DFX Intelligence
Advisor teams
Teams that joined LPL Financial LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
1,739 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 5 | Bridgeworth Wealth Management independent RIA | LPL Financial LLC BD affiliated | Birmingham, Al | RIA to affiliated broker-dealer or bank | Mar 19, 2024 |
| 5 | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Sioux Falls, Sd | Affiliated broker-dealer or bank to another | Mar 19, 2024 over 23 d |
| 3 | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Booneville, Ms | Wirehouse to affiliated broker-dealer or bank | Mar 19, 2024 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Newport Beach, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Mar 18, 2024 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Holyoke, Ma | Affiliated broker-dealer or bank to another | Mar 18, 2024 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Fishkill, Ny | Affiliated broker-dealer or bank to another | Mar 18, 2024 |
| 2 | D• W••••• M••••••••• G••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | San Diego, Ca | RIA to affiliated broker-dealer or bank | Mar 18, 2024 |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2024 over 7 d |
| 7 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Olathe, Ks +1 | Affiliated broker-dealer or bank to another | Mar 13, 2024 over 2 d |
| 5 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Hannibal, Mo | Affiliated broker-dealer or bank to another | Mar 13, 2024 over 1 d |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lafayette, La | Affiliated broker-dealer or bank to another | Mar 13, 2024 over 1 d |
| 3 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Lake Charles, La +1 | Affiliated broker-dealer or bank to another | Mar 11, 2024 |
| 2 | A•••••• A••••••• S••••••• BD affiliated | L•• F•••••••• L•• BD affiliated | Jacksonville, Fl | Affiliated broker-dealer or bank to another | Mar 9, 2024 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Wailuku, Hi | Affiliated broker-dealer or bank to another | Mar 8, 2024 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Louisville, Ky | Affiliated broker-dealer or bank to another | Mar 7, 2024 |
| 5 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Knoxville, Tn | Affiliated broker-dealer or bank to another | Mar 6, 2024 |
| 2 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Bismarck, Nd +1 | Affiliated broker-dealer or bank to another | Mar 6, 2024 over 1 d |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Philadelphia, Pa +2 | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2024 over 15 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Falls Church, Va | Affiliated broker-dealer or bank to another | Mar 4, 2024 |
| 2 | A••••••• P••••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Holbrook, Ny | Affiliated broker-dealer or bank to another | Feb 29, 2024 |
| 2 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Amherst, Ny | Affiliated broker-dealer or bank to another | Feb 26, 2024 over 1 d |
| 6 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Canonsburg, Pa | Affiliated broker-dealer or bank to another | Feb 23, 2024 over 4 d |
| 4 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Doylestown, Pa | Wirehouse to affiliated broker-dealer or bank | Feb 22, 2024 |
| 2 | T••••••••• F•••••••• A•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Corona, Ca +1 | Affiliated broker-dealer or bank to another | Feb 21, 2024 over 5 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Naples, Fl +1 | Affiliated broker-dealer or bank to another | Feb 21, 2024 over 6 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Monaca, Pa | Affiliated broker-dealer or bank to another | Feb 20, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Palm Beach Gardens, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Feb 20, 2024 over 13 d |
| 4 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Colchester, Vt | Affiliated broker-dealer or bank to another | Feb 13, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Victoria, Tx | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2024 over 1 d |
| 2 | O•••• F•• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Lubbock, Tx | Affiliated broker-dealer or bank to another | Feb 13, 2024 over 2 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Topeka, Ks | Affiliated broker-dealer or bank to another | Feb 12, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Kearney, Ne | Affiliated broker-dealer or bank to another | Feb 9, 2024 over 11 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Henderson, Nv | Affiliated broker-dealer or bank to another | Feb 8, 2024 over 1 d |
| 3 | M•• I•••••••• S•••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Charlottesville, Va | Affiliated broker-dealer or bank to another | Feb 7, 2024 over 5 d |
| 3 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Toms River, Nj +2 | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Henderson, Nv +1 | Wirehouse to affiliated broker-dealer or bank | Feb 7, 2024 over 1 d |
| 4 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Clinton, Nj +1 | Affiliated broker-dealer or bank to another | Feb 6, 2024 over 10 d |
| 4 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | La Jolla, Ca | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2024 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Beaumont, Ca +2 | Wirehouse to affiliated broker-dealer or bank | Feb 6, 2024 over 20 d |
| 2 | F••••••••• L•• independent RIA | L•• F•••••••• L•• BD affiliated | Fort Mill, Sc | RIA to affiliated broker-dealer or bank | Feb 6, 2024 |
| 6 | F•••••••• D••••••••• G••••• I••• independent RIA | L•• F•••••••• L•• BD affiliated | Maple Grove, Mn | RIA to affiliated broker-dealer or bank | Feb 5, 2024 |
| 8 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Fort Wayne, In +3 | Affiliated broker-dealer or bank to another | Feb 1, 2024 |
| 6 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Maple Grove, Mn | Affiliated broker-dealer or bank to another | Feb 1, 2024 over 3 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Mooresville, Nc +2 | Affiliated broker-dealer or bank to another | Jan 31, 2024 |
| 23 | O•••• I••••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Troy, Mi +18 | Affiliated broker-dealer or bank to another | Jan 30, 2024 over 14 d |
| 6 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Reno, Nv | Affiliated broker-dealer or bank to another | Jan 26, 2024 over 18 d |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 2 | S••••••••• A•••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Crown Point, In | Affiliated broker-dealer or bank to another | Jan 24, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Westminster, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jan 24, 2024 over 2 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Redwood Shores, Ca +1 | Affiliated broker-dealer or bank to another | Jan 24, 2024 over 6 d |
| 3 | W••••••• F•••••••• S•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Oakdale, Mn | Affiliated broker-dealer or bank to another | Jan 19, 2024 |
| 8 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | L•• F•••••••• L•• BD affiliated | Bay City, Mi | Affiliated broker-dealer or bank to another | Jan 17, 2024 over 2 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Toms River, Nj +1 | Affiliated broker-dealer or bank to another | Jan 16, 2024 over 1 d |
| 11 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Bloomfield Hills, Mi +2 | Affiliated broker-dealer or bank to another | Jan 12, 2024 over 11 d |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Newport Beach, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2024 over 10 d |
| 8 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Wausau, Wi +1 | Affiliated broker-dealer or bank to another | Jan 11, 2024 over 7 d |
| 6 | A••••••••• F•••••••• S•••••••• L•• national BD | L•• F•••••••• L•• BD affiliated | Meridian, Id +1 | Affiliated broker-dealer or bank to another | Jan 11, 2024 over 6 d |
| 2 | C•••••• S••••• • C••• I••• national BD | L•• F•••••••• L•• BD affiliated | Los Angeles, Ca +1 | Affiliated broker-dealer or bank to another | Jan 10, 2024 |
| 2 | C•••••• S••••• • C••• I••• national BD | L•• F•••••••• L•• BD affiliated | Northbrook, Il +1 | Affiliated broker-dealer or bank to another | Jan 10, 2024 |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | Tampa, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Jan 10, 2024 over 7 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.