RIA Intelligence

• Lido independent RIA current
  since Jun 24, 2026 · Bellevue, Wa
• Mariner BD affiliated
  Jul 14, 2025 to Jun 16, 2026 · Tigard, Or
• Wealth Enhancement Advisory Services, LLC BD affiliated
  Jan 2, 2025 to Jul 7, 2025 · Plymouth, Mn
• Northwest Investment Counselors former
  Oct 4, 2023 to Jan 13, 2025 · Lake Oswego, Or
• Commonwealth Financial Network national BD
  Mar 28, 2022 to Aug 15, 2023 · Beaverton, Or
• Empirical Wealth Management independent RIA
  Oct 20, 2021 to Apr 4, 2022 · Portland, Or
• Waddell & Reed former
  Mar 29, 2016 to Oct 19, 2020 · Lake Oswego, Or
• Strategic Advisers LLC national BD
  Mar 26, 2015 to Nov 12, 2015 · Tigard, Or
• Ameriprise Financial Services, LLC national BD
  Nov 8, 2013 to Mar 4, 2014 · Portland, Or
• Valic Financial Advisors, Inc. BD affiliated
  Aug 22, 2013 to Oct 31, 2013 · Portland, Or
• Waddell & Reed former
  Mar 25, 2011 to Aug 22, 2013 · Seattle, Wa
• Edward Jones national BD
  Jan 3, 2011 to Feb 22, 2011 · St Louis, Mo

• Mariner to Lido
  left Jun 16, 2026, registered Jun 24, 2026 (8 days) · Affiliated broker-dealer or bank to independent RIA
• Wealth Enhancement Advisory Services, LLC to Mariner
  left Jul 7, 2025, registered Jul 14, 2025 (7 days) · Affiliated broker-dealer or bank to another
• Northwest Investment Counselors to Wealth Enhancement Advisory Services, LLC
  left Jan 13, 2025, registered Jan 2, 2025 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
• Commonwealth Financial Network to Northwest Investment Counselors
  left Aug 15, 2023, registered Oct 4, 2023 (50 days) · Affiliated broker-dealer or bank to independent RIA
• Empirical Wealth Management to Commonwealth Financial Network
  left Apr 4, 2022, registered Mar 28, 2022 (-7 days) · RIA to affiliated broker-dealer or bank
• Waddell & Reed to Empirical Wealth Management
  left Oct 19, 2020, registered Oct 20, 2021 (366 days) · Affiliated broker-dealer or bank to independent RIA
• Strategic Advisers LLC to Waddell & Reed
  left Nov 12, 2015, registered Mar 29, 2016 (138 days) · Other
• Ameriprise Financial Services, LLC to Strategic Advisers LLC
  left Mar 4, 2014, registered Mar 26, 2015 (387 days) · Affiliated broker-dealer or bank to another
• Valic Financial Advisors, Inc. to Ameriprise Financial Services, LLC
  left Oct 31, 2013, registered Nov 8, 2013 (8 days) · Other
• Waddell & Reed to Valic Financial Advisors, Inc.
  left Aug 22, 2013, registered Aug 22, 2013 (0 days) · Other
• Edward Jones to Waddell & Reed
  left Feb 22, 2011, registered Mar 25, 2011 (31 days) · Other

• Erica Jean Cortez left Mariner for Lido (registered 2026-06-24)
  Jun 16, 2026 · Advisor changed firm · fact
• Erica Jean Cortez left Wealth Enhancement Advisory Services, Llc for Mariner (registered 2025-07-14)
  Jul 7, 2025 · Advisor changed firm · fact
• Erica Jean Cortez left Northwest Investment Counselors for Wealth Enhancement Advisory Services, Llc (registered 2025-01-02)
  Jan 13, 2025 · Advisor changed firm · fact
• Erica Jean Cortez left Commonwealth Financial Network for Northwest Investment Counselors (registered 2023-10-04)
  Aug 15, 2023 · Advisor changed firm · fact
• Erica Jean Cortez left Empirical Wealth Management for Commonwealth Financial Network (registered 2022-03-28)
  Apr 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address