DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Stifel, Nicolaus & Company, Incorporated

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Raymond James & Associates, Inc. national BD	Stifel, Nicolaus & Company, Incorporated national BD	Holland, Mi	Affiliated broker-dealer or bank to another	Jan 29, 2022
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Colorado Springs, Co +1	Wirehouse to affiliated broker-dealer or bank	Jan 24, 2022 over 1 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	New Philadelphia, Oh +1	Wirehouse to affiliated broker-dealer or bank	Jan 13, 2022
2	Truist Advisory Services, Inc. BD affiliated	Stifel, Nicolaus & Company, Incorporated national BD	Atlanta, Ga	Affiliated broker-dealer or bank to another	Jan 5, 2022
3	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Las Cruces, Nm	Wirehouse to affiliated broker-dealer or bank	Nov 23, 2021 over 6 d
3	D.A. Davidson & Co. independent RIA	Stifel, Nicolaus & Company, Incorporated national BD	Idaho Falls, Id	RIA to affiliated broker-dealer or bank	Nov 17, 2021
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Satellite Beach, Fl +1	Wirehouse to affiliated broker-dealer or bank	Nov 17, 2021 over 6 d
5	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	California, Mo +2	Wirehouse to affiliated broker-dealer or bank	Oct 28, 2021
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Overland Park, Ks	Wirehouse to affiliated broker-dealer or bank	Oct 22, 2021
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Dallas, Tx	Wirehouse to affiliated broker-dealer or bank	Oct 21, 2021
2	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Hot Springs, Ar	Wirehouse to affiliated broker-dealer or bank	Oct 8, 2021
5	UBS Financial Services Inc. wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Fort Myers, Fl +1	Wirehouse to affiliated broker-dealer or bank	Sep 22, 2021
2	UBS Financial Services Inc. wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	New York, Ny	Wirehouse to affiliated broker-dealer or bank	Sep 10, 2021
5	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Miami, Fl +2	Wirehouse to affiliated broker-dealer or bank	Aug 30, 2021 over 14 d
2	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Dallas, Tx	Wirehouse to affiliated broker-dealer or bank	Aug 24, 2021
3	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	St Louis, Mo	Wirehouse to affiliated broker-dealer or bank	Aug 5, 2021 over 25 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Frontenac, Mo	Wirehouse to affiliated broker-dealer or bank	Aug 4, 2021
8	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Newport Beach, Ca +3	Wirehouse to affiliated broker-dealer or bank	Jun 28, 2021 over 14 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Hendersonville, Tn +1	Wirehouse to affiliated broker-dealer or bank	Jun 25, 2021 over 3 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Las Cruces, Nm	Wirehouse to affiliated broker-dealer or bank	Apr 23, 2021
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	San Francisco, Ca +2	Wirehouse to affiliated broker-dealer or bank	Apr 21, 2021 over 13 d
6	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Dallas, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jan 13, 2021 over 19 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Newport Beach, Ca	Wirehouse to affiliated broker-dealer or bank	Dec 15, 2020
2	UBS Financial Services Inc. wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Boise, Id	Wirehouse to affiliated broker-dealer or bank	Dec 15, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Anaheim, Ca +1	Wirehouse to affiliated broker-dealer or bank	Dec 7, 2020
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Abilene, Tx	Wirehouse to affiliated broker-dealer or bank	Dec 1, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Florham Park, Nj	Wirehouse to affiliated broker-dealer or bank	Nov 24, 2020
5	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Midland, Mi	Wirehouse to affiliated broker-dealer or bank	Nov 19, 2020 over 1 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Columbus, Oh	Wirehouse to affiliated broker-dealer or bank	Nov 4, 2020 over 2 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Dallas, Tx	Wirehouse to affiliated broker-dealer or bank	Oct 29, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Bowling Green, Ky	Wirehouse to affiliated broker-dealer or bank	Oct 26, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Bridgeport, Wv +1	Wirehouse to affiliated broker-dealer or bank	Oct 19, 2020
2	UBS Financial Services Inc. wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Melville, Ny	Wirehouse to affiliated broker-dealer or bank	Oct 6, 2020
4	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Seal Beach, Ca +1	Wirehouse to affiliated broker-dealer or bank	Sep 2, 2020 over 6 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Philadelphia, Pa	Wirehouse to affiliated broker-dealer or bank	Aug 28, 2020 over 3 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Mount Laurel, Nj	Wirehouse to affiliated broker-dealer or bank	Aug 28, 2020 over 4 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	New York, Ny	Wirehouse to affiliated broker-dealer or bank	Aug 27, 2020 over 1 d
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Dallas, Tx	Wirehouse to affiliated broker-dealer or bank	Aug 26, 2020 over 1 d
3	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Mcallen, Tx	Wirehouse to affiliated broker-dealer or bank	Aug 26, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Festus, Mo	Wirehouse to affiliated broker-dealer or bank	Aug 25, 2020
3	UBS Financial Services Inc. wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Birmingham, Mi	Wirehouse to affiliated broker-dealer or bank	Aug 19, 2020
4	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Owosso, Mi	Wirehouse to affiliated broker-dealer or bank	Aug 14, 2020 over 6 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Galesburg, Il +1	Wirehouse to affiliated broker-dealer or bank	Aug 12, 2020
5	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Mitchell, Sd +1	Wirehouse to affiliated broker-dealer or bank	Jul 21, 2020
6	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Chapel Hill, Nc +1	Wirehouse to affiliated broker-dealer or bank	Jul 17, 2020 over 6 d
3	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Newport Beach, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jun 30, 2020 over 6 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Florham Park, Nj	Wirehouse to affiliated broker-dealer or bank	Jun 30, 2020
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Venice, Fl	Wirehouse to affiliated broker-dealer or bank	Jun 29, 2020
4	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Anderson, In	Wirehouse to affiliated broker-dealer or bank	Jun 23, 2020
2	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Abilene, Tx	Wirehouse to affiliated broker-dealer or bank	Jun 10, 2020
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Wilmington, Nc	Wirehouse to affiliated broker-dealer or bank	Jun 5, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Abilene, Tx	Wirehouse to affiliated broker-dealer or bank	Jun 5, 2020
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Great Falls, Mt	Wirehouse to affiliated broker-dealer or bank	Jun 3, 2020 over 2 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Allentown, Pa	Wirehouse to affiliated broker-dealer or bank	Jun 3, 2020
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Auburn Hills, Mi	Wirehouse to affiliated broker-dealer or bank	Mar 6, 2020
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Swansea, Il	Wirehouse to affiliated broker-dealer or bank	Mar 2, 2020
2	Morgan Stanley wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Morristown, Nj +1	Wirehouse to affiliated broker-dealer or bank	Feb 25, 2020 over 6 d
4	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Mill Valley, Ca +1	Wirehouse to affiliated broker-dealer or bank	Feb 12, 2020 over 12 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Mcallen, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jan 31, 2020 over 13 d
2	Wells Fargo Advisors wirehouse	Stifel, Nicolaus & Company, Incorporated national BD	Ebensburg, Pa	Wirehouse to affiliated broker-dealer or bank	Jan 24, 2020

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229 teams match.derived from registration dates