DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Registered advisor
M•••••• M••• R•••••••
Feed of 09/14/2026
At current firm
4 y
since Mar 8, 2022
In the industry
26 y
since Dec 27, 1999 (earliest exam, job or registration)
Prior registered firms
12
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
3
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T•••••• A•••• M••••••••• L•• no RAUM currentsince Nov 6, 2024 · Indianapolis, In
- B••••••••• A•••• M••••••••• L•• independent RIA currentsince Sep 26, 2024 · Carmel, In
- T••••••• S••••••• A••••••• BD affiliated currentsince Mar 8, 2022 · Indianapolis, In
- L•• C•••••• M••••••••• L•• independent RIAJul 16, 2025 to Mar 30, 2026 · Oklahoma City, Ok
- P••••••• L•• asset managerJan 23, 2020 to May 22, 2023 · Indianapolis, In
- S•••••••• A•••••••• L•• BD affiliatedAug 11, 2015 to Aug 29, 2019 · Chicago, Il
- D•••• A• N•••• • C•••••• formerAug 29, 2014 to Aug 11, 2015 · Miami, Fl
- P••••• C•••••• M••••••••• unclassifiedApr 17, 2013 to Mar 26, 2014 · San Francisco, Ca
- H•••••••• A•••••••• L•• BD affiliatedJan 6, 2009 to Dec 20, 2012 · Chicago, Il
- A••••••• E•••••••• I••• formerApr 17, 2007 to Nov 18, 2008 · Chicago, Il
- U•• A••••••••• S•••••••• L•• unclassifiedAug 12, 2005 to Apr 2, 2007 · Sugar Land, Tx
- S•••• S••••• C••••••• L•• unclassifiedJul 8, 2005 to Feb 8, 2007 · Chicago, Il
- S•••• S••••• C••••••• L•• unclassifiedJul 8, 2005 to Dec 31, 2006 · Chicago, Il
- U•• A•••••••• L•• unclassifiedMay 18, 2005 to Apr 2, 2007 · Sugar Land, Tx
- U•• S•••••••• L•• unclassifiedMay 13, 2005 to Apr 2, 2007 · Sugar Land, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• C•••••• M••••••••• L•• to no registered destinationleft Mar 30, 2026 · Departure, no registered destination
- P••••••• L•• to T••••••• S••••••• A•••••••left May 22, 2023, registered Mar 8, 2022 (-440 days) · Other
- S•••••••• A•••••••• L•• to P••••••• L••left Aug 29, 2019, registered Jan 23, 2020 (147 days) · Other
- D•••• A• N•••• • C•••••• to S•••••••• A•••••••• L••left Aug 11, 2015, registered Aug 11, 2015 (0 days) · Other · moved with a team
- P••••• C•••••• M••••••••• to D•••• A• N•••• • C••••••left Mar 26, 2014, registered Aug 29, 2014 (156 days) · Other
- H•••••••• A•••••••• L•• to P••••• C•••••• M•••••••••left Dec 20, 2012, registered Apr 17, 2013 (118 days) · Other
- A••••••• E•••••••• I••• to H•••••••• A•••••••• L••left Nov 18, 2008, registered Jan 6, 2009 (49 days) · Other
- U•• A••••••••• S•••••••• L•• to A••••••• E•••••••• I•••left Apr 2, 2007, registered Apr 17, 2007 (15 days) · Other
- U•• A•••••••• L•• to S•••• S••••• C••••••• L••left Apr 2, 2007, registered Jul 8, 2005 (-633 days) · Other
- U•• S•••••••• L•• to U•• A•••••••• L••left Apr 2, 2007, registered May 18, 2005 (-684 days) · Other
- S•••• S••••• C••••••• L•• to U•• A••••••••• S•••••••• L••left Feb 8, 2007, registered Aug 12, 2005 (-545 days) · Other
Signals
- M•••••• M••• R••••••• no longer registered at L•• C•••••• M••••••••• L••; no later IA registration on IAPDMar 30, 2026 · Advisor departure · fact
- M•••••• M••• R••••••• left P••••••• L•• for T••••••• S••••••• A••••••• (registered 2022-03-08)May 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address