DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Royce Investment Partners
Legal name Royce & Associates, LP
Latest filing Feb 2, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Dec 14, 1971
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.4%
$175M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$12B
derived; firm RAUM over IAPD count
Employees
89
30 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$12B as of Feb 2, 2026
Jun 27, 2012$35B then
HNW client RAUM$1.1M as of Feb 2, 2026
May 22, 2018$0 then
State-registered IARs (5.B.3)1 as of Feb 2, 2026
Jun 27, 20131 then
Employees (5.A)89 as of Feb 2, 2026
Jun 27, 2013125 then
Private funds1 as of Feb 2, 2026
Jun 27, 201210 then
RAUM -2.5% over the last fiscal year+5.0% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $12BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 932derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $12.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 89.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $25.0M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$10B85%
- Pooled investment vehicles$1.6B13%
- Individuals$174M1.4%
- Charitable organizations$83.9M0.7%
- Other investment advisers$60.9M0.5%
- Corporations and businesses$11.8M0.1%
- High-net-worth individuals$1.1M0.0%
- Individual clients
- 931reported
- HNW clients
- 1reported
- Pension plan clients
- 0reported
- Charitable clients
- 4reported
- Accounts
- 979reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $239M managedreported
- Custody of client assets
- $25.0M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.98 institutional_share=0.01 related_bd=true related_bank=true bd_reps=16.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Kemper HoglundChartered Financial Analyst | New York, Ny | Feb 17, 2026 | 32 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Royce Privet Fund, LLCno longer reported | Hedge Fund | $85.4M | 32 | Mar 30, 2012 |
| Royce Privet Fund, L.P.no longer reported | Hedge Fund | $34.8M | 53 | Mar 30, 2012 |
| Royce Institutional, LLC - Opportunity Portfolio | Other Private Fund | $21.9M | 2 | Mar 30, 2012 |
| Royce Razor Fund, L.P.no longer reported | Hedge Fund | $18.8M | 20 | Mar 30, 2012 |
| Royce Partners Fund, L.P.no longer reported | Hedge Fund | $16.4M | 15 | Mar 30, 2012 |
| Royce Advantage Fund, LLCno longer reported | Hedge Fund | $12.8M | 5 | Mar 30, 2012 |
| Royce Institutional, LLC - Micro-Cap Portfoliono longer reported | Other Private Fund | $8.1M | 1 | Mar 30, 2012 |
| Royce Hippocrates Partners, L.P.no longer reported | Hedge Fund | $5.7M | 17 | Mar 30, 2012 |
| Royce Global Explorer Master Fund, L.P.no longer reported | Hedge Fund | $5.6M | 2 | Jun 26, 2014 |
| Royce Discovery Fund, LLCno longer reported | Other Private Fund | $5.2M | 2 | Mar 30, 2012 |
| Royce Institutional, LLC- International Smaller Companies Portfoliono longer reported | Other Private Fund | $3.5M | 1 | Jun 27, 2013 |
| Royce Institutional, LLC - Global Smaller Companies Portfoliono longer reported | Other Private Fund | $3.2M | 1 | Jun 27, 2013 |
| Royce Institutional, LLC - International Premier Portfoliono longer reported | Other Private Fund | $3.2M | 1 | Jun 26, 2014 |
| The Rebus Fund, LLCno longer reported | Hedge Fund | $1.5M | 7 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Andrea Laura Boydston · Member Of Board Of Managerscontrolsince 11/2020 · owns less than 5%
- Dewitt Christopher Clark · Member Of Board Of Managers, President And Chief Executive Officer, And Limited Partnercontrolsince 07/2014 · owns less than 5%
- Edward John Denneen · Member Of Board Of Managers, General Counsel, Secretary & Chief Legal And Chief Compliance Officer, And Limited Partnercontrolsince 01/2003 · owns less than 5%
- Matthew Nicholls · Member Of Board Of Managerscontrolsince 11/2020 · owns less than 5%
- Andrew Jed Plafker · Member Of Board Of Managerscontrolsince 11/2020 · owns less than 5%
- Louise Gwen Shaneyfelt · Member Of Board Of Managerscontrolsince 11/2020 · owns less than 5%
- Andrea Laura Boydston · Member Of Board Of Managerscontrolsince 11/2020 · owns F of Royce & Associates Gp, LLC
- Dewitt Christopher Clark · Member Of Board Of Managers, And President And Chief Executive Officercontrolsince 07/2014 · owns F of Royce & Associates Gp, LLC
- Edward John Denneen · Member Of Board Of Managers, General Counsel, Secretary & Chief Legal And Chief Compliance Officercontrolsince 01/2003 · owns F of Royce & Associates Gp, LLC
- Matthew Nicholls · Member Of Board Of Managerscontrolsince 11/2020 · owns F of Royce & Associates Gp, LLC
- Andrew Jed Plafker · Member Of Board Of Managerscontrolsince 11/2020 · owns F of Royce & Associates Gp, LLC
- Louise Gwen Shaneyfelt · Member Of Board Of Managerscontrolsince 11/2020 · owns F of Royce & Associates Gp, LLC
Entity owners
- Legg Mason Royce Holdings, LLC · Limited Partnerdirect · owns 75% or more
- Royce & Associates Gp, LLC · General Partnerdirect · owns less than 5%
- Franklin Resources, Inc. · Sole Shareholderindirect · owns 75% or more of Legg Mason, Inc. · public reporting company
- Legg Mason Royce Holdings, LLC · Memberindirect · owns 75% or more of Royce & Associates Gp, LLC
- Legg Mason, Inc. · Sole Memberindirect · owns 75% or more of Legg Mason Royce Holdings, LLC
Related persons
Schedule D 7.A
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Distributors, LLCbroker-dealern
- Franklin Templeton Australia Limitedinvestment adviserbankn
- Franklin Templeton Japan Co., Ltdinvestment advisern
- Franklin Templeton Fund Adviser, LLCinvestment adviserbanknRAUM $167B
- Franklin Templeton Fund Management Limitedinvestment advisern
- Franklin Templeton International Services S.A R.L.broker-dealerinvestment adviserbankn
- Franklin Templeton Investment Management Limitedinvestment adviserbanknRAUM $41B
- Franklin Templeton Investments (Asia) Limitedbroker-dealerinvestment advisernRAUM $4.0B
- Franklin Templeton Investments Corp.broker-dealerinvestment adviserbanknRAUM $13B
- Franklin Templeton Private Portfolio Group, LLCinvestment advisernRAUM $140B
- Royce Fund Services, LLCbroker-dealery
Advisers that list Royce Investment Partners as a related person
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT2 employees
What changed
consecutive filings, newest first
- Individual RAUM · $171M to $174MOct 16, 2025 to Dec 22, 2025
- Non-discretionary RAUM · $275M to $60.9MOct 16, 2025 to Dec 22, 2025
- Pooled vehicle RAUM · $1.8B to $1.6BOct 16, 2025 to Dec 22, 2025
- RAUM · $13B to $12BOct 16, 2025 to Dec 22, 2025
- Wrap assets (manager) · $196M to $239MOct 16, 2025 to Dec 22, 2025
- Accounts · 940 to 979Oct 16, 2025 to Dec 22, 2025
- Advisory employees · 33 to 30Oct 16, 2025 to Dec 22, 2025
- BD registered reps · 18 to 16Oct 16, 2025 to Dec 22, 2025
- Charity clients · 2 to 4Oct 16, 2025 to Dec 22, 2025
- Corporate clients · 5 to 8Oct 16, 2025 to Dec 22, 2025
- Individual clients · 897 to 931Oct 16, 2025 to Dec 22, 2025
- Pooled vehicle clients · 12 to 11Oct 16, 2025 to Dec 22, 2025
- Assets in custody · $21.9M to $25.0MOct 16, 2025 to Dec 22, 2025
- Employees · 95 to 89Oct 16, 2025 to Dec 22, 2025
- Discretionary RAUM · $12B to $12BOct 16, 2025 to Dec 22, 2025
- HNW RAUM · $1.1M to $1.1MOct 16, 2025 to Dec 22, 2025
- Financial planning clients · unset to Dec 20, 2024 to May 15, 2025
- Accounts · 567 to 940Dec 3, 2024 to Dec 20, 2024
- Advisory employees · 32 to 33Dec 3, 2024 to Dec 20, 2024
- BD registered reps · 19 to 18Dec 3, 2024 to Dec 20, 2024
- Individual clients · 525 to 897Dec 3, 2024 to Dec 20, 2024
- Assets in custody · $23.2M to $21.9MDec 3, 2024 to Dec 20, 2024
- Discretionary RAUM · $12B to $12BDec 3, 2024 to Dec 20, 2024
- HNW RAUM · $4.5M to $1.1MDec 3, 2024 to Dec 20, 2024
- Individual RAUM · $88.8M to $171MDec 3, 2024 to Dec 20, 2024
- Non-discretionary RAUM · $161M to $275MDec 3, 2024 to Dec 20, 2024
- Pooled vehicle RAUM · $1.5B to $1.8BDec 3, 2024 to Dec 20, 2024
- RAUM · $12B to $13BDec 3, 2024 to Dec 20, 2024
- Wrap assets (manager) · $104M to $196MDec 3, 2024 to Dec 20, 2024
- Accounts · 363 to 567Jul 27, 2023 to Dec 20, 2023
- Advisory employees · 31 to 32Jul 27, 2023 to Dec 20, 2023
- BD registered reps · 20 to 19Jul 27, 2023 to Dec 20, 2023
- Corporate clients · 4 to 5Jul 27, 2023 to Dec 20, 2023
- Individual clients · 324 to 525Jul 27, 2023 to Dec 20, 2023
- Pension plan clients · 1 to 0Jul 27, 2023 to Dec 20, 2023
- Assets in custody · $31.6M to $23.2MJul 27, 2023 to Dec 20, 2023
- Employees · 96 to 95Jul 27, 2023 to Dec 20, 2023
- Private funds · 2 to 1Jul 27, 2023 to Dec 20, 2023
- Discretionary RAUM · $11B to $12BJul 27, 2023 to Dec 20, 2023
- HNW RAUM · $3.8M to $4.5MJul 27, 2023 to Dec 20, 2023
Signals
18 dated events
- Morgan Charles Royce (Member Of Board Of Managers, Portfolio Manager, And Limited Partner) no longer on Schedule A of Royce Investment Partners (listed 2023-12-20, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- Royce Investment Partners reported RAUM $10.7B, down 35% from $16.4B (2022-07-06 to 2023-01-03)Jan 3, 2023 · RAUM change · derived
- Royce Investment Partners reported RAUM $17.7B, up 93% from $9.2B (2021-03-17 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- Andrea Laura Boydston (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersNov 30, 2020 · Control person joined · fact
- Louise Gwen Shaneyfelt (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersNov 23, 2020 · Control person joined · fact
- Andrew Jed Plafker (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersNov 23, 2020 · Control person joined · fact
- Matthew Nicholls (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersNov 23, 2020 · Control person joined · fact
- Hamilton Peter Nachtwey (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2020-08-03, absent 2020-11-23)Nov 23, 2020 · Control person left · inference
- Patricia Lattin (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2020-08-03, absent 2020-11-23)Nov 23, 2020 · Control person left · inference
- Royce Investment Partners reported RAUM $9.2B, down 29% from $13.0B (2020-03-06 to 2020-06-26)Jun 26, 2020 · RAUM change · derived
- Patrick Sean Mackley (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2020-01-08, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Duff John Kenney (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2019-12-18, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Langton Frances Cashman (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2019-12-18, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Andrea Laura Boydston (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersJan 8, 2020 · Control person joined · fact
- Patrick Sean Mackley (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersJan 8, 2020 · Control person joined · fact
- Patricia Lattin (Member Of Board Of Managers) appeared on Schedule A of Royce Investment PartnersJan 8, 2020 · Control person joined · fact
- Patrick Joseph Larocque (Member Of Board Of Managers) no longer on Schedule A of Royce Investment Partners (listed 2018-09-17, absent 2019-06-27)Jun 27, 2019 · Control person left · inference
- Royce & Associates, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Royce Investment Partners · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ROYCEINVESTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ROYCEINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-508-4500reportedpublic record, Form ADV, Feb 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $12Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026