RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Hornor, Townsend & Kent, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Krempa Associates Inc. unclassified | Hornor, Townsend & Kent, LLC independent RIA | Fountainville, Pa | Other | Jul 30, 2026 |
| 2 | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | San Antonio, Tx +1 | Affiliated broker-dealer or bank to another | Jun 11, 2025 over 12 d |
| 2 | Osaic Fs, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Overland Park, Ks | Affiliated broker-dealer or bank to another | Nov 14, 2024 |
| 2 | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Fredericksburg, Va | Affiliated broker-dealer or bank to another | Nov 11, 2024 |
| 2 | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Saint Louis, Mo | Affiliated broker-dealer or bank to another | Jun 4, 2024 over 1 d |
| 2 | Brookstone Capital Management LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | Wheaton, Il | RIA to affiliated broker-dealer or bank | Aug 29, 2023 |
| 2 | Alphastar Capital Management independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | Franklin, Tn | RIA to affiliated broker-dealer or bank | Aug 2, 2023 over 1 d |
| 2 | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Pleasant Hill, Ca +1 | Affiliated broker-dealer or bank to another | Jul 19, 2023 |
| 2 | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Colonial Heights, Va | Affiliated broker-dealer or bank to another | May 19, 2023 over 3 d |
| 2 | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Rockville, Md | Affiliated broker-dealer or bank to another | Dec 12, 2019 |
| 3 | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Camp Hill, Pa | Other | Feb 6, 2017 over 17 d |
| 3 | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Philadelphia, Pa | Other | Jul 1, 2016 |
| 2 | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Plymouth Meeting, Pa +1 | Other | Mar 2, 2016 over 1 d |
| 2 | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Newtown Square, Pa +1 | Other | Mar 23, 2015 |
| 3 | Msi Financial Services, Inc. other | Hornor, Townsend & Kent, LLC other | Plymouth Meeting, Pa +1 | Other | Feb 18, 2015 over 2 d |