DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

T. Rowe Price Australia Limited

Asset manager (funds and pooled vehicles)Sydney, Nsw, CRD 290594SEC 801-112672websiteIAPD
Latest filing Jul 1, 2026
First filing on the tape Feb 20, 2018 · 24 filings
SEC status approved since Mar 20, 2018
RAUM
$17B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
27 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$17B as of Jul 1, 2026
Mar 28, 2019$4.0B then
HNW client RAUM$0 as of Jul 1, 2026
Mar 28, 2019$0 then
State-registered IARs (5.B.3)0 as of Jul 1, 2026
Mar 28, 20190 then
Employees (5.A)55 as of Jul 1, 2026
Mar 28, 201932 then
Private funds1 as of Mar 28, 2024
Mar 28, 20191 then
RAUM -4.5% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$334MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-4.5%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$15B90%
  • Investment companies$1.6B9.6%
  • Pension and profit-sharing plans$115M0.7%
  • Corporations and businesses$8.3M0.0%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
n/areported
Charitable clients
0reported
Accounts
50reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.01 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T. Rowe Price Australia Equity Fundno longer reportedOther Private Fund$76.2M31Mar 27, 2013
      T. Rowe Price Global High Income FundHedge Fund$28.2M13Oct 30, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • Nicholas Beecroft · Directorcontrol
        since 08/2024 · owns less than 5%
      • Timothy Chamberlain · Directorcontrol
        since 08/2024 · owns less than 5%
      • Oi Sze Elsie Chan · Directorcontrol
        since 11/2022 · owns less than 5%
      • Sik Chao · Chief Compliance Officercontrol
        since 03/2021 · owns less than 5%
      • Darren Hall · Directorcontrol
        since 06/2020 · owns less than 5%
      • Nmn David Oestreicher · Chief Legal Counselcontrol
        since 04/2018 · owns less than 5%
      Entity owners
      • T. Rowe Price International Ltd · Direct Owner
        direct · owns 75% or more
      • T. Rowe Price Associates, Inc. · Indirect Owner
        indirect · owns 75% or more of T. Rowe Price International Ltd
      • T. Rowe Price Group, Inc. · Indirect Owner
        indirect · owns 75% or more of T. Rowe Price Associates, Inc. · public reporting company
      Related persons
      Schedule D 7.A
      • Oak Hill Advisors (Australia) Pty Ltd
        investment advisern
      • Oak Hill Advisors (Europe) Llp
        investment advisern
      • Oak Hill Advisors, L.P.
        investment adviserbanknRAUM $101B
      • Oha (Uk) Llp
        investment advisern
      • Oha Ad Co-Investment Genpar, Llp
        investment adviserbankn
      • Oha Ad Customized Credit Fund Genpar, Llp
        investment adviserbankn
      • Oha Ad Dislocation Credit Genpar, Llp
        investment adviserbankn
      • Oha Ad Dislocation Credit II Genpar, L.P.
        investment adviserbankn
      • Oha Aloha European Credit Fund Genpar, Llp
        investment adviserbankn
      • Oha Artesian Customized Credit Fund I Genpar, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Asia Customized Credit Genpar, LLC
        investment adviserbankn
      • Oha Bcss Ssd Genpar II, LLC
        investment adviserbankn
      • Oha Bcss Ssd Genpar, LLC
        investment adviserbankn
      • Oha Black Bear Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Ca Customized Credit Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Centre Street Genpar, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Clo Enhanced Equity Genpar, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Clo Enhanced Equity II Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Clo Strategies Fund Genpar, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Credit Cadenza Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Credit Opportunities Ca (C) Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Credit Origination Genpar I, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Credit Solutions Genpar, LLC
        investment adviserbankpooled vehicle sponsorn
      • Oha Credit Solutions II Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Custom Multi-Sector Credit Fund Genpar, LLC
        investment adviserbankn
      • Oha Delaware Customized Credit Fund Genpar, LLC
        investment adviserbankn
      • Oha Delaware Customized Credit Fund-F Genpar, LLC
        investment adviserbankn
      • Oha Diversified Credit Strategies (Parallel II) Genpar, LLC
        investment adviserbankn
      • Oha Diversified Credit Strategies Genpar, Llp
        investment adviserbankpooled vehicle sponsorn
      • Oha Diversified Credit Strategies Tractor Fund Genpar, LLC
        investment adviserbankn
      Advisers that list T. Rowe Price Australia Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Melborne, Australia4 employees
      What changed
      consecutive filings, newest first
      • Accounts · 51 to 50
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 28 to 27
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 35 to 31
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 60 to 55
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $18B to $17B
        Mar 31, 2025 to Mar 31, 2026
      • Pension RAUM · $58.3M to $115M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $16B to $15B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $18B to $17B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 43 to 51
        Nov 20, 2024 to Mar 31, 2025
      • Pension plan clients · 0.0 to unset
        Nov 20, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 32 to 35
        Nov 20, 2024 to Mar 31, 2025
      • Employees · 58 to 60
        Nov 20, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Nov 20, 2024 to Mar 31, 2025
      • HQ city · SYDNEY, NEW SOUTH WALES to SYDNEY, NSW
        Nov 20, 2024 to Mar 31, 2025
      • HQ state · unset to
        Nov 20, 2024 to Mar 31, 2025
      • Discretionary RAUM · $15B to $18B
        Nov 20, 2024 to Mar 31, 2025
      • Pension RAUM · $0 to $58.3M
        Nov 20, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $13B to $16B
        Nov 20, 2024 to Mar 31, 2025
      • RAUM · $15B to $18B
        Nov 20, 2024 to Mar 31, 2025
      • Private funds · 1 to unset
        Sep 9, 2024 to Nov 20, 2024
      • Accounts · 34 to 43
        Jan 2, 2024 to Mar 28, 2024
      • Advisory employees · 25 to 28
        Jan 2, 2024 to Mar 28, 2024
      • Advisory activities · 3 to 4
        Jan 2, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 29 to 32
        Jan 2, 2024 to Mar 28, 2024
      • Employees · 47 to 58
        Jan 2, 2024 to Mar 28, 2024
      • Discretionary RAUM · $11B to $15B
        Jan 2, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $11B to $13B
        Jan 2, 2024 to Mar 28, 2024
      • RAUM · $11B to $15B
        Jan 2, 2024 to Mar 28, 2024
      • Corporate clients · 1.0 to unset
        Nov 18, 2022 to Mar 31, 2023
      • Employees · 50 to 47
        Nov 18, 2022 to Mar 31, 2023
      • Discretionary RAUM · $16B to $11B
        Nov 18, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $15B to $11B
        Nov 18, 2022 to Mar 31, 2023
      • RAUM · $16B to $11B
        Nov 18, 2022 to Mar 31, 2023
      • Accounts · 32 to 34
        Mar 29, 2021 to Mar 31, 2022
      • Advisory employees · 24 to 25
        Mar 29, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 28 to 29
        Mar 29, 2021 to Mar 31, 2022
      • Employees · 40 to 50
        Mar 29, 2021 to Mar 31, 2022
      • Private funds · 2 to 1
        Mar 29, 2021 to Mar 31, 2022
      • Discretionary RAUM · $14B to $16B
        Mar 29, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $13B to $15B
        Mar 29, 2021 to Mar 31, 2022
      Signals
      25 dated events
      • Nicholas Beecroft (Director) appeared on Schedule A of T. Rowe Price Australia Limited
        Sep 9, 2024 · Control person joined · fact
      • Timothy Chamberlain (Director) appeared on Schedule A of T. Rowe Price Australia Limited
        Sep 9, 2024 · Control person joined · fact
      • Ryan Martyn (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2024-07-01, absent 2024-09-09)
        Sep 9, 2024 · Control person left · inference
      • Randal Jenneke (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2024-03-28, absent 2024-07-01)
        Jul 1, 2024 · Control person left · inference
      • Ryan Martyn (Director) appeared on Schedule A of T. Rowe Price Australia Limited
        Jul 1, 2024 · Control person joined · fact
      • T. Rowe Price Australia Limited reported RAUM $14.9B, up 34% from $11.1B (2024-01-02 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • T. Rowe Price Australia Limited reported RAUM $11.1B, down 29% from $15.6B (2022-11-18 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Scott Nicholas Trueman (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2022-03-31, absent 2022-11-18)
        Nov 18, 2022 · Control person left · inference
      • Oi Sze Elsie Chan (Director) appeared on Schedule A of T. Rowe Price Australia Limited
        Nov 18, 2022 · Control person joined · fact
      • M Mi-Only Jeremy Fisher (Chief Compliance Officer) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2020-10-30, absent 2021-03-29)
        Mar 29, 2021 · Control person left · inference
      • Sik Chao (Chief Compliance Officer) appeared on Schedule A of T. Rowe Price Australia Limited
        Mar 29, 2021 · Control person joined · fact
      • T. Rowe Price Australia Limited reported RAUM $13.9B, up 144% from $5.7B (2020-10-30 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • Darren Hall (Director) appeared on Schedule A of T. Rowe Price Australia Limited
        Jul 31, 2020 · Control person joined · fact
      • Edward Murray Brewer (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2020-06-22, absent 2020-07-31)
        Jul 31, 2020 · Control person left · inference
      • T. Rowe Price Australia Limited reported RAUM $5.7B, up 41% from $4.0B (2020-01-02 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Nmn Keswaral Visuvalingham (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2020-01-02, absent 2020-03-27)
        Mar 27, 2020 · Control person left · inference
      • Maurice Jacques Phillipe Ayral (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • E Scott Keller (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Naoyuki Honda (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Archibald Ciganer (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Hiroshi Watanabe (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Tateomi Fujino (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Yasuo Miyajima (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • Kuniaki Doi (Director) no longer on Schedule A of T. Rowe Price Australia Limited (listed 2019-02-01, absent 2019-03-28)
        Mar 28, 2019 · Control person left · inference
      • T. Rowe Price Australia, Ltd filed its initial SEC registration (Form ADV)
        Feb 20, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/t-rowe-price-australiareportedpublic record, Form ADV, Sep 17, 2026
      Website
      TROWEPRICE.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      61 02 8667 5700reportedpublic record, Form ADV, Jul 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026