RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• S••••••• K•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 11, 2025 · West New York, Nj
- M• H••••••• S••••••••• I••• BD affiliatedJul 8, 2016 to Aug 11, 2025 · Morristown, Nj
- C•••••• A••••••• BD affiliatedOct 1, 2014 to Jul 7, 2016 · Cranford, Nj
- L•••••• I••••••••• independent RIAMay 23, 2013 to Jul 7, 2016 · Iselin, Nj
- H•••••• T••••••• • K•••• L•• independent RIAJul 1, 2011 to May 15, 2013 · Florham P•••, Nj
- P••• A••••• S••••••••• L•• BD affiliatedSep 9, 2009 to Jun 21, 2011 · Holmdel, Nj
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 19, 2007 to Aug 11, 2009 · Mount Laurel, Nj
- M• H••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 11, 2025, registered Aug 11, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••• A••••••• to M• H••••••• S••••••••• I•••left Jul 7, 2016, registered Jul 8, 2016 (1 days) · Other
- L•••••• I••••••••• to C•••••• A•••••••left Jul 7, 2016, registered Oct 1, 2014 (-645 days) · Other
- H•••••• T••••••• • K•••• L•• to L•••••• I•••••••••left May 15, 2013, registered May 23, 2013 (8 days) · Other
- P••• A••••• S••••••••• L•• to H•••••• T••••••• • K•••• L••left Jun 21, 2011, registered Jul 1, 2011 (10 days) · Other
- V•••• F•••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Aug 11, 2009, registered Sep 9, 2009 (29 days) · Other
- C••• S••••••• K••••••• left M• H••••••• S••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-11)Aug 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address