DFX Intelligence
RIA Intelligence
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SEC-registered adviser
O•• P•••••• C••••• A••••••• I•• L•••
Latest filing Mar 31, 2026
First filing on the tape Jul 5, 2022 · 6 filings
SEC status approved since Aug 4, 2022
RAUM
$805M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
435
113 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$805M as of Mar 31, 2026
Mar 31, 2023$353M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20230 then
Employees (5.A)435 as of Mar 31, 2026
Mar 31, 2023368 then
Private funds: no history
RAUM +22% over the last fiscal year+32% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $268MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$266M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• G••••• R•••••• · Chief Executive Officercontrolsince 06/2022 · owns less than 5%
- B•••••••• W••••••• H•••••• · President/Senior Partnercontrolsince 06/2022 · owns less than 5%
- K•••••••• A•••• B•••••• · Portfolio Manager/Senior Partnercontrolsince 06/2022 · owns less than 5%
- L••• K•••••••• N•• · Chief Compliance Officercontrolsince 06/2022 · owns less than 5%
- R••••• G••••••• S•••• · Partner/General Counsel/L•••••• Partnercontrolsince 06/2022 · owns less than 5%
- S•••••••• A•••• M••• · Portfolio Manager/Senior Partnercontrolsince 06/2022 · owns less than 5%
- S••••• J•••• A•••••• · Chief Operating Officercontrolsince 10/2023 · owns less than 5%
- Z•••••• M•••• A••• · Chief Financial Officercontrolsince 06/2022 · owns less than 5%
Entity owners
- O•• H••• A•••••••• L••• · General Partnerdirect · owns 75% or more
- O•• H••• A••••••• G•••••• L••• · General Partnerindirect · owns 25% to 50% of O•• H••• A•••••••• L•••
- T• R••• P•••• A••••••••• I••• · General Partnerindirect · owns 75% or more of O•• H••• A••••••• G•••••• L•••
- T• R••• P•••• G••••• I••• · Shareholderindirect · owns 75% or more of T• R••• P•••• A••••••••• I••• · public reporting company
Related persons
Schedule D 7.A
- O•• H••• A••••••• ••••••••• P•• L••investment advisern
- O•• H••• A••••••• ••••••• L••investment advisern
- O•• H••• A•••••••• L•••investment adviserbankyRAUM $101B
- O•• ••• L••investment advisern
- O•• A• C••••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A• C••••••••• C••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A• D••••••••• C••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A• D••••••••• C••••• I• G•••••• L•••investment adviserbankpooled vehicle sponsorn
- O•• A•••• E••••••• C••••• F••• G••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A••••••• C••••••••• C••••• F••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• A••• C••••••••• C••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• B••• S•• G••••• I•• L••investment adviserbankpooled vehicle sponsorn
- O•• B••• S•• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• B•••• B••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C• C••••••••• C••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• E••••••• E••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• E••••••• E••••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C•• S••••••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• C•••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• O••••••••• C• •• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• O••••••••• G••••• I• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S•••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• S•••••••• I• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• C••••• M••••••••• C••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••• C••••••••• C••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••• C••••••••• C••••• F••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••••• C••••• S••••••••• •••••••• I•• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••••• C••••• S••••••••• G•••••• L••investment adviserbankpooled vehicle sponsorn
- O•• D••••••••• C••••• S••••••••• T•••••• F••• G•••••• L••investment adviserbankpooled vehicle sponsorn
Advisers that list O•• P•••••• C••••• A••••••• I•• L••• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom17 employees
- Melbourne, Australia1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Mar 31, 2026related persons on Schedule D 7.A of 78.0 against a peer median of 5.0 (338 comparable advisers, 99.0th percentile, 24.6 robust deviations)peers: asset managers, $500M to $1B (338) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 2 to 3Mar 30, 2025 to Mar 31, 2026
- Advisory employees · 124 to 113Mar 30, 2025 to Mar 31, 2026
- BD registered reps · 11 to 12Mar 30, 2025 to Mar 31, 2026
- Employees · 420 to 435Mar 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $659M to $805MMar 30, 2025 to Mar 31, 2026
- RAUM · $659M to $805MMar 30, 2025 to Mar 31, 2026
- Accounts · 1 to 2Mar 29, 2024 to Mar 30, 2025
- Advisory employees · 123 to 124Mar 29, 2024 to Mar 30, 2025
- BD registered reps · 13 to 11Mar 29, 2024 to Mar 30, 2025
- Employees · 416 to 420Mar 29, 2024 to Mar 30, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 30, 2025
- Discretionary RAUM · $495M to $659MMar 29, 2024 to Mar 30, 2025
- RAUM · $495M to $659MMar 29, 2024 to Mar 30, 2025
- Advisory employees · 108 to 123Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 8 to 13Mar 31, 2023 to Mar 29, 2024
- Employees · 368 to 416Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $353M to $495MMar 31, 2023 to Mar 29, 2024
- RAUM · $353M to $495MMar 31, 2023 to Mar 29, 2024
- Accounts · 0 to 1Jul 12, 2022 to Mar 31, 2023
- Advisory employees · 101 to 108Jul 12, 2022 to Mar 31, 2023
- Advisory activities · 1 to 2Jul 12, 2022 to Mar 31, 2023
- BD registered reps · 7 to 8Jul 12, 2022 to Mar 31, 2023
- Employees · 339 to 368Jul 12, 2022 to Mar 31, 2023
- Other offices · 3 to 2Jul 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $0 to $353MJul 12, 2022 to Mar 31, 2023
- RAUM · $0 to $353MJul 12, 2022 to Mar 31, 2023
Signals
3 dated events
- O•• P•••••• C••••• A••••••• I•• L••• reported RAUM $659.3M, up 33% from $495.2M (2024-03-29 to 2025-03-30)Mar 30, 2025 · RAUM change · derived
- O•• P•••••• C••••• A••••••• I•• L••• reported RAUM $495.2M, up 40% from $352.5M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- O•• P•••••• C••••• A••••••• I•• L••• filed its initial SEC registration (Form ADV)Jul 5, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- OAKH•••ADVISORS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-326-1500reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026