DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pricewaterhousecoopers Investment Advisers LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bryan Andrew StrikePricewaterhousecoopers Investment Advisers LLC no RAUMCommerce Wealth Advisers, LLC otherOtherAug 12, 2011Apr 28, 2010
Bruce Jonathan FensterPricewaterhousecoopers Investment Advisers LLC no RAUMErnst & Young Investment Advisers Llp no RAUMOtherOct 29, 2009Nov 2, 2009
Michael James BattagliaPricewaterhousecoopers Investment Advisers LLC no RAUMBrighton Jones LLC otherOtherJul 15, 2008Jun 13, 2011 (1063 d)
Steven Anthony CalvelliPricewaterhousecoopers Investment Advisers LLC no RAUMCapital Enhancement, LLC state registeredOtherJun 30, 2008Jul 21, 2008
Thomas David GarveyPricewaterhousecoopers Investment Advisers LLC no RAUMUnited Capital Financial Advisors otherOtherSep 20, 2007Sep 7, 2007
Paul Joseph BracagliaPricewaterhousecoopers Investment Advisers LLC no RAUMMycio Wealth Partners, LLC otherOtherSep 4, 2007Sep 20, 2007
Michael Domenic FinelliPricewaterhousecoopers Investment Advisers LLC no RAUMMycio Wealth Partners, LLC otherOtherSep 4, 2007Sep 20, 2007
Philip BonelliPricewaterhousecoopers Investment Advisers LLC no RAUMMycio Wealth Partners, LLC otherOtherSep 4, 2007Sep 20, 2007
Michael Christopher SuchanickPricewaterhousecoopers Investment Advisers LLC no RAUMMycio Wealth Partners, LLC otherOtherSep 4, 2007Sep 20, 2007
James Gerard HagedornPricewaterhousecoopers Investment Advisers LLC no RAUMThe Mosaic Financial Group, LLC otherOtherSep 4, 2007Oct 9, 2007 (35 d)
Barton Craig FrancisPricewaterhousecoopers Investment Advisers LLC no RAUMBanc Of America Investment Services, Inc. unclassifiedOtherJul 20, 2007Apr 9, 2008 (264 d)
Shawn Charles SamperiPricewaterhousecoopers Investment Advisers LLC no RAUMShepherd Kaplan LLC otherOtherJun 29, 2007Nov 14, 2013 (2330 d)
Thomas J. BirrittellaPricewaterhousecoopers Investment Advisers LLC no RAUMShepherd Kaplan LLC otherOtherJun 29, 2007Jun 4, 2008 (341 d)
Daniel Ronie FosterPricewaterhousecoopers Investment Advisers LLC no RAUMForvis Mazars Wealth Advisors, LLC otherOtherJan 11, 2007Nov 3, 2006
Charles Merryman PyferPricewaterhousecoopers Investment Advisers LLC no RAUMSeidman Private Advisors LLC no RAUMOtherSep 7, 2006Aug 28, 2006
Danny Anthony YuPricewaterhousecoopers Investment Advisers LLC no RAUMKpmg Investment Advisors unclassifiedOtherMay 19, 2005May 20, 2005
Edward Phillip FlemingPricewaterhousecoopers Investment Advisers LLC no RAUMFleming Wealth Management, LLC otherOtherJan 14, 2005Dec 9, 2004
Jeremy Michel KlopperPricewaterhousecoopers Investment Advisers LLC no RAUMComprehensive Wealth Solutions, LLC otherOtherJul 12, 2004Jul 1, 2004
Lynnette Diane OkwuonuPricewaterhousecoopers Investment Advisers LLC no RAUMMerrill Lynch Trust Company unclassifiedOtherJul 12, 2004Jul 28, 2004
Gary Lee DennisPricewaterhousecoopers Investment Advisers LLC no RAUMComprehensive Wealth Solutions, LLC otherOtherMay 26, 2004May 3, 2004
Andrew Michael BlackPricewaterhousecoopers Investment Advisers LLC no RAUMCurran Wealth Management otherOtherMay 26, 2004Jun 8, 2007 (1108 d)
Page 1 of 1
21 moves match.