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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

WESTERN ASSET MANAGEMENT COMPANY LIMITED

CRD 110427

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18f54e7f-dacb-ec5b-cb31-75d78210fa51

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to Sep 16, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.08 institutional_share=0.86 related_bd=true related_bank=true bd_reps=0.0 bank_owner=false
Regulatory AUM: $20BItem 5.F on the latest filing (2026-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $20B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 34
Individual clients: 0
High net worth clients: 0
SEC number: 801-21068
CRD: 110427
Filings on the tape: 40
First filed: Mar 30, 2012
Latest filed: Sep 16, 2026
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ETP HOLDINGS (CAYMAN) LIMITED	JT PARTNERS OF TEMPLETON INTERNATIONAL INC. AND LMGH LTD	E	yes	07/2021	Aug 11, 2022	Dec 23, 2024
FRANKLIN RESOURCES, INC.	SOLE SHAREHOLDER OF LEGG MASON, INC.	E	yes	07/2020	Aug 7, 2020	Dec 23, 2024
Hoffmann, Courtney, Ann	DIRECTOR AND SENIOR EXECUTIVE OFFICER	Na	yes	10/2022	Dec 22, 2022	Dec 23, 2024
LEGG MASON GLOBAL HOLDINGS LTD.	SOLE SHAREHOLDER	E	yes	07/2021	Dec 21, 2021	Dec 23, 2024
LEGG MASON, INC.	SOLE SHAREHOLDER	E	yes	02/1996	Mar 30, 2012	Dec 23, 2024
MERCHANT, THOMAS, CLIFTON	Chairman	Na	yes	07/2022	Jun 30, 2014	Dec 23, 2024
PETROVIC, JELENA, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Mar 30, 2012	Dec 23, 2024
TEMPLETON INTERNATIONAL, INC.	SOLE SHAREHOLDER OF ETP HOLDINGS (CAYMAN) LIMITED AND JT PARTNER OF LMGH LTD	E	yes	07/2021	Dec 21, 2021	Dec 23, 2024
TEMPLETON WORLDWIDE, INC.	SOLE SHAREHOLDER	E	yes	07/2021	Aug 11, 2022	Dec 23, 2024
ZELOUF, MICHAEL, BARUCH	DIRECTOR AND SENIOR EXECUTIVE OFFICER	Na	yes	05/2002	Mar 30, 2012	Dec 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTERN ASSET MANAGEMENT COMPANY, LLC	n/a	Asset manager	$185B	Y	yes	n/a
FRANKLIN TEMPLETON FUND ADVISER, LLC	n/a	Asset manager	$167B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTE LTD	n/a	Institutional manager	$2.8B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LTD	n/a	Former SEC adviser	$2.6B	N	yes	n/a
FRANKLIN TEMPLETON AUSTRALIA LIMITED	n/a	n/a	n/a	N	yes	n/a
FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.	n/a	n/a	n/a	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO	n/a	n/a	n/a	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTY LTD	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$20B	$20B	27	16	0	n/a	n/a
2024	Dec 23, 2024	$34B	$34B	49	14	1	n/a	n/a
2023	Dec 20, 2023	$28B	$28B	59	22	1	n/a	n/a
2022	Dec 22, 2022	$28B	$28B	65	23	1	n/a	n/a
2021	Dec 21, 2021	$33B	$33B	63	18	1	n/a	n/a
2020	Jun 26, 2020	$32B	$32B	64	19	1	n/a	n/a
2019	Jun 28, 2019	$36B	$36B	62	15	1	n/a	n/a
2018	Jun 26, 2018	$36B	$36B	61	26	2	n/a	n/a
2017	Jun 29, 2017	$36B	$36B	68	26	n/a	n/a	n/a
2016	Jun 29, 2016	$37B	$37B	68	26	n/a	n/a	n/a
2015	Jun 30, 2015	$42B	$42B	68	26	n/a	n/a	n/a
2014	Jun 30, 2014	$40B	$40B	68	26	n/a	n/a	n/a
2013	Jun 28, 2013	$39B	$39B	72	26	n/a	n/a	n/a
2012	Jun 29, 2012	$42B	$42B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$20B	$34B	-40.1%	$28B	-10.5%	27	49	0	1

Relationships

Affiliated with (30)

← FRANKLIN TEMPLETON FUND ADVISER, LLCRegistered adviserother investment adviser, common control
factForm ADV
← K2/D&S MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ FRANKLIN TEMPLETON FUND ADVISER, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY LTDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← CLEARBRIDGE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← THE PUTNAM ADVISORY COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
← TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN MUTUAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENTS CORP.Registered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY LTDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN MANAGED OPTIONS STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARTIN CURRIE INCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
← QS INVESTORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.Registered adviserother investment adviser, common control
factForm ADV
← K2 ADVISORS, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← EDINBURGH PARTNERS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← QS LEGG MASON GLOBAL ASSET ALLOCATION, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← MERCHANT, THOMAS, CLIFTONOwnerCHAIRMAN, ownership code NA, individual
Jun 30, 2014 to Dec 23, 2024factForm ADV
← ZELOUF, MICHAEL, BARUCHOwnerDIRECTOR AND SENIOR EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 23, 2024factForm ADV
← PETROVIC, JELENA, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 23, 2024factForm ADV
← Hoffmann, Courtney, AnnOwnerDIRECTOR AND SENIOR EXECUTIVE OFFICER, ownership code NA, individual
Dec 22, 2022 to Dec 23, 2024factForm ADV
← ETP HOLDINGS (CAYMAN) LIMITEDOwnerJT PARTNERS OF TEMPLETON INTERNATIONAL INC. AND LMGH LTD, ownership code E, foreign entity
Aug 11, 2022 to Dec 23, 2024factForm ADV
← FRANKLIN RESOURCES, INC.OwnerSOLE SHAREHOLDER OF LEGG MASON, INC., ownership code E, domestic entity
Aug 7, 2020 to Dec 23, 2024factForm ADV
← LEGG MASON GLOBAL HOLDINGS LTD.OwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Dec 21, 2021 to Dec 23, 2024factForm ADV
← LEGG MASON, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Dec 23, 2024factForm ADV
← TEMPLETON INTERNATIONAL, INC.OwnerSOLE SHAREHOLDER OF ETP HOLDINGS (CAYMAN) LIMITED AND JT PARTNER OF LMGH LTD, ownership code E, domestic entity
Dec 21, 2021 to Dec 23, 2024factForm ADV
← TEMPLETON WORLDWIDE, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Aug 11, 2022 to Dec 23, 2024factForm ADV

Dated events

Occurred
Dec 12, 2025
Regulatory AUM changed
Western Asset Management Company Limited reported RAUM $20.1B, down 40% from $33.6B (2024-12-23 to 2025-12-12)
Form ADVobserved 5 days ago
$-13.5B
Occurred
Dec 22, 2022
Control person joined
Ann Courtney Hoffmann (Director And Senior Executive Officer) appeared on Schedule A of Western Asset Management Company Limited
Form ADVobserved 5 days ago
Occurred
Aug 11, 2022
Control person left
Antony Charles Ruys De Perez (General Counsel And Director) no longer on Schedule A of Western Asset Management Company Limited (listed 2021-12-21, absent 2022-08-11)
Form ADVobserved 5 days ago
Occurred
Jun 26, 2020
Control person left
Ann Duong (Finance Officer) no longer on Schedule A of Western Asset Management Company Limited (listed 2020-03-24, absent 2020-06-26)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:18f54e7f-dacb-ec5b-cb31-75d78210fa51
First observed: Mar 30, 2012
Last observed: Sep 16, 2026 4 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTERN ASSET MANAGEMENT COMPANY LIMITED

CRD 110427

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:18f54e7f-dacb-ec5b-cb31-75d78210fa51

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:37 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ETP HOLDINGS (CAYMAN) LIMITED

JT PARTNERS OF TEMPLETON INTERNATIONAL INC. AND LMGH LTD

yes

07/2021

Aug 11, 2022

Dec 23, 2024

FRANKLIN RESOURCES, INC.

SOLE SHAREHOLDER OF LEGG MASON, INC.

yes

07/2020

Aug 7, 2020

Dec 23, 2024

Hoffmann, Courtney, Ann

DIRECTOR AND SENIOR EXECUTIVE OFFICER

yes

10/2022

Dec 22, 2022

Dec 23, 2024

LEGG MASON GLOBAL HOLDINGS LTD.

SOLE SHAREHOLDER

yes

07/2021

Dec 21, 2021

Dec 23, 2024

LEGG MASON, INC.

SOLE SHAREHOLDER

yes

02/1996

Mar 30, 2012

Dec 23, 2024

MERCHANT, THOMAS, CLIFTON

Chairman

yes

07/2022

Jun 30, 2014

Dec 23, 2024

PETROVIC, JELENA, NMN

CHIEF COMPLIANCE OFFICER

yes

01/2012

Mar 30, 2012

Dec 23, 2024

TEMPLETON INTERNATIONAL, INC.

SOLE SHAREHOLDER OF ETP HOLDINGS (CAYMAN) LIMITED AND JT PARTNER OF LMGH LTD

yes

07/2021

Dec 21, 2021

Dec 23, 2024

TEMPLETON WORLDWIDE, INC.

SOLE SHAREHOLDER

yes

07/2021

Aug 11, 2022

Dec 23, 2024

ZELOUF, MICHAEL, BARUCH

DIRECTOR AND SENIOR EXECUTIVE OFFICER

yes

05/2002

Mar 30, 2012

Dec 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTERN ASSET MANAGEMENT COMPANY, LLC

n/a

Asset manager

$185B

yes

n/a

FRANKLIN TEMPLETON FUND ADVISER, LLC

n/a

Asset manager

$167B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTE LTD

n/a

Institutional manager

$2.8B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LTD

n/a

Former SEC adviser

$2.6B

yes

n/a

FRANKLIN TEMPLETON AUSTRALIA LIMITED

n/a

yes

n/a

FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.

n/a

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO

n/a

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTY LTD

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Zurich

n/a

Switzerland

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$20B

n/a

2024

Dec 23, 2024

$34B

n/a

2023

Dec 20, 2023

$28B

n/a

2022

Dec 22, 2022

$28B

n/a

2021

Dec 21, 2021

$33B

n/a

2020

Jun 26, 2020

$32B

n/a

2019

Jun 28, 2019

$36B

n/a

2018

Jun 26, 2018

$36B

n/a

2017

Jun 29, 2017

$36B

n/a

2016

Jun 29, 2016

$37B

n/a

2015

Jun 30, 2015

$42B

n/a

2014

Jun 30, 2014

$40B

n/a

2013

Jun 28, 2013

$39B

n/a

2012

Jun 29, 2012

$42B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$20B

$34B

-40.1%

$28B

-10.5%