DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Woodbury Financial Services, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 3 | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC BD affiliated | Knoxville, Tn +1 | Affiliated broker-dealer or bank to another | Jan 19, 2024 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Oakdale, Mn | Affiliated broker-dealer or bank to another | Jan 19, 2024 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Carlsbad, Ca +1 | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Private Client Services, LLC BD affiliated | Mcdonough, Ga +1 | Affiliated broker-dealer or bank to another | Jan 19, 2024 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Guide My Finances state registered | Oakdale, Mn | Affiliated broker-dealer or bank to a state-registered adviser | Jan 19, 2024 |
| 4 | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Scottsdale, Az +1 | Affiliated broker-dealer or bank to another | Dec 13, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Cadaret Grant & Co Inc BD affiliated | Mckinney, Tx | Affiliated broker-dealer or bank to another | Dec 13, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Oakdale, Mn | Affiliated broker-dealer or bank to another | Dec 12, 2023 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Chesterfield, Mo | Affiliated broker-dealer or bank to another | Nov 29, 2023 over 4 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Peoria, Az | Affiliated broker-dealer or bank to another | Nov 21, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Issaquah, Wa +1 | Affiliated broker-dealer or bank to another | Nov 20, 2023 over 1 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Milton, Ga | Affiliated broker-dealer or bank to another | Nov 1, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Issaquah, Wa | Affiliated broker-dealer or bank to another | Oct 30, 2023 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Wichita Falls, Tx +1 | Affiliated broker-dealer or bank to another | Oct 17, 2023 over 15 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Setuaket, Ny +1 | Affiliated broker-dealer or bank to another | Oct 2, 2023 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | North Richland Hills, Tx | Affiliated broker-dealer or bank to another | Aug 3, 2023 over 1 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Merit Financial Advisors independent RIA | West Bend, Wi | Affiliated broker-dealer or bank to independent RIA | Jun 13, 2023 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Greenwood Village, Co | Affiliated broker-dealer or bank to another | May 30, 2023 over 10 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Oakville, Ct | Affiliated broker-dealer or bank to another | May 16, 2023 over 2 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Grove Point Advisors, LLC BD affiliated | Bellevue, Wa +1 | Affiliated broker-dealer or bank to another | Feb 13, 2023 over 8 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Lincoln, Ne | Affiliated broker-dealer or bank to another | Feb 2, 2023 |
| 4 | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Yuba City, Ca | Affiliated broker-dealer or bank to another | Jan 10, 2023 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Rocklin, Ca | Affiliated broker-dealer or bank to another | Nov 16, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Smith Brothers Financial, LLC no RAUM | Glastonbury, Ct | Affiliated broker-dealer or bank to a newly registered adviser | Oct 13, 2022 |
| 4 | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Brookfield, Wi | Affiliated broker-dealer or bank to another | Oct 12, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Poughkeepsie, Ny | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Bethesda, Md +1 | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Poughkeepsie, Ny | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2022 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Mineola, Ny +1 | Affiliated broker-dealer or bank to independent RIA | May 17, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Fairfield, Ct | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Tripletail Wealth Management no RAUM | Orlando, Fl +1 | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2022 over 5 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Staten Island, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Biloxi, Ms | Affiliated broker-dealer or bank to another | Mar 16, 2022 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Portland, Or | Affiliated broker-dealer or bank to another | Dec 2, 2021 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Waco, Tx | Affiliated broker-dealer or bank to another | Oct 21, 2021 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Charlotte, Nc | Affiliated broker-dealer or bank to another | Jun 23, 2021 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Westlake Village, Ca | Affiliated broker-dealer or bank to another | Jun 3, 2021 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Lake Charles, La | Affiliated broker-dealer or bank to another | Apr 6, 2021 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Charlotte, Nc +1 | Affiliated broker-dealer or bank to another | Jun 15, 2020 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Titletown Wealth Management, LLC independent RIA | Green Bay, Wi | Affiliated broker-dealer or bank to independent RIA | May 29, 2020 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Jon Baker Financial Group unclassified | Atlanta, Ga | Other | Mar 4, 2020 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Mckinney, Tx | Affiliated broker-dealer or bank to another | Jan 17, 2020 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Bismarck, Nd +1 | Affiliated broker-dealer or bank to another | Dec 11, 2019 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | Oct 28, 2019 over 3 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Bellevue, Wa | Affiliated broker-dealer or bank to another | Oct 3, 2019 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Marshall, Tx | Affiliated broker-dealer or bank to another | Aug 26, 2019 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Lewisburg, Pa | Affiliated broker-dealer or bank to another | Aug 15, 2019 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Pinnacle Wealth Management, Inc. independent RIA | Brighton, Mi | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2019 |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Columbus, Ne +1 | Affiliated broker-dealer or bank to another | Apr 17, 2019 over 1 d |
| 3 | Woodbury Financial Services, Inc. BD affiliated | Concorde Asset Management, LLC BD affiliated | Kewaskum, Wi | Affiliated broker-dealer or bank to another | Apr 4, 2019 over 1 d |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Hickory Wealth Management, LLC no RAUM | Springfield, Mo +1 | Affiliated broker-dealer or bank to a newly registered adviser | Nov 7, 2018 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Bellevue, Wa | Affiliated broker-dealer or bank to another | Oct 12, 2018 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | Valtinson Bruner Financial Planning no RAUM | New Brighton, Mn | Affiliated broker-dealer or bank to a newly registered adviser | Sep 5, 2018 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Elmhurst, Il | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 |
| 2 | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Neenah, Wi | Affiliated broker-dealer or bank to independent RIA | Jul 18, 2018 |
| 3 | Woodbury Financial Services, Inc. other | Investment Centers Of America, Inc. other | Charleston, Wv +2 | Other | Jun 5, 2017 |
| 4 | Woodbury Financial Services, Inc. other | Lion Street Advisors, LLC other | Tyler, Tx | Other | Apr 28, 2017 over 3 d |
| 2 | Woodbury Financial Services, Inc. other | Lion Street Advisors, LLC other | Galena, Il +1 | Other | Feb 3, 2017 |
| 2 | Woodbury Financial Services, Inc. other | Ameriprise Financial Services, LLC national BD | Cedar Falls, Ia | Other | Feb 1, 2017 over 1 d |
| 4 | Woodbury Financial Services, Inc. other | Lion Street Advisors, LLC other | Lake Oswego, Or | Other | Jan 4, 2017 |
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69 teams match.derived from registration dates