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8,320 anomalies

FREEGULLIVER, LLCindependent RIARAUM $837MHNW share shiftChange between filings
HNW share of RAUM moved from 35.0% to 61.0% between the annual amendments of 2025-03-25 and 2026-04-08
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
THE MAIN STREET GROUPindependent RIARAUM $515Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 2,154.0 to 711.0 (-67.0%) between the annual amendments of 2025-04-09 and 2026-04-08; the peer median change was +5.0% (1214 comparable advisers, 1.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,214)0.7% percentile9.7 robust deviationsconfidence 0.85
LIG CAPITAL MANAGEMENT, LLCindependent RIARAUM $250Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $170,199,141 to $250,406,715, advisors 4 to 4, private clients 781 to 406, offices 0 to 0 (2025-04-21 to 2026-04-08)
filing Apr 8, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
T•••••• C•••••• M•••••••••independent RIARAUM $2.4Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 985.0 to 1,590.0 (+61.0%) between the annual amendments of 2025-03-26 and 2026-04-08; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $1B to $5B (1,132)97% percentile7.9 robust deviationsconfidence 0.85
Q•••••• C•••••• L••mixed wealthRAUM $176Mclient mix shiftChange between filings
private-client share of RAUM moved from 0.0% to 32.0% between the annual amendments of 2025-03-10 and 2026-04-08
filing Apr 8, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
O•••••••• M••••••••• C•••••••••independent RIARAUM $1.1Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-03-14 and 2026-04-08; the peer median change was 0.0% (126 comparable advisers, 92.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $1B to $5B (126)92% percentileconfidence 0.85
H••• C••• C•••••• L•asset managerRAUM $4.9BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $2,871,741,355 to $4,864,041,930 (+69.0%) between the annual amendments of 2025-03-26 and 2026-04-08; the peer median change was +11.0% (1364 comparable advisers, 90.0th percentile of changes)
filing Apr 8, 2026peers: asset managers, $1B to $5B (1,364)90% percentile2.5 robust deviationsconfidence 0.85
5•• C•••••• P•••••••• L••mixed wealthRAUM $636MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $398,726,553 to $636,447,785 (+60.0%) between the annual amendments of 2025-03-20 and 2026-04-08; the peer median change was +16.0% (1382 comparable advisers, 95.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,382)95% percentile4.6 robust deviationsconfidence 0.85
E•••••• E••••• L••BD affiliatedRAUM $322Memployee count surgeChange between filings
employees (Item 5.A) moved from 222.0 to 343.0 (+55.0%) between the annual amendments of 2025-03-27 and 2026-04-08; the peer median change was +1.0% (25 comparable advisers, 96.0th percentile of changes)
filing Apr 8, 2026peers: affiliated wealth managers (25)96% percentile5.0 robust deviationsconfidence 0.85
Q•••••• C•••••• L••mixed wealthRAUM $176MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $109,320,852 to $176,422,478 (+61.0%) between the annual amendments of 2025-03-10 and 2026-04-08; the peer median change was +15.0% (4546 comparable advisers, 97.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $100M to $500M (4,546)97% percentile4.5 robust deviationsconfidence 0.85
R•••••••• P••••••• L•asset managerRAUM $3.3Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 3.0 to 5.0 (+67.0%) between the annual amendments of 2025-03-27 and 2026-04-08; the peer median change was 0.0% (1019 comparable advisers, 97.0th percentile of changes)
filing Apr 8, 2026peers: asset managers, $1B to $5B (1,019)97% percentile10.3 robust deviationsconfidence 0.85
T•• M••• S••••• G••••independent RIARAUM $515Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $414,639,848 to $515,285,051, advisors 8 to 8, private clients 2154 to 711, offices 1 to 1 (2025-04-09 to 2026-04-08)
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
J•••• F•••••••• S•••••••independent RIARAUM $140Mwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $145,940,068 to $139,832,219, advisors 4 to 4, private clients 347 to 312, offices 1 to 2 (2025-03-26 to 2026-04-08)
filing Apr 8, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
A••••••independent RIARAUM $852Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 746.0 to 1,178.0 (+58.0%) between the annual amendments of 2025-03-21 and 2026-04-08; the peer median change was +5.0% (1214 comparable advisers, 97.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,214)97% percentile7.2 robust deviationsconfidence 0.85
S••••••••• W•••••mixed wealthRAUM $4.3Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 5,589.0 to 8,456.0 (+51.0%) between the annual amendments of 2025-03-26 and 2026-04-08; the peer median change was +5.0% (1132 comparable advisers, 96.0th percentile of changes)
filing Apr 8, 2026peers: independent wealth managers, $1B to $5B (1,132)96% percentile6.5 robust deviationsconfidence 0.85
F••••••••• L••independent RIARAUM $837Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $798,146,866 to $836,584,355, advisors 8 to 7, private clients 235 to 170, offices 4 to 0 (2025-03-25 to 2026-04-08)
filing Apr 8, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
T••••••••• W••••• M•••••••••independent RIARAUM $1.2BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $454,537,144 to $1,183,999,769 (+160.0%) between the annual amendments of 2025-04-29 and 2026-04-07; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,298)99% percentile14.8 robust deviationsconfidence 0.85
T••••••••• W••••• M•••••••••independent RIARAUM $1.2Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 2,304.0 to 4,637.0 (+101.0%) between the annual amendments of 2025-04-29 and 2026-04-07; the peer median change was +6.0% (1206 comparable advisers, 96.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,206)96% percentile11.3 robust deviationsconfidence 0.85
D••••••••• A•••••••mixed wealthRAUM $120Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 123.0 to 360.0 (+193.0%) between the annual amendments of 2025-03-31 and 2026-04-07; the peer median change was +3.0% (3308 comparable advisers, 100.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (3,308)100% percentile22.3 robust deviationsconfidence 0.85
C••••••••• F•••••••• G••••independent RIARAUM $1.2BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $352,323,031 to $1,154,353,259 (+228.0%) between the annual amendments of 2025-01-29 and 2026-04-07; the peer median change was +17.0% (1298 comparable advisers, 99.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,298)99% percentile21.7 robust deviationsconfidence 0.85
C••••••• A•••••••• L••independent RIARAUM $351Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 493.0 to 1,016.0 (+106.0%) between the annual amendments of 2025-03-18 and 2026-04-07; the peer median change was +5.0% (3683 comparable advisers, 98.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (3,683)98% percentile11.5 robust deviationsconfidence 0.85
S•••• M•••• G••••• L••independent RIARAUM $424Mclient mix shiftChange between filings
private-client share of RAUM moved from 99.0% to 53.0% between the annual amendments of 2025-04-21 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••••••••• F•••••••• S•••••••independent RIARAUM $113Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
C••••••••• F•••••••• G••••independent RIARAUM $1.2Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,082.0 to 2,851.0 (+163.0%) between the annual amendments of 2025-01-29 and 2026-04-07; the peer median change was +6.0% (1206 comparable advisers, 98.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,206)98% percentile18.6 robust deviationsconfidence 0.85
C•••••• W•••••• L••independent RIARAUM $851Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 82.0% to 99.0% between the annual amendments of 2025-03-28 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C•••••• W•••••• L••independent RIARAUM $851MHNW share shiftChange between filings
HNW share of RAUM moved from 58.0% to 74.0% between the annual amendments of 2025-03-28 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C•••••• F•••••••• A••••••• L••independent RIARAUM $150MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $99,855,184 to $149,527,424 (+50.0%) between the annual amendments of 2025-03-03 and 2026-04-07; the peer median change was +15.0% (4546 comparable advisers, 95.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (4,546)95% percentile3.4 robust deviationsconfidence 0.85
K•••••••• C•••••• P••••••• T••••• L••independent RIARAUM $182MHNW share shiftChange between filings
HNW share of RAUM moved from 46.0% to 67.0% between the annual amendments of 2025-03-27 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
D••••••••• A•••••••mixed wealthRAUM $120Mclient mix shiftChange between filings
private-client share of RAUM moved from 13.0% to 36.0% between the annual amendments of 2025-03-31 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
D••••••••• A•••••••mixed wealthRAUM $120Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 87.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C•••••• W•••••• L••independent RIARAUM $851Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 24.0% to 5.0% between the annual amendments of 2025-03-28 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C••••• F••••• O••••• L••independent RIARAUM $347Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 413.0 to 229.0 (-45.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was +5.0% (3683 comparable advisers, 3.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (3,683)3.4% percentile5.5 robust deviationsconfidence 0.85
P•••••• R•••• C•••••• P•••••••• L••otherRAUM $495Munusually large average accountStatic outlier
RAUM per account of $8,992,034 against a peer median of $1,946,969 (54 comparable advisers, 100.0th percentile, 4.3 robust deviations)
filing Apr 7, 2026peers: other advisers, $100M to $500M (54)100% percentile4.3 robust deviationsconfidence 0.7
C••••• F••••• O••••• L••independent RIARAUM $347Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 119.0 to 67.0 (-44.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was +3.0% (3308 comparable advisers, 2.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (3,308)2.2% percentile5.5 robust deviationsconfidence 0.85
C•••••• W•••••• L••independent RIARAUM $851Mclient mix shiftChange between filings
private-client share of RAUM moved from 76.0% to 95.0% between the annual amendments of 2025-03-28 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
F••••• L••••• P•••••••independent RIARAUM $169MHNW share shiftChange between filings
HNW share of RAUM moved from 56.0% to 40.0% between the annual amendments of 2025-02-20 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A••••••• G••••• A•••••••• I•••otherRAUM $630MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $937,738,179 to $630,452,554 (-33.0%) between the annual amendments of 2025-03-25 and 2026-04-07; the peer median change was +12.0% (87 comparable advisers, 5.0th percentile of changes)
filing Apr 7, 2026peers: other advisers, $500M to $1B (87)4.7% percentile1.6 robust deviationsconfidence 0.85
I•••••••• I••••••••• P••••••• L••••••institutionalRAUM $4.0BRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $5,516,603,714 to $3,993,977,139 (-28.0%) between the annual amendments of 2025-03-28 and 2026-04-07; the peer median change was +15.0% (105 comparable advisers, 8.0th percentile of changes)
filing Apr 7, 2026peers: institutional managers, $1B to $5B (105)7.7% percentile2.3 robust deviationsconfidence 0.85
W••••••• P••••••• • E••• L••independent RIARAUM $82.2MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $59,785,081 to $82,155,830 (+37.0%) between the annual amendments of 2025-03-27 and 2026-04-07; the peer median change was +9.0% (215 comparable advisers, 95.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, under $100M (215)95% percentile1.8 robust deviationsconfidence 0.85
K•••••••• C•••••• P••••••• T••••• L••independent RIARAUM $182Mclient mix shiftChange between filings
private-client share of RAUM moved from 70.0% to 99.0% between the annual amendments of 2025-03-27 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••••• F•••••••• G••••independent RIARAUM $404Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 892.0 to 1,448.0 (+62.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was +5.0% (3683 comparable advisers, 96.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (3,683)96% percentile6.5 robust deviationsconfidence 0.85
3•••• A•••• M••••••••• L•independent RIARAUM $2.0Boffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-03-31 and 2026-04-07; the peer median change was 0.0% (379 comparable advisers, 95.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (379)95% percentile5.7 robust deviationsconfidence 0.85
C•••••• W•••••• L••independent RIARAUM $851Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $833,014,360 to $850,851,480, advisors 10 to 8, private clients 1684 to 1974, offices 2 to 1 (2025-03-28 to 2026-04-07)
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
C••••• F••••• O••••• L••independent RIARAUM $347Madvisor count dropChange between filings
advisory representatives (Item 5.B.3) moved from 6.0 to 2.0 (-67.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes); IAPD lists 3 advisers registered here today
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (965)1.0% percentile4.0 robust deviationsconfidence 0.85
K•••••••• C•••••• P••••••• T••••• L••independent RIARAUM $182Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $158,051,622 to $182,298,168, advisors 7 to 7, private clients 186 to 187, offices 3 to 3 (2025-03-27 to 2026-04-07)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
H••• P••••••••• A•••••••• L••independent RIARAUM $1.0Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 5.0 to 8.0 (+60.0%) between the annual amendments of 2025-02-18 and 2026-04-07; the peer median change was 0.0% (999 comparable advisers, 97.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (999)97% percentile4.9 robust deviationsconfidence 0.85
T••••••••• W••••• M•••••••••independent RIARAUM $1.2Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 19.0 to 36.0 (+89.0%) between the annual amendments of 2025-04-29 and 2026-04-07; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (999)99% percentile7.2 robust deviationsconfidence 0.85
C••••••••• F•••••••• G••••independent RIARAUM $1.2Bclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 760.0 to 1,290.0 (+70.0%) between the annual amendments of 2025-01-29 and 2026-04-07; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,132)97% percentile9.0 robust deviationsconfidence 0.85
D••••••••• A•••••••mixed wealthRAUM $120Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $109,155,203 to $120,204,357, advisors 0 to 0, private clients 123 to 360, offices 1 to 1 (2025-03-31 to 2026-04-07)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
I•••••••• G••••• P••••••• I••otherRAUM $2.1BRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $3,230,719,679 to $369,716,167 (-89.0%) between the annual amendments of 2025-03-28 and 2026-04-07; the peer median change was +11.0% (231 comparable advisers, 1.0th percentile of changes)
filing Apr 7, 2026peers: other advisers, $1B to $5B (231)0.9% percentile4.7 robust deviationsconfidence 0.85
T••••••••• W••••• M•••••••••independent RIARAUM $1.2Bemployee count surgeChange between filings
employees (Item 5.A) moved from 23.0 to 39.0 (+70.0%) between the annual amendments of 2025-04-29 and 2026-04-07; the peer median change was +4.0% (1050 comparable advisers, 98.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,050)98% percentile6.6 robust deviationsconfidence 0.85
S•••• M•••• G••••• L••independent RIARAUM $424MHNW share shiftChange between filings
HNW share of RAUM moved from 76.0% to 43.0% between the annual amendments of 2025-04-21 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
T••••••••• W••••• M•••••••••independent RIARAUM $1.2Bgrowth on all axesCombination
RAUM, offices and advisors all grew 25 percent or more in one year: a platform in expansion or an acquisition. RAUM $454,537,144 to $1,183,999,769, advisors 19 to 36, private clients 5029 to 5925, offices 17 to 23 (2025-04-29 to 2026-04-07)
filing Apr 7, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
D••••••••• A•••••••mixed wealthRAUM $120Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 10.0% to 36.0% between the annual amendments of 2025-03-31 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••••• F•••••••• G••••independent RIARAUM $404MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $268,191,466 to $403,920,372 (+51.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was +15.0% (4546 comparable advisers, 96.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (4,546)96% percentile3.5 robust deviationsconfidence 0.85
C•••• C•••• A•••••••independent RIARAUM $722MHNW share shiftChange between filings
HNW share of RAUM moved from 81.0% to 49.0% between the annual amendments of 2025-03-27 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
B••••••• G••••• A•••••••asset managerRAUM $182Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $172,709,474 to $181,543,478, advisors 10 to 11, private clients 1939 to 1194, offices 0 to 0 (2025-02-19 to 2026-04-07)
filing Apr 7, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.75
K•••••••• C•••••• P••••••• T••••• L••independent RIARAUM $182Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 30.0% to 1.0% between the annual amendments of 2025-03-27 and 2026-04-07
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••••••• A•••••••• L••independent RIARAUM $351Moffice count dropChange between filings
offices other than the principal office (Item 1.F.5) moved from 3.0 to 1.0 (-67.0%) between the annual amendments of 2025-03-18 and 2026-04-07; the peer median change was 0.0% (450 comparable advisers, 2.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (450)1.6% percentileconfidence 0.85
C••••• F••••• O••••• L••independent RIARAUM $347MRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $729,594,023 to $346,555,336 (-53.0%) between the annual amendments of 2025-04-21 and 2026-04-07; the peer median change was +15.0% (4546 comparable advisers, 0.0th percentile of changes)
filing Apr 7, 2026peers: independent wealth managers, $100M to $500M (4,546)0.4% percentile6.6 robust deviationsconfidence 0.85

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