DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from USA Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dennis Clare TubbergenUSA Wealth Management LLC otherPlp Advisors, LLC no RAUMOtherDec 31, 2013Nov 1, 2010
Frederick William GearhartUSA Wealth Management LLC otherPlp Advisors, LLC no RAUMOtherDec 31, 2013Sep 3, 2010
Alan P TubbergenUSA Wealth Management LLC otherPlp Advisors, LLC otherOtherDec 31, 2013Jan 3, 2014
Mark Anthony KubikUSA Wealth Management LLC otherGwn Securities Inc. otherOtherDec 13, 2012Dec 11, 2012
Craig Philip MisuradzeUSA Wealth Management LLC otherHorter Investment Management, LLC otherOtherJan 3, 2012Jan 18, 2012
Emile Paul DufreneUSA Wealth Management LLC otherLifepro Asset Management independent RIAOtherDec 31, 2011Nov 16, 2020 (3243 d)
Scott Jerry OostingUSA Wealth Management LLC otherCentaurus Financial, Inc. otherOtherOct 18, 2010Oct 18, 2010
Steven Duane BurtUSA Wealth Management LLC otherCentaurus Financial, Inc. otherOtherOct 18, 2010Oct 18, 2010
Paul Richard HimmelsteinUSA Wealth Management LLC otherCentaurus Financial, Inc. otherOtherOct 13, 2010Sep 28, 2010
Drew Willliam PeltonUSA Wealth Management LLC otherRidge Capital Advisors, LLC state registeredOtherOct 11, 2010Jan 22, 2018 (2660 d)
Robert Steven MessinaUSA Wealth Management LLC otherFa Advisor Network, LLC. otherOtherSep 27, 2010Nov 9, 2010 (43 d)
Bryon Keith SpicerUSA Wealth Management LLC otherSpicer Wealth Management state registeredOtherSep 20, 2010Mar 16, 2010
David Ray ShucavageUSA Wealth Management LLC otherFa Advisor Network, LLC. otherOtherAug 16, 2010Sep 2, 2010
Emory Roy GuestUSA Wealth Management LLC otherLPL Financial LLC otherOtherJun 30, 2010Jul 1, 2010
Jeffrey Keith StukeyUSA Wealth Management LLC otherFa Advisor Network, LLC. otherOtherApr 5, 2010Jul 1, 2010 (87 d)
Joshua Daniel StiversUSA Wealth Management LLC otherGlobal Financial Private Capital, Inc. otherOtherJan 4, 2010Mar 10, 2010 (65 d)
Richard Alan LeasureUSA Wealth Management LLC otherBrookstone Capital Management LLC otherOtherDec 10, 2009Jan 4, 2010
Ryan Christian O'SheaUSA Wealth Management LLC otherFortius Financial Advisors, LLC otherOtherDec 10, 2009Dec 14, 2009
Pei-Jye WangUSA Wealth Management LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherDec 1, 2009Apr 22, 2021 (4160 d)
Charles Y WangUSA Wealth Management LLC otherInvestment Advisors International, Inc. unclassifiedOtherDec 1, 2009Jan 28, 2010 (58 d)
Nicholas Robert SloaneUSA Wealth Management LLC otherSloane Wealth Management LLC unclassifiedOtherNov 24, 2009Jan 28, 2010 (65 d)
Allison N Cresci CallahanUSA Wealth Management LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 21, 2009Jun 14, 2022 (4649 d)
Matthew Taylor AdamsUSA Wealth Management LLC other1st Global Advisors Inc otherOtherMay 22, 2009May 16, 2012 (1090 d)
George Andrew WatsonUSA Wealth Management LLC otherRoyal Fund Management, LLC otherOtherJun 10, 2008Sep 16, 2015 (2654 d)
Charles Y WangUSA Wealth Management LLC otherAsia Global Asset Management, Inc state registeredOtherJun 6, 2008Apr 15, 2008
Diane BrewerUSA Wealth Management LLC otherHorter Investment Management, LLC otherOtherDec 6, 2007Jan 16, 2008 (41 d)
David Ralph WeberUSA Wealth Management LLC otherOn Investment Management Co otherOtherDec 5, 2007Feb 25, 2008 (82 d)
Eli Blessing MitchamUSA Wealth Management LLC otherAsset Lift Wealth Management, LLC state registeredOtherMay 21, 2007Feb 23, 2007
Lawrence Carl ZimmermanUSA Wealth Management LLC otherZimmerman Advisory Group, LLC state registeredOtherDec 20, 2006Sep 17, 2008 (637 d)
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29 moves match.