RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Ameritas Advisory Services, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Ameritas Advisory Services, LLC BD affiliated | Oldfield Wealth Partners independent RIA | Presque Isle, Me | Affiliated broker-dealer or bank to independent RIA | May 6, 2026 over 14 d |
| 2 | Ameritas Advisory Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | W Des Moines, Ia | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2026 over 13 d |
| 3 | Ameritas Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Houston, Tx | Affiliated broker-dealer or bank to another | Feb 24, 2026 over 10 d |
| 2 | Ameritas Advisory Services, LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Everett, Wa | Affiliated broker-dealer or bank to another | Feb 20, 2026 |
| 2 | Ameritas Advisory Services, LLC BD affiliated | Darrow Wealth Group state registered | Ontario, Ca +1 | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2025 |
| 4 | Ameritas Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Toledo, Oh | Affiliated broker-dealer or bank to another | Sep 18, 2024 |
| 4 | Ameritas Advisory Services, LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Los Angeles, Ca | Affiliated broker-dealer or bank to another | Jun 6, 2024 over 4 d |
| 3 | Ameritas Advisory Services, LLC BD affiliated | Exencial Wealth Advisors independent RIA | Austin, Tx | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2023 over 1 d |
| 2 | Ameritas Advisory Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Fairport, Ny | Affiliated broker-dealer or bank to another | Oct 18, 2023 |
| 16 | Ameritas Advisory Services, LLC BD affiliated | Tfb Advisors, LLC independent RIA | Overland Park, Ks +1 | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 |
| 2 | Ameritas Advisory Services, LLC BD affiliated | Tfb Advisors, LLC independent RIA | Stillwater, Ok | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2023 |
| 2 | Ameritas Advisory Services, LLC BD affiliated | Coho Advisory Services, LLC state registered | Anchorage, Ak | Affiliated broker-dealer or bank to a state-registered adviser | Jun 27, 2023 |