DFX Intelligence
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CRD 151223
SYDNEY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| R••• I••••••••• G••••• V•••• F••• L••• | Other Private Fund | $82.6M | Jun 20, 2017 | 3 | Sep 23, 2015 | dropped | 021-180214 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••• M••••••• C••••••••• | EXECUTIVE DIRECTOR | Na | yes | 03/2023 | Sep 14, 2023 | Dec 20, 2024 |
| C••••••••• I••••••••• L•••••• | Company | E | yes | 07/2009 | Dec 9, 2021 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| F••••••• A•••••••• I••• | n/a | Asset manager | $509B | N | yes | n/a |
| C••••••••• I••••••••• L•• | n/a | Mixed wealth | $185B | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $2.2B | $2.6B | -13.4% | $1.3B | 18.8% | 0 | 0 | 0 | 0 |
| S••• S••••••••• O• L••• M•••• I••• |
| E |
| yes |
| 07/2020 |
| Aug 27, 2020 |
| Dec 20, 2024 |
| L••••••• N•••••••• J•••• | Director | Na | yes | 06/2006 | Jan 3, 2012 | Dec 20, 2024 |
| L••• M•••• A•••••••• H••••••• P•• L•••••• | Shareholder | E | yes | 10/2015 | Nov 19, 2015 | Dec 20, 2024 |
| L••• M•••• I••• | Shareholder | E | yes | 10/2015 | Nov 19, 2015 | Dec 20, 2024 |
| M•••••• T•••••••• J•••• | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2019 | Jul 18, 2019 | Dec 20, 2024 |
| G•••••• A••••••• K•••••••• | HEAD OF LEGAL, RISK & COMPLIANCE | Na | no | 03/2015 | Nov 19, 2015 | Dec 20, 2024 |
| F••••••• T•••••••• F••• A••••••• L•• |
| n/a |
| Asset manager |
| $167B |
| N |
| yes |
| n/a |
| F••••••• T•••••••• P•••••• P•••••••• G••••• L•• | n/a | Independent wealth | $140B | N | yes | n/a |
| F••••••• T•••••••• I••••••••• C•••• | n/a | Asset manager | $13B | N | yes | n/a |
| C••••••••• I••••••••• L•••••• | n/a | n/a | n/a | Y | yes | n/a |
| F••••••• D••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Dec 20, 2024 |
| $2.1B |
| $2.1B |
| 0 |
| 0 |
| 0 |
| n/a |
| n/a |
| 2023 | Dec 20, 2023 | $2.6B | $2.5B | 0 | 0 | 0 | n/a | n/a |
| 2022 | Dec 8, 2022 | $1.5B | $1.5B | 0 | 0 | 0 | n/a | n/a |
| 2021 | Dec 9, 2021 | $1.3B | $1.3B | 0 | 0 | 0 | n/a | n/a |
| 2020 | Jun 29, 2020 | $926M | $926M | 0 | 0 | 0 | n/a | n/a |
| 2019 | Jul 18, 2019 | $819M | $819M | 0 | 0 | 0 | n/a | n/a |
| 2018 | Jun 26, 2018 | $662M | $662M | 48 | 13 | 1 | n/a | n/a |
| 2017 | Jun 20, 2017 | $2.1B | $2.1B | 47 | 14 | n/a | 1 | $82.6M |
| 2016 | May 2, 2016 | $2.0B | $2.0B | 51 | 15 | n/a | 1 | $88.6M |
| 2015 | Sep 23, 2015 | $2.1B | $2.1B | 51 | 15 | n/a | 1 | $75.9M |
| 2014 | Sep 29, 2014 | $1.9B | $1.9B | 41 | 15 | n/a | n/a | n/a |
| 2013 | Oct 14, 2013 | $1.6B | $1.6B | 38 | 16 | n/a | n/a | n/a |
| 2012 | Oct 15, 2012 | $865M | $865M | n/a | n/a | n/a | n/a | n/a |
| 2011 | Jan 3, 2012 | $624M | $624M | n/a | n/a | n/a | n/a | n/a |