Other | Dec 22, 2016 over 14 d |
| 2 | Questar Asset Management, Inc. other | Sagepoint Financial, Inc. other | Minneapolis, Mn | Other | Dec 6, 2016 |
| 3 | Questar Asset Management, Inc. other | Sagepoint Financial, Inc. other | Houston, Tx +1 | Other | May 26, 2016 over 11 d |
| 2 | Questar Asset Management, Inc. other | Cambridge Investment Research Advisors, Inc. other | Woodstock, Ga +1 | Other | Dec 3, 2015 |
| 2 | Questar Asset Management, Inc. other | Cetera Advisor Networks LLC other | Greenville, Sc | Other | Jul 1, 2015 |
| 4 | Questar Asset Management, Inc. other | Sagepoint Financial, Inc. other | Bedford, Nh +3 | Other | Jun 10, 2015 over 21 d |
| 2 | Questar Asset Management, Inc. other | Independent Financial Group, LLC other | Los Angeles, Ca +1 | Other | Mar 31, 2015 over 13 d |