RIA Intelligence

• Alight Financial Advisors, LLC independent RIA current
  since Aug 19, 2026 · Greer, Sc
• Wells Fargo Advisors wirehouse
  Sep 11, 2025 to Jun 17, 2026 · Taylors, Sc
• Truist Advisory Services, Inc. BD affiliated
  Jan 9, 2025 to Aug 13, 2025 · Simpsonville, Sc
• Hornor, Townsend & Kent, LLC independent RIA
  Jun 15, 2023 to Oct 4, 2024 · Conshohocken, Pa
• J.P. Morgan Securities LLC wirehouse
  May 11, 2020 to Jan 12, 2022 · Westminster, Ca
• J.P. Morgan Securities LLC wirehouse
  Nov 18, 2016 to Jan 9, 2018 · Westminster, Ca
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  Feb 14, 2012 to Aug 15, 2016 · Westminster, Ca
• Securian Financial Services, Inc. former
  Sep 2, 2011 to Dec 12, 2011 · Newport Beach, Ca
• Chase Investment Services Corp. former
  Apr 6, 2011 to Aug 18, 2011 · Garden Grove, Ca
• Equitable Advisors, LLC national BD
  Jan 11, 2011 to Mar 21, 2011 · Irvine, Ca
• Edward Jones national BD
  Oct 6, 2008 to Apr 9, 2009 · Irvine, Ca

• Wells Fargo Advisors to Alight Financial Advisors, LLC
  left Jun 17, 2026, registered Aug 19, 2026 (63 days) · Wirehouse to independent RIA
• Truist Advisory Services, Inc. to Wells Fargo Advisors
  left Aug 13, 2025, registered Sep 11, 2025 (29 days) · Affiliated broker-dealer or bank to wirehouse
• Hornor, Townsend & Kent, LLC to Truist Advisory Services, Inc.
  left Oct 4, 2024, registered Jan 9, 2025 (97 days) · Affiliated broker-dealer or bank to another
• J.P. Morgan Securities LLC to Hornor, Townsend & Kent, LLC
  left Jan 12, 2022, registered Jun 15, 2023 (519 days) · Wirehouse to affiliated broker-dealer or bank
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
  left Aug 15, 2016, registered Nov 18, 2016 (95 days) · Wirehouse to wirehouse · moved with a team
• Securian Financial Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Dec 12, 2011, registered Feb 14, 2012 (64 days) · Other
• Chase Investment Services Corp. to Securian Financial Services, Inc.
  left Aug 18, 2011, registered Sep 2, 2011 (15 days) · Other
• Equitable Advisors, LLC to Chase Investment Services Corp.
  left Mar 21, 2011, registered Apr 6, 2011 (16 days) · Other
• Edward Jones to Equitable Advisors, LLC
  left Apr 9, 2009, registered Jan 11, 2011 (642 days) · Affiliated broker-dealer or bank to another

• David Hoang Nguyen left Wells Fargo Advisors for Alight Financial Advisors, Llc (registered 2026-08-19)
  Jun 17, 2026 · Advisor changed firm · fact
• David Hoang Nguyen left Truist Advisory Services, Inc. for Wells Fargo Advisors (registered 2025-09-11)
  Aug 13, 2025 · Advisor changed firm · fact
• David Hoang Nguyen left Hornor, Townsend & Kent, Llc for Truist Advisory Services, Inc. (registered 2025-01-09)
  Oct 4, 2024 · Advisor changed firm · fact
• David Hoang Nguyen left J.P. Morgan Securities Llc for Hornor, Townsend & Kent, Llc (registered 2023-06-15)
  Jan 12, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address