DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
T.Rowe Price Hong Kong Limited
Latest filing Jul 1, 2026
First filing on the tape Mar 1, 2012 · 40 filings
SEC status approved since Jan 6, 2011
RAUM
$42B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
134
59 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$42B as of Jul 1, 2026
Mar 29, 2012$5.2B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 27, 20130 then
Employees (5.A)134 as of Jul 1, 2026
Mar 27, 201334 then
Private funds: no history
RAUM +94% over the last fiscal year+53% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $529MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 7.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +94%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$23B54%
- Investment companies$16B38%
- Sovereign wealth funds$1.4B3.4%
- Insurance companies$1.2B2.8%
- State and municipal entities$442M1.0%
- Corporations and businesses$317M0.7%
- Pension and profit-sharing plans$88.5M0.2%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 80reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.07 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Oi Sze Elsie Chan · Directorcontrolsince 08/2021 · owns less than 5%
- Sik Chao · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- Chit George Chow · Directorcontrolsince 10/2023 · owns less than 5%
- Hoi Che Carolyn Chu · Directorcontrolsince 10/2023 · owns less than 5%
- Nmn David Oestreicher · Chief Legal Counselcontrolsince 01/2011 · owns less than 5%
- Justin Thomson · Directorcontrolsince 01/2021 · owns less than 5%
- Nmn Christine To · Directorcontrolsince 01/2011 · owns less than 5%
- Szehang Ernest Yeung · Directorcontrolsince 11/2015 · owns less than 5%
Entity owners
- T. Rowe Price International Ltd · Direct Ownerdirect · owns 75% or more
- T. Rowe Price Associates, Inc. · Indirect Ownerindirect · owns 75% or more of T. Rowe Price International Ltd
- T. Rowe Price Group, Inc. · Indirect Ownerindirect · owns 75% or more of T. Rowe Price Associates, Inc. · public reporting company
Related persons
Schedule D 7.A
- Oak Hill Advisors (Australia) Pty Ltdinvestment advisern
- Oak Hill Advisors (Europe) Llpinvestment advisern
- Oak Hill Advisors, L.P.investment adviserbanknRAUM $101B
- Oha (Uk) Llpinvestment advisern
- Oha Ad Co-Investment Genpar, Llpinvestment adviserbankn
- Oha Ad Customized Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit Genpar, Llpinvestment adviserbankn
- Oha Ad Dislocation Credit II Genpar, L.P.investment adviserbankn
- Oha Aloha European Credit Fund Genpar, Llpinvestment adviserbankn
- Oha Artesian Customized Credit Fund I Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Asia Customized Credit Genpar, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar II, LLCinvestment adviserbankn
- Oha Bcss Ssd Genpar, LLCinvestment adviserbankn
- Oha Black Bear Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Ca Customized Credit Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Centre Street Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Enhanced Equity II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Clo Strategies Fund Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Cadenza Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Opportunities Ca (C) Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Origination Genpar I, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions Genpar, LLCinvestment adviserbankpooled vehicle sponsorn
- Oha Credit Solutions II Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Custom Multi-Sector Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund Genpar, LLCinvestment adviserbankn
- Oha Delaware Customized Credit Fund-F Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies (Parallel II) Genpar, LLCinvestment adviserbankn
- Oha Diversified Credit Strategies Genpar, Llpinvestment adviserbankpooled vehicle sponsorn
- Oha Diversified Credit Strategies Tractor Fund Genpar, LLCinvestment adviserbankn
Advisers that list T.Rowe Price Hong Kong Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $21,824,829,224 to $42,335,297,615 (+94.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 96.0th percentile of changes)peers: asset managers, $20B and over (470) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 49 to 80Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 50 to 59Mar 31, 2025 to Mar 31, 2026
- Pension plan clients · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 21 to 34Mar 31, 2025 to Mar 31, 2026
- Employees · 135 to 134Mar 31, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $22B to $42BMar 31, 2025 to Mar 31, 2026
- Pension RAUM · $523M to $88.5MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $23BMar 31, 2025 to Mar 31, 2026
- RAUM · $22B to $42BMar 31, 2025 to Mar 31, 2026
- Accounts · 37 to 49Jan 7, 2025 to Mar 31, 2025
- Advisory employees · 52 to 50Jan 7, 2025 to Mar 31, 2025
- Pooled vehicle clients · 18 to 21Jan 7, 2025 to Mar 31, 2025
- Employees · 130 to 135Jan 7, 2025 to Mar 31, 2025
- Financial planning clients · unset to Jan 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $18B to $22BJan 7, 2025 to Mar 31, 2025
- Pension RAUM · $45.3M to $523MJan 7, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $9.2B to $11BJan 7, 2025 to Mar 31, 2025
- RAUM · $18B to $22BJan 7, 2025 to Mar 31, 2025
- HQ state · unset to Mar 28, 2024 to Jan 7, 2025
- Accounts · 32 to 37Jan 2, 2024 to Mar 28, 2024
- Advisory employees · 51 to 52Jan 2, 2024 to Mar 28, 2024
- Charity clients · unset to 0.0Jan 2, 2024 to Mar 28, 2024
- Pooled vehicle clients · 13 to 18Jan 2, 2024 to Mar 28, 2024
- Employees · 131 to 130Jan 2, 2024 to Mar 28, 2024
- Discretionary RAUM · $12B to $18BJan 2, 2024 to Mar 28, 2024
- Pension RAUM · $75.7M to $45.3MJan 2, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $5.2B to $9.2BJan 2, 2024 to Mar 28, 2024
- RAUM · $12B to $18BJan 2, 2024 to Mar 28, 2024
- Accounts · 35 to 32Sep 12, 2022 to Mar 31, 2023
- Advisory employees · 58 to 51Sep 12, 2022 to Mar 31, 2023
- Charity clients · 2.0 to unsetSep 12, 2022 to Mar 31, 2023
- Corporate clients · 3.0 to unsetSep 12, 2022 to Mar 31, 2023
- Pension plan clients · 5 to 7Sep 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 16 to 13Sep 12, 2022 to Mar 31, 2023
- Employees · 152 to 131Sep 12, 2022 to Mar 31, 2023
- Other offices · 1 to 0Sep 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $19B to $12BSep 12, 2022 to Mar 31, 2023
- Pension RAUM · $64.3M to $75.7MSep 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $6.6B to $5.2BSep 12, 2022 to Mar 31, 2023
Signals
20 dated events
- T.Rowe Price Hong Kong Limited reported RAUM $42.3B, up 94% from $21.8B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- T.Rowe Price Hong Kong Limited reported RAUM $18.3B, up 54% from $11.9B (2024-01-02 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Hoi Che Carolyn Chu (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedNov 7, 2023 · Control person joined · fact
- Chit George Chow (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedNov 7, 2023 · Control person joined · fact
- T.Rowe Price Hong Kong Limited reported RAUM $11.9B, down 36% from $18.5B (2022-09-12 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Scott Nicholas Trueman (Director) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2022-05-17, absent 2022-09-12)Sep 12, 2022 · Control person left · inference
- Michael Weigand (Director) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2022-03-31, absent 2022-05-17)May 17, 2022 · Control person left · inference
- T.Rowe Price Hong Kong Limited reported RAUM $18.5B, up 59% from $11.6B (2022-01-27 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Graeme De Moor (Director) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2021-03-29, absent 2022-01-27)Jan 27, 2022 · Control person left · inference
- Oi Sze Elsie Chan (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedJan 27, 2022 · Control person joined · fact
- Michael Weigand (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedJan 27, 2022 · Control person joined · fact
- T.Rowe Price Hong Kong Limited reported RAUM $11.6B, up 50% from $7.8B (2021-01-29 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Sik Chao (Chief Compliance Officer) appeared on Schedule A of T.Rowe Price Hong Kong LimitedMar 29, 2021 · Control person joined · fact
- M Mi-Only Jeremy Fisher (Chief Compliance Officer) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2021-01-29, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Justin Thomson (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedJan 7, 2021 · Control person joined · fact
- T.Rowe Price Hong Kong Limited reported RAUM $7.8B, up 35% from $5.7B (2020-01-02 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Graeme De Moor (Director) appeared on Schedule A of T.Rowe Price Hong Kong LimitedMar 27, 2020 · Control person joined · fact
- Nmn Keswaral Visuvalingham (Director) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2020-01-02, absent 2020-03-27)Mar 27, 2020 · Control person left · inference
- E Scott Keller (Director) no longer on Schedule A of T.Rowe Price Hong Kong Limited (listed 2019-02-01, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- T.Rowe Price Hong Kong Limited reported RAUM $6.8B, up 41% from $4.8B (2018-01-03 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T.ROWE Price Hong Kong Limited · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/t-rowe-price-hong-kongreportedpublic record, Form ADV, Sep 18, 2026
- Website
- TROWEPRICE.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 852-2536-7800reportedpublic record, Form ADV, Jul 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026