| Tracey J Breaux | Ernst & Young Investment Advisers Llp no RAUM | Creative Planning independent RIA | Other | Aug 10, 2026 | Aug 20, 2026 |
| David M Goss | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jul 20, 2026 | Jul 21, 2026 |
| Francesca Hope Streb | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jun 8, 2026 | May 28, 2026 |
| Sebastian A Cooper | Ernst & Young Investment Advisers Llp no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Jun 1, 2026 | Aug 14, 2026 (74 d) |
| Ya Ting Yang | Ernst & Young Investment Advisers Llp no RAUM | Henssler Financial independent RIA | Other | May 29, 2026 | Jul 13, 2026 (45 d) |
| Corey S Durden | Ernst & Young Investment Advisers Llp no RAUM | Advice And Planning Services BD affiliated | Other | May 19, 2026 | Aug 18, 2026 (91 d) |
| Andres Guarin | Ernst & Young Investment Advisers Llp no RAUM | Creative Planning independent RIA | Other | Jan 21, 2026 | Feb 26, 2026 (36 d) |
| Billy Dewayne Ray | Ernst & Young Investment Advisers Llp no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 30, 2025 | Dec 1, 2025 (32 d) |
| Eric Rodriguez | Ernst & Young Investment Advisers Llp no RAUM | Core Planning independent RIA | Other | Jul 18, 2025 | Jan 20, 2026 (186 d) |
| Brandon Michael Cisneros | Ernst & Young Investment Advisers Llp no RAUM | First Command Advisory Services BD affiliated | Other | Jun 16, 2025 | Aug 6, 2025 (51 d) |
| Rhowan Babekir Ahmed | Ernst & Young Investment Advisers Llp no RAUM | Thomas J. Herzfeld Advisors, Inc. other | Other | Apr 28, 2025 | Sep 2, 2026 (492 d) |
| Onterio Devone Graham | Ernst & Young Investment Advisers Llp no RAUM | Kestra Advisory Services, LLC BD affiliated | Other | Apr 2, 2025 | Aug 13, 2025 (133 d) |
| Justin Rennhack | Ernst & Young Investment Advisers Llp no RAUM | Morgan Stanley wirehouse | Other | Jan 27, 2025 | Feb 12, 2025 |
| Yerassyl Almatyli Sundetbayev | Ernst & Young Investment Advisers Llp no RAUM | Willis Johnson Wealth independent RIA | Other | Jan 8, 2025 | Jan 23, 2025 |
| Douglas Anthony Berti | Ernst & Young Investment Advisers Llp no RAUM | Texas Assured Financial Planning LLC state registered | Other | Jan 3, 2025 | Sep 3, 2025 (243 d) |
| Justin Louis Hyman | Ernst & Young Investment Advisers Llp no RAUM | Webull Advisors LLC independent RIA | Other | Apr 22, 2024 | Apr 23, 2026 (731 d) |
| Jack Earl Clemans | Ernst & Young Investment Advisers Llp no RAUM | Clemans Financial unclassified | Other | Apr 22, 2024 | Dec 6, 2024 (228 d) |
| Valencia Brown Jones | Ernst & Young Investment Advisers Llp no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 10, 2024 | Sep 3, 2025 (511 d) |
| Corey Armstrong | Ernst & Young Investment Advisers Llp no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Apr 10, 2024 | Mar 4, 2025 (328 d) |
| Alex Spencer Bethune | Ernst & Young Investment Advisers Llp no RAUM | Instrumental Wealth, LLC independent RIA | Other | Mar 6, 2024 | Apr 22, 2024 (47 d) |
| Ryan Matthew Kennedy | Ernst & Young Investment Advisers Llp no RAUM | Webull Advisors LLC independent RIA | Other | Mar 6, 2024 | Mar 23, 2026 (747 d) |
| James Matthew Weeks | Ernst & Young Investment Advisers Llp no RAUM | Allegiance Financial Planning state registered | Other | Feb 29, 2024 | Jun 9, 2025 (466 d) |
| Loren Christopher Krieg | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | Jan 3, 2024 | Jan 11, 2024 |
| Lawrence Paul Milford | Ernst & Young Investment Advisers Llp no RAUM | Holistic Finance LLC independent RIA | Other | Oct 20, 2023 | Jan 21, 2026 (824 d) |
| Samuel Mason Westers | Ernst & Young Investment Advisers Llp no RAUM | Abbit Management Corp mixed wealth | Other | Oct 20, 2023 | Nov 17, 2023 |
| Ramon Baez-Malone | Ernst & Young Investment Advisers Llp no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Oct 20, 2023 | Sep 17, 2024 (333 d) |
| Peter Robert Raspitzi | Ernst & Young Investment Advisers Llp no RAUM | Fisher Investments independent RIA | Other | Aug 18, 2023 | Jul 31, 2024 (348 d) |
| Benjamin Daniel Crofford | Ernst & Young Investment Advisers Llp no RAUM | Advice And Planning Services BD affiliated | Other | Jul 26, 2023 | Nov 16, 2023 (113 d) |
| Francisco Javier Medina | Ernst & Young Investment Advisers Llp no RAUM | Advice And Planning Services BD affiliated | Other | Jun 15, 2023 | Aug 5, 2023 (51 d) |
| Keith Jackson | Ernst & Young Investment Advisers Llp no RAUM | LPL Financial LLC BD affiliated | Other | Jun 9, 2023 | Jul 31, 2024 (418 d) |
| Alfred Alexander Cantilina | Ernst & Young Investment Advisers Llp no RAUM | Mariner Independent independent RIA | Other | Dec 20, 2022 | Dec 5, 2022 |
| Ruairi Oneill | Ernst & Young Investment Advisers Llp no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Nov 30, 2022 | Jun 20, 2023 (202 d) |
| Kyle Adam Ratz | Ernst & Young Investment Advisers Llp no RAUM | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Other | Nov 22, 2022 | Jul 27, 2022 |
| Gregory S Williams | Ernst & Young Investment Advisers Llp no RAUM | Citigroup Global Markets Inc. BD affiliated | Other | Nov 17, 2022 | Apr 6, 2023 (140 d) |
| Gordon Haas | Ernst & Young Investment Advisers Llp no RAUM | Pruco Securities, LLC BD affiliated | Other | Nov 8, 2022 | Jan 18, 2023 (71 d) |
| Artur Garcia Engler-Pinto | Ernst & Young Investment Advisers Llp no RAUM | Transamerica Financial Advisors, LLC BD affiliated | Other | Nov 8, 2022 | Oct 13, 2023 (339 d) |
| Rene Hernandez | Ernst & Young Investment Advisers Llp no RAUM | Arete Wealth Advisors, LLC BD affiliated | Other | Oct 20, 2022 | Jul 16, 2026 (1365 d) |
| Ana Natalia Mundo | Ernst & Young Investment Advisers Llp no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Sep 15, 2022 | Jan 17, 2024 (489 d) |
| Elisa D Ramos | Ernst & Young Investment Advisers Llp no RAUM | Eagle Strategies LLC BD affiliated | Other | Sep 15, 2022 | Aug 21, 2023 (340 d) |
| Christopher Glenn Thomason | Ernst & Young Investment Advisers Llp no RAUM | Ameriprise Financial Services, LLC national BD | Other | Sep 15, 2022 | Nov 3, 2022 (49 d) |
| Devoda D Owens | Ernst & Young Investment Advisers Llp no RAUM | Linscomb Wealth, Inc. independent RIA | Other | Jul 20, 2022 | Aug 26, 2022 (37 d) |
| Charles Calogero Locicero | Ernst & Young Investment Advisers Llp no RAUM | Citizens Securities, Inc. BD affiliated | Other | Jun 7, 2022 | Jun 22, 2022 |
| Matthew Calhoun | Ernst & Young Investment Advisers Llp no RAUM | Raymond James & Associates, Inc. national BD | Other | Jun 7, 2022 | May 23, 2024 (716 d) |
| Preston O Duppins | Ernst & Young Investment Advisers Llp no RAUM | Morgan Stanley wirehouse | Other | Jan 28, 2022 | Oct 5, 2021 |
| William Snyder | Ernst & Young Investment Advisers Llp no RAUM | Kestra Advisory Services, LLC BD affiliated | Other | Jan 11, 2022 | Mar 31, 2022 (79 d) |
| Clara Wu | Ernst & Young Investment Advisers Llp no RAUM | Pruco Securities, LLC BD affiliated | Other | Jan 4, 2022 | Apr 14, 2021 |
| Paul Hellman | Ernst & Young Investment Advisers Llp no RAUM | Missionsquare Retirement institutional | Other | Jan 4, 2022 | Jul 19, 2023 (561 d) |
| John Laurence Zimnik | Ernst & Young Investment Advisers Llp no RAUM | Transamerica Retirement Advisors, LLC BD affiliated | Other | Dec 2, 2021 | Jan 12, 2022 (41 d) |
| James Paul Berndt | Ernst & Young Investment Advisers Llp no RAUM | The Mather Group, LLC independent RIA | Other | Nov 11, 2021 | Nov 17, 2021 |
| Christopher James Millius | Ernst & Young Investment Advisers Llp no RAUM | Facet independent RIA | Other | May 21, 2021 | Oct 8, 2021 (140 d) |
| Albert Barsanti | Ernst & Young Investment Advisers Llp no RAUM | Mercer Global Advisors Inc. independent RIA | Other | May 21, 2021 | Feb 1, 2021 |
| Sabrina Abdelaaty | Ernst & Young Investment Advisers Llp no RAUM | Td Ameritrade Investment Management, LLC independent RIA | Other | Apr 21, 2021 | Apr 16, 2021 |
| Gregory L Williams | Ernst & Young Investment Advisers Llp no RAUM | Morgan Stanley wirehouse | Other | Mar 17, 2021 | Apr 8, 2021 |
| William A. Ward | Ernst & Young Investment Advisers Llp no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Feb 25, 2021 | Apr 27, 2021 (61 d) |
| Scott Edward Harris | Ernst & Young Investment Advisers Llp no RAUM | Fisher Investments independent RIA | Other | Feb 25, 2021 | Mar 22, 2021 |
| Clifford Andrew Brockmann | Ernst & Young Investment Advisers Llp no RAUM | Vanguard Advisers, Inc. BD affiliated | Other | Feb 2, 2021 | Mar 3, 2021 |
| Mary Ann Dianna | Ernst & Young Investment Advisers Llp no RAUM | Fidelity Personal And Workplace Advisors BD affiliated | Other | Dec 9, 2020 | Feb 9, 2021 (62 d) |
| Kevin Luhr O'Brien | Ernst & Young Investment Advisers Llp no RAUM | Wise Planning, Inc. independent RIA | Other | Nov 10, 2020 | Jan 20, 2021 (71 d) |
| Wiktor Gier | Ernst & Young Investment Advisers Llp no RAUM | Raymond James & Associates, Inc. national BD | Other | Sep 2, 2020 | Jul 20, 2021 (321 d) |
| Joseph Matthew Suarez | Ernst & Young Investment Advisers Llp no RAUM | J.P. Morgan Securities LLC wirehouse | Other | May 12, 2020 | Jun 2, 2020 |