DFX Intelligence
Data Factory
Reading the graph
Reading the graph
ROYCE & ASSOCIATES, LP, CRD 107689
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PETER KEMPER HOGLUND | Chartered Financial Analyst | NEW YORK, NY | 0 | 32 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| ROYCE PRIVET FUND, LLC | Hedge Fund | $85.4M | Jun 26, 2014 | 32 | Mar 30, 2012 | dropped | 021-172344 |
| ROYCE PRIVET FUND, L.P. | Hedge Fund | $34.8M | Feb 3, 2014 | 53 | Mar 30, 2012 | dropped | 021-129730 |
| ROYCE INSTITUTIONAL, LLC - OPPORTUNITY PORTFOLIO | Other Private Fund | $21.9M | Dec 20, 2024 | 2 | Mar 30, 2012 | reported | 021-129748 |
| ROYCE RAZOR FUND, L.P. | Hedge Fund | $18.8M | Mar 30, 2016 | 20 | Mar 30, 2012 | dropped | 021-129844 |
| ROYCE PARTNERS FUND, L.P. | Hedge Fund | $16.4M | Sep 17, 2018 | 15 | Mar 30, 2012 | dropped | 021-129846 |
| ROYCE ADVANTAGE FUND, LLC | Hedge Fund | $12.8M | Oct 4, 2012 | 5 | Mar 30, 2012 | dropped | 021-47738 |
| ROYCE INSTITUTIONAL, LLC - MICRO-CAP PORTFOLIO | Other Private Fund | $8.1M | Jul 27, 2023 | 1 | Mar 30, 2012 | dropped | 021-129732 |
| ROYCE HIPPOCRATES PARTNERS, L.P. | Hedge Fund | $5.7M | Jun 26, 2014 | 17 | Mar 30, 2012 | dropped | 021-79534 |
| ROYCE GLOBAL EXPLORER MASTER FUND, L.P. | Hedge Fund | $5.6M | Mar 30, 2016 | 2 | Jun 26, 2014 | dropped | n/a |
| ROYCE DISCOVERY FUND, LLC | Other Private Fund | $5.2M | Mar 30, 2016 | 2 | Mar 30, 2012 | dropped | 021-129929 |
| ROYCE INSTITUTIONAL, LLC- INTERNATIONAL SMALLER COMPANIES PORTFOLIO | Other Private Fund | $3.5M | Mar 30, 2016 | 1 | Jun 27, 2013 | dropped | 021-198641 |
| ROYCE INSTITUTIONAL, LLC - GLOBAL SMALLER COMPANIES PORTFOLIO | Other Private Fund | $3.2M | Feb 3, 2014 | 1 | Jun 27, 2013 | dropped | 021-198639 |
| ROYCE INSTITUTIONAL, LLC - INTERNATIONAL PREMIER PORTFOLIO | Other Private Fund | $3.2M | Mar 30, 2016 | 1 | Jun 26, 2014 | dropped | 021-219751 |
| THE REBUS FUND, LLC | Hedge Fund | $1.5M | Oct 4, 2012 | 7 | Mar 30, 2012 | dropped | 021-131294 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BOYDSTON, LAURA, ANDREA | MEMBER OF BOARD OF MANAGERS | Na | yes | 11/2020 | Jan 8, 2020 | Dec 20, 2024 |
| BOYDSTON, LAURA, ANDREA | MEMBER OF BOARD OF MANAGERS | F | yes | 11/2020 | Jan 8, 2020 | Dec 20, 2024 |
| CLARK, CHRISTOPHER, DEWITT | MEMBER OF BOARD OF MANAGERS, AND PRESIDENT AND CHIEF EXECUTIVE OFFICER | F | yes | 07/2014 | Jun 26, 2014 | Dec 20, 2024 |
| CLARK, CHRISTOPHER, DEWITT | MEMBER OF BOARD OF MANAGERS, PRESIDENT AND CHIEF EXECUTIVE OFFICER, AND LIMITED PARTNER | Na | yes | 07/2014 | Jun 26, 2014 | Dec 20, 2024 |
| DENNEEN, JOHN, EDWARD | MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER | F | yes | 01/2003 | Mar 30, 2012 | Dec 20, 2024 |
| DENNEEN, JOHN, EDWARD | MEMBER OF BOARD OF MANAGERS, GENERAL COUNSEL, SECRETARY & CHIEF LEGAL AND CHIEF COMPLIANCE OFFICER, AND LIMITED PARTNER | Na | yes | 01/2003 | Mar 30, 2012 | Dec 20, 2024 |
| FRANKLIN RESOURCES, INC. | SOLE SHAREHOLDER | E | yes | 07/2020 | Aug 3, 2020 | Dec 20, 2024 |
| LEGG MASON ROYCE HOLDINGS, LLC | LIMITED PARTNER | E | yes | 03/2016 | Mar 30, 2016 | Dec 20, 2024 |
| LEGG MASON ROYCE HOLDINGS, LLC | Member | E | yes | 03/2016 | Mar 30, 2016 | Dec 20, 2024 |
| LEGG MASON, INC. | SOLE MEMBER | E | yes | 03/2016 | Mar 30, 2012 | Dec 20, 2024 |
| NICHOLLS, MATTHEW | MEMBER OF BOARD OF MANAGERS | F | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| NICHOLLS, MATTHEW | MEMBER OF BOARD OF MANAGERS | Na | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| PLAFKER, JED, ANDREW | MEMBER OF BOARD OF MANAGERS | F | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| PLAFKER, JED, ANDREW | MEMBER OF BOARD OF MANAGERS | Na | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| ROYCE & ASSOCIATES GP, LLC | GENERAL PARTNER | Na | yes | 03/2016 | Mar 30, 2016 | Dec 20, 2024 |
| SHANEYFELT, GWEN, LOUISE | MEMBER OF BOARD OF MANAGERS | F | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| SHANEYFELT, GWEN, LOUISE | MEMBER OF BOARD OF MANAGERS | Na | yes | 11/2020 | Nov 23, 2020 | Dec 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FRANKLIN ADVISERS, INC. | n/a | Asset manager | $509B | N | yes | n/a |
| FRANKLIN TEMPLETON FUND ADVISER, LLC | n/a | Asset manager | $167B | N | yes | n/a |
| FRANKLIN TEMPLETON PRIVATE PORTFOLIO GROUP, LLC | n/a | Independent wealth | $140B | N | yes | n/a |
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED | n/a | Asset manager | $41B | N | yes | n/a |
| FRANKLIN TEMPLETON INVESTMENTS CORP. | n/a | Asset manager | $13B | N | yes | n/a |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | n/a | Former SEC adviser | $4.0B | N | yes | n/a |
| FRANKLIN DISTRIBUTORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| FRANKLIN TEMPLETON AUSTRALIA LIMITED | n/a | n/a | n/a | N | yes | n/a |
| FRANKLIN TEMPLETON JAPAN CO., LTD | n/a | n/a | n/a | N | yes | n/a |
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED | n/a | n/a | n/a | N | yes | n/a |
| FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. | n/a | n/a | n/a | N | yes | n/a |
| ROYCE FUND SERVICES, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenwich | Ct | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 2, 2026 | $12B | $12B | 89 | 30 | 1 | 1 | n/a |
| 2024 | Dec 20, 2024 | $13B | $12B | 95 | 33 | 1 | 1 | $21.9M |
| 2023 | Dec 20, 2023 | $12B | $12B | 95 | 32 | 1 | 1 | $23.2M |
| 2022 | Jan 3, 2023 | $11B | $11B | 96 | 31 | 1 | 2 | $31.6M |
| 2021 | Dec 22, 2021 | $16B | $16B | 92 | 26 | 1 | 2 | $196M |
| 2020 | Jun 26, 2020 | $9.2B | $9.2B | 95 | 26 | 1 | 2 | $178M |
| 2019 | Jun 27, 2019 | $13B | $13B | 96 | 27 | 1 | 2 | $275M |
| 2018 | May 22, 2018 | $17B | $17B | 97 | 28 | 1 | 3 | $359M |
| 2017 | Jun 28, 2017 | $17B | $17B | 104 | 24 | n/a | 3 | $344M |
| 2016 | Jun 28, 2016 | $17B | $17B | 110 | 27 | n/a | 3 | $300M |
| 2015 | Jun 24, 2015 | $27B | $27B | 134 | 27 | n/a | 8 | $373M |
| 2014 | Jun 26, 2014 | $37B | $37B | 129 | 25 | n/a | 10 | $506M |
| 2013 | Jun 27, 2013 | $38B | $38B | 125 | 25 | n/a | 10 | $647M |
| 2012 | Jun 27, 2012 | $35B | $35B | n/a | n/a | n/a | 10 | $607M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $12B | $13B | -2.5% | $11B | 5.0% | 89 | 95 | 1 | 1 |