DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• P••••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 5877596

Feed of 09/15/2026

Also filed as Chip P••••

At current firm

3 y

since Nov 30, 2022

In the industry

21 y

since Aug 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jul 20, 2026 · St. Louis, Mo
W•••• F•••• A••••••• wirehouse current
since Nov 30, 2022 · Pensacola, Fl
C•••••• A••••••• BD affiliated
Apr 18, 2022 to Jun 14, 2022 · Tallahassee, Fl
L•••••• I••••••••• independent RIA
Apr 14, 2022 to Jun 14, 2022 · Fort Washington, Pa
E••••• J•••• national BD
Apr 19, 2021 to Sep 21, 2021 · Pensacola, Fl
G••••••••• F•••••••• L•• unclassified
May 14, 2019 to Apr 8, 2021 · Pensacola, Fl
P•• M•••••• A•••••• S••••••••• I••• former
Apr 19, 2017 to Apr 29, 2019 · Pensacola, Fl
M••••• S•••••• wirehouse
Oct 10, 2013 to Mar 1, 2017 · Pensacola, Fl
M••••• K••••• • C••••••• L•• former
Jun 8, 2011 to May 1, 2012 · Pensacola, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to W•••• F•••• A•••••••
left Jun 14, 2022, registered Nov 30, 2022 (169 days) · Affiliated broker-dealer or bank to wirehouse
L•••••• I••••••••• to C•••••• A•••••••
left Jun 14, 2022, registered Apr 18, 2022 (-57 days) · RIA to affiliated broker-dealer or bank
E••••• J•••• to L•••••• I•••••••••
left Sep 21, 2021, registered Apr 14, 2022 (205 days) · Affiliated broker-dealer or bank to independent RIA
G••••••••• F•••••••• L•• to E••••• J••••
left Apr 8, 2021, registered Apr 19, 2021 (11 days) · Other
P•• M•••••• A•••••• S••••••••• I••• to G••••••••• F•••••••• L••
left Apr 29, 2019, registered May 14, 2019 (15 days) · Other
M••••• S•••••• to P•• M•••••• A•••••• S••••••••• I•••
left Mar 1, 2017, registered Apr 19, 2017 (49 days) · Other
M••••• K••••• • C••••••• L•• to M••••• S••••••
left May 1, 2012, registered Oct 10, 2013 (527 days) · Other

Signals

C•••••• P•••• left C•••••• A••••••• for W•••• F•••• A••••••• (registered 2022-11-30)
Jun 14, 2022 · Advisor changed firm · fact
C•••••• P•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2022-04-18)
Jun 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address