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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

WESTERN ASSET MANAGEMENT COMPANY LTD

CRD 143388

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c564be1b-d818-6659-c7cb-0d27c4913e35

Data as of Dec 12, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 8
On other graphs: 0
Observed: Mar 30, 2012 to Dec 12, 2025
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.6BItem 5.F on the latest filing (2025-12-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $725M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 14
SEC number: 801-68224
CRD: 143388
Filings on the tape: 31
First filed: Mar 30, 2012
Latest filed: Dec 12, 2025
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOYDSTON, LAURA, A	NON-EXECUTIVE DIRECTOR	Na	yes	12/2016	Jun 29, 2017	Dec 23, 2024
FRANKLIN RESOURCES, INC.	SOLE SHAREHOLDER OF LEGG MASON, INC.	E	yes	07/2020	Aug 7, 2020	Dec 23, 2024
FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED	SOLE SHAREHOLDER OF APPLICANT	E	yes	09/2021	Dec 21, 2021	Dec 23, 2024
Hoffmann, Courtney, Ann	NON-EMPLOYEE DIRECTOR	Na	yes	07/2022	Sep 1, 2022	Dec 23, 2024
KOMATSU, TAKASHI	DIRECTOR, HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER	Na	yes	07/2005	Mar 30, 2012	Dec 23, 2024
SUDO, YASUAKI	FINANCE OFFICER	Na	yes	07/2007	Mar 30, 2012	Dec 23, 2024
SHINOKA, MASAHIRO	REPRESENTATIVE DIRECTOR	Na	no	10/2023	Dec 20, 2023	Dec 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTERN ASSET MANAGEMENT COMPANY, LLC	n/a	Asset manager	$185B	Y	yes	n/a
FRANKLIN TEMPLETON FUND ADVISER, LLC	n/a	Asset manager	$167B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY LIMITED	n/a	Institutional manager	$20B	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTE LTD	n/a	Institutional manager	$2.8B	N	yes	n/a
FRANKLIN TEMPLETON JAPAN CO., LTD.	n/a	n/a	n/a	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO	n/a	n/a	n/a	N	yes	n/a
WESTERN ASSET MANAGEMENT COMPANY PTY LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Dec 23, 2024	$3.0B	$1.0B	20	3	0	n/a	n/a
2023	Dec 20, 2023	$3.4B	$1.3B	24	6	0	n/a	n/a
2022	Dec 22, 2022	$3.9B	$1.2B	25	6	0	n/a	n/a
2021	Dec 21, 2021	$5.6B	$2.3B	25	4	0	n/a	n/a
2020	Jun 26, 2020	$5.8B	$1.7B	23	4	0	n/a	n/a
2019	Jun 28, 2019	$6.0B	$1.6B	24	4	0	n/a	n/a
2018	Jun 26, 2018	$8.7B	$3.5B	24	6	0	n/a	n/a
2017	Jun 29, 2017	$7.0B	$1.0B	25	6	n/a	n/a	n/a
2016	Jun 29, 2016	$8.8B	$1.0B	23	5	n/a	n/a	n/a
2015	Jun 30, 2015	$11B	$1.8B	23	5	n/a	n/a	n/a
2014	Jun 30, 2014	$14B	$1.7B	30	9	n/a	n/a	n/a
2013	Jun 28, 2013	$19B	$1.5B	30	11	n/a	n/a	n/a
2012	Jun 29, 2012	$24B	$847M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.6B	$3.4B	-24.8%	$5.6B	-22.8%	6	24	0	0

Relationships

Affiliated with (28)

← FRANKLIN TEMPLETON FUND ADVISER, LLCRegistered adviserother investment adviser, common control
factForm ADV
← K2/D&S MANAGEMENT CO., L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← CLEARBRIDGE INVESTMENT MANAGEMENT LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← THE PUTNAM ADVISORY COMPANY, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, common control
factForm ADV
← TEMPLETON ASSET MANAGEMENT LTD.Registered adviserother investment adviser, common control
factForm ADV
← TEMPLETON INVESTMENT COUNSEL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INSTITUTIONAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PUTNAM INVESTMENT MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← TEMPLETON GLOBAL ADVISORS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN MUTUAL ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON INVESTMENTS CORP.Registered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ FRANKLIN TEMPLETON FUND ADVISER, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ WESTERN ASSET MANAGEMENT COMPANY PTE LTDRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN MANAGED OPTIONS STRATEGIES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MARTIN CURRIE INCRegistered adviserother investment adviser, common control
factForm ADV
← FRANKLIN TEMPLETON PORTFOLIO ADVISORS, INC.Registered adviserother investment adviser, common control
factForm ADV
← FIDUCIARY INVESTMENT MANAGEMENT INTERNATIONAL, INC.Registered adviserother investment adviser, common control
factForm ADV
← K2 ADVISORS, L.L.C.Registered adviserother investment adviser, common control
factForm ADV
← EDINBURGH PARTNERS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALORegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← BOYDSTON, LAURA, AOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Jun 29, 2017 to Dec 23, 2024factForm ADV
← KOMATSU, TAKASHIOwnerDIRECTOR, HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 23, 2024factForm ADV
← SUDO, YASUAKIOwnerFINANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 23, 2024factForm ADV
← Hoffmann, Courtney, AnnOwnerNON-EMPLOYEE DIRECTOR, ownership code NA, individual
Sep 1, 2022 to Dec 23, 2024factForm ADV
← FRANKLIN RESOURCES, INC.OwnerSOLE SHAREHOLDER OF LEGG MASON, INC., ownership code E, domestic entity
Aug 7, 2020 to Dec 23, 2024factForm ADV
← FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITEDOwnerSOLE SHAREHOLDER OF APPLICANT, ownership code E, foreign entity
Dec 21, 2021 to Dec 23, 2024factForm ADV

Owns (1)

← SHINOKA, MASAHIROOwnerREPRESENTATIVE DIRECTOR, ownership code NA, individual
Dec 20, 2023 to Dec 23, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 23, 2024
Control person left
Maki Yoshida (Operation Officer) no longer on Schedule A of Western Asset Management Company Ltd (listed 2023-12-20, absent 2024-12-23)
Form ADVobserved 6 days ago
Occurred
Dec 20, 2023
Control person left
Naoya Orime (Representative Director) no longer on Schedule A of Western Asset Management Company Ltd (listed 2023-06-01, absent 2023-12-20)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Regulatory AUM changed
Western Asset Management Company Ltd reported RAUM $3.9B, down 30% from $5.6B (2022-09-01 to 2022-12-22)
Form ADVobserved 6 days ago
$-1.7B
Occurred
Sep 1, 2022
Control person joined
Ann Courtney Hoffmann (Non-Employee Director) appeared on Schedule A of Western Asset Management Company Ltd
Form ADVobserved 6 days ago
Occurred
Sep 1, 2022
Control person left
Antony Charles Ruys De Perez (Non-Employee Director) no longer on Schedule A of Western Asset Management Company Ltd (listed 2021-12-21, absent 2022-09-01)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2019
Regulatory AUM changed
Western Asset Management Company Ltd reported RAUM $6.0B, down 31% from $8.7B (2018-06-26 to 2019-06-28)
Form ADVobserved 6 days ago
$-2.7B
Occurred
Jun 26, 2018
Regulatory AUM changed
Western Asset Management Company Ltd reported RAUM $8.7B, up 25% from $7.0B (2017-06-29 to 2018-06-26)
Form ADVobserved 6 days ago
$1.8B

Show 1 bookkeeping events

Occurred
Jul 1, 2026
Western Asset Management Company Ltd no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $2.6B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c564be1b-d818-6659-c7cb-0d27c4913e35
First observed: Mar 30, 2012
Last observed: Dec 12, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WESTERN ASSET MANAGEMENT COMPANY LTD

CRD 143388

CHIYODA-KU, TOKYO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c564be1b-d818-6659-c7cb-0d27c4913e35

Data as of Dec 12, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOYDSTON, LAURA, A

NON-EXECUTIVE DIRECTOR

yes

12/2016

Jun 29, 2017

Dec 23, 2024

FRANKLIN RESOURCES, INC.

SOLE SHAREHOLDER OF LEGG MASON, INC.

yes

07/2020

Aug 7, 2020

Dec 23, 2024

FRANKLIN TEMPLETON CAPITAL HOLDINGS PRIVATE LIMITED

SOLE SHAREHOLDER OF APPLICANT

yes

09/2021

Dec 21, 2021

Dec 23, 2024

Hoffmann, Courtney, Ann

NON-EMPLOYEE DIRECTOR

yes

07/2022

Sep 1, 2022

Dec 23, 2024

KOMATSU, TAKASHI

DIRECTOR, HEAD OF LEGAL AND COMPLIANCE; CHIEF COMPLIANCE OFFICER

yes

07/2005

Mar 30, 2012

Dec 23, 2024

SUDO, YASUAKI

FINANCE OFFICER

yes

07/2007

Mar 30, 2012

Dec 23, 2024

SHINOKA, MASAHIRO

REPRESENTATIVE DIRECTOR

10/2023

Dec 20, 2023

Dec 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTERN ASSET MANAGEMENT COMPANY, LLC

n/a

Asset manager

$185B

yes

n/a

FRANKLIN TEMPLETON FUND ADVISER, LLC

n/a

Asset manager

$167B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY LIMITED

n/a

Institutional manager

$20B

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTE LTD

n/a

Institutional manager

$2.8B

yes

n/a

FRANKLIN TEMPLETON JAPAN CO., LTD.

n/a

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY DISTRIBUIDORA DE TITULOS E VALO

n/a

yes

n/a

WESTERN ASSET MANAGEMENT COMPANY PTY LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Dec 23, 2024

$3.0B

$1.0B

n/a

2023

Dec 20, 2023

$3.4B

$1.3B

n/a

2022

Dec 22, 2022

$3.9B

$1.2B

n/a

2021

Dec 21, 2021

$5.6B

$2.3B

n/a

2020

Jun 26, 2020

$5.8B

$1.7B

n/a

2019

Jun 28, 2019

$6.0B

$1.6B

n/a

2018

Jun 26, 2018

$8.7B

$3.5B

n/a

2017

Jun 29, 2017

$7.0B

$1.0B

n/a

2016

Jun 29, 2016

$8.8B

$1.0B

n/a

2015

Jun 30, 2015

$11B

$1.8B

n/a

2014

Jun 30, 2014

$14B

$1.7B

n/a

2013

Jun 28, 2013

$19B

$1.5B

n/a

2012

Jun 29, 2012

$24B

$847M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$2.6B

$3.4B

-24.8%

$5.6B

-22.8%