DFX Intelligence

C•••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C•••••• P•••••••

C•••••• P•••••••, LLC, CRD 108803

NEW YORK, NY

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Search this name across graphsid dfx:ria:6d1b83aa-1d27-1b58-f218-6e09b8afa155

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 65
Dated events: 22
On other graphs: 4
Observed: Mar 30, 2012 to Feb 27, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••• P•••••••

Private equity manager · key cik, key crd, key sfn adviser, shared crd

Private Creditidentity

C•••••• P•••••••

Private credit manager · key cik, key crd, key sfn adviser, shared crd

Real Estate Fundsidentity

C•••••• P•••••••

Real estate fund manager · key cik, key crd, key sfn adviser, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.86 institutional_share=0.14 related_bd=true related_bank=true bd_reps=19.0
Regulatory AUM: $74B••• Locked
Discretionary RAUM: $67B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $74Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
b•••• d•••• h•••••••	n/a	Dallas, TX	10	10	n/a	no

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••• L••• P••••••••• F•••• L•	Real Estate Fund	$18B	Feb 27, 2026	578	Mar 30, 2012	reported	021-49915
C•••••• G••••• M••••••••• T••••• L•••	Hedge Fund	$4.5B	Feb 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• K•••••••	MANAGING DIRECTOR	Na	yes	02/2024	Dec 20, 2024	Dec 20, 2024
A••••• S••••• M•	EXECUTIVE BOARD MEMBER	Na	yes	01/2023	Dec 22, 2023	Dec 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• T•••••••• F••• A••••••• L••	n/a	ASSET_M••••••	$167B	N	yes	n/a
F••••••• T•••••••• I••••••••• M••••••••• L••••••	n/a	ASSET_M••••••	$41B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Dallas	TX	United States	49	no
LOS ANGELES	CA	United States	34	yes
Boston	Ma	United States	8	yes
Atlanta	Ga	United States	4	no
Washington	Dc	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$74B	$73B	0.4%	$84B	-4.2%	321	295	6	8

Relationships

Affiliated with (23)

← F••••••• T•••••••• I••••••••• L••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← F••••••• A•••••••• I•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← T•••••••• A•••• M••••••••• L•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← T•• P••••• A••••••• C••••••• L••Registered adviser

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Feb 27, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Feb 27, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Feb 27, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$21.2M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6d1b83aa-1d27-1b58-f218-6e09b8afa155
First observed: Mar 30, 2012
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← T••••• C••••• R••••••OwnerHEAD OF P•••••••• MANAGEMENT & SEPARATE ACCOUNTS, ownership code NA, individual
Mar 29, 2016 to Dec 20, 2024factForm ADV
← A••••• S••••• M•OwnerEXECUTIVE BOARD MEMBER, ownership code NA, individual
Dec 22, 2023 to Dec 20, 2024factForm ADV
← G••••••• D••••• J•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 20, 2024factForm ADV
← M••••••••• J••••••• H•••OwnerCHIEF MARKETING OFFICER, ownership code NA, individual
Mar 29, 2016 to Dec 20, 2024factForm ADV
← B•••••••• S••••• M••••OwnerGENERAL C•••••• & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 28, 2019 to Dec 20, 2024factForm ADV
← H••••••• H••••••• B••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 20, 2022 to Dec 20, 2024factForm ADV
← B••••••• R••••• J•OwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
May 31, 2018 to Dec 20, 2024factForm ADV
← C•••••• D••••• T•••••OwnerEXECUTIVE BOARD MEMBER, ownership code NA, individual
Jan 7, 2021 to Dec 20, 2024factForm ADV
← G•••• J•••••••OwnerEXECUTIVE BOARD MEMBER, ownership code NA, individual
Dec 22, 2023 to Dec 20, 2024factForm ADV
← A••••• K•••••••OwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 20, 2024 to Dec 20, 2024factForm ADV
← K•••••••• I••••••••OwnerMANAGING DIRECTOR, ownership code NA, individual
Dec 20, 2024 to Dec 20, 2024factForm ADV
← C•••••• P••••••• H••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to Dec 20, 2024factForm ADV
← F••••••• R••••••••• I•••OwnerSOLE SHAREHOLDER OF L••• M••••• I•••, ownership code E, domestic entity
Aug 20, 2020 to Dec 20, 2024factForm ADV
← L••• M••••• I•••OwnerMEMBER, ownership code E, domestic entity
May 2, 2016 to Dec 20, 2024factForm ADV