DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Numeric Investors LLC
Latest filing Aug 28, 2026
First filing on the tape Apr 2, 2012 · 72 filings
SEC status approved since Jun 16, 2004
RAUM
$94B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
45 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
25
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$94B as of Aug 28, 2026
Apr 2, 2012$8.6B then
HNW client RAUM$0 as of Aug 28, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Aug 28, 2026
Apr 2, 20120 then
Employees (5.A)54 as of Aug 28, 2026
Mar 25, 201368 then
Private funds25 as of Aug 28, 2026
Apr 2, 201213 then
RAUM +87% over the last fiscal year+31% a year over threeIARs 0 to 0offices 3 to 4
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $755MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +87%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $10B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$57B60%
- Pension and profit-sharing plans$28B29%
- State and municipal entities$5.5B5.8%
- Sovereign wealth funds$2.5B2.7%
- Insurance companies$1.7B1.8%
- Investment companies$554M0.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 25reported
- Charitable clients
- 0reported
- Accounts
- 125reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $10B for 23 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.61 institutional_share=0.39 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Carl Gregory Bond · President & Chief Executive Officercontrolsince 01/2021 · owns less than 5%
- Nmn Nadine Le Gall · Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- Ganina Heidi Roderick · Vice President & Chief Operating Officercontrolsince 01/2021 · owns less than 5%
- Mark Daniel Taylor · Chief Investment Officercontrolsince 01/2016 · owns less than 5%
- Nmn Chen Yang · Secretarysince 12/2024 · owns less than 5%
Entity owners
- Man Investments Holdings Inc. · Sole Memberdirect · owns 75% or more
- Man Group Plc · Shareholderindirect · owns 75% or more of Man Group Treasury Limited
- Man Group Treasury Limited · Shareholderindirect · owns 75% or more of Man Worldwide Operations Management Limited
- Man Investments USA Holdings Inc. · Shareholderindirect · owns 75% or more of Man Investments Holdings Inc.
- Man Worldwide Operations Management Limited · Shareholderindirect · owns 75% or more of Man Investments USA Holdings Inc.
Related persons
Schedule D 7.A
- Ahl Partners Llpinvestment adviserbanknRAUM $68B
- Glg LLCinvestment adviserbanknRAUM $7.0B
- Glg Partners LPinvestment adviserbanknRAUM $65B
- Man Asset Management (Cayman) Limitedinvestment adviserbankpooled vehicle sponsorn
- Man Asset Management (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Man Global Private Markets (Uk) Limitedinvestment adviserbanknRAUM $1.4B
- Man Global Private Markets (USA) Inc.investment adviserbanknRAUM $988M
- Man Investment Management (Shanghai) Co., Ltdinvestment advisern
- Man Investments Australia Limitedinvestment advisernRAUM $4.1B
- Man Investments Inc.broker-dealern
- Man Solutions Limitedinvestment adviserbanknRAUM $58B
- Man Solutions LLCinvestment adviserbanknRAUM $10B
- Man Capital Management LLCinvestment advisernRAUM $131M
- Varagon Capital Partners, L.P.investment advisernRAUM $14B
- Vcc Advisors, LLCinvestment advisernRAUM $957M
Advisers that list Numeric Investors LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Aug 28, 2026institutional share of RAUM of 39% against a peer median of 0% (512 comparable advisers, 100.0th percentile, 13.2 robust deviations)peers: asset managers, $20B and over (512) · 100% percentile
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $50,580,876,000 to $94,400,959,000 (+87.0%) between the annual amendments of 2025-04-23 and 2026-04-30; the peer median change was +15.0% (471 comparable advisers, 96.0th percentile of changes)peers: asset managers, $20B and over (471) · 96% percentile
What changed
consecutive filings, newest first
- Private funds · 24 to 25Apr 30, 2026 to Aug 28, 2026
- Private funds · 21 to 24Mar 31, 2026 to Apr 30, 2026
- Accounts · 95 to 125Feb 26, 2026 to Mar 31, 2026
- Advisory employees · 46 to 45Feb 26, 2026 to Mar 31, 2026
- Pooled vehicle clients · 61 to 71Feb 26, 2026 to Mar 31, 2026
- Assets in custody · $5.2B to $10BFeb 26, 2026 to Mar 31, 2026
- Discretionary RAUM · $51B to $94BFeb 26, 2026 to Mar 31, 2026
- Pension RAUM · $9.2B to $28BFeb 26, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $35B to $57BFeb 26, 2026 to Mar 31, 2026
- RAUM · $51B to $94BFeb 26, 2026 to Mar 31, 2026
- Private funds · 20 to 21Aug 21, 2025 to Feb 26, 2026
- Other offices · 3 to 4Apr 23, 2025 to Aug 21, 2025
- Private funds · 19 to 20Apr 23, 2025 to Aug 21, 2025
- Accounts · 85 to 95Feb 27, 2025 to Apr 23, 2025
- Advisory employees · 44 to 46Feb 27, 2025 to Apr 23, 2025
- Pension plan clients · 26 to 25Feb 27, 2025 to Apr 23, 2025
- Pooled vehicle clients · 51 to 61Feb 27, 2025 to Apr 23, 2025
- Assets in custody · $5.8B to $5.2BFeb 27, 2025 to Apr 23, 2025
- Employees · 52 to 54Feb 27, 2025 to Apr 23, 2025
- Financial planning clients · unset to Feb 27, 2025 to Apr 23, 2025
- Private funds · 20 to 19Feb 27, 2025 to Apr 23, 2025
- Discretionary RAUM · $49B to $51BFeb 27, 2025 to Apr 23, 2025
- Pension RAUM · $15B to $9.2BFeb 27, 2025 to Apr 23, 2025
- Pooled vehicle RAUM · $29B to $35BFeb 27, 2025 to Apr 23, 2025
- RAUM · $49B to $51BFeb 27, 2025 to Apr 23, 2025
- Private funds · 18 to 20Dec 19, 2024 to Feb 27, 2025
- Private funds · 17 to 18Jul 17, 2024 to Nov 22, 2024
- Private funds · 18 to 17Mar 28, 2024 to Jul 17, 2024
- Accounts · 80 to 85Dec 22, 2023 to Mar 28, 2024
- Advisory employees · 39 to 44Dec 22, 2023 to Mar 28, 2024
- Pension plan clients · 22 to 26Dec 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 49 to 51Dec 22, 2023 to Mar 28, 2024
- Assets in custody · $5.4B to $5.8BDec 22, 2023 to Mar 28, 2024
- Employees · 48 to 52Dec 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $42B to $49BDec 22, 2023 to Mar 28, 2024
- Pension RAUM · $11B to $15BDec 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $26B to $29BDec 22, 2023 to Mar 28, 2024
- RAUM · $42B to $49BDec 22, 2023 to Mar 28, 2024
- Accounts · 71 to 80Jan 27, 2023 to Mar 31, 2023
- Advisory employees · 41 to 39Jan 27, 2023 to Mar 31, 2023
Signals
19 dated events
- Numeric Investors Llc reported RAUM $94.4B, up 87% from $50.6B (2026-02-26 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Edmund Solomon Kuckelman (Secretary) no longer on Schedule A of Numeric Investors Llc (listed 2024-11-22, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Victoria Kendell Benz (Head Of Compliance) no longer on Schedule A of Numeric Investors Llc (listed 2022-07-27, absent 2022-10-31)Oct 31, 2022 · Control person left · inference
- Numeric Investors Llc reported RAUM $47.1B, up 33% from $35.5B (2022-01-24 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Winter Douglas Hamilton (Vice President) no longer on Schedule A of Numeric Investors Llc (listed 2021-05-06, absent 2021-08-06)Aug 6, 2021 · Control person left · inference
- Ganina Heidi Roderick (Vice President & Cheif Operating Officer) appeared on Schedule A of Numeric Investors LlcJan 19, 2021 · Control person joined · fact
- Armstrong Shanta Puchtler (Chief Executive Officer) no longer on Schedule A of Numeric Investors Llc (listed 2020-11-17, absent 2021-01-19)Jan 19, 2021 · Control person left · inference
- Victoria Kendell Benz (Head Of Compliance) appeared on Schedule A of Numeric Investors LlcMar 30, 2020 · Control person joined · fact
- Edward Robert Furdak (Co-Chief Investment Officer) no longer on Schedule A of Numeric Investors Llc (listed 2019-10-04, absent 2020-01-14)Jan 14, 2020 · Control person left · inference
- Carl Gregory Bond (President) appeared on Schedule A of Numeric Investors LlcJan 14, 2020 · Control person joined · fact
- Richard Robert Hanna (Vice President & Chief Financial Officer) no longer on Schedule A of Numeric Investors Llc (listed 2019-08-23, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Nmn Eric Burl (Director) no longer on Schedule A of Numeric Investors Llc (listed 2019-08-23, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Campbell Sandy Rattray (Director) no longer on Schedule A of Numeric Investors Llc (listed 2019-08-23, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Alexander Michael Kasper (Director) no longer on Schedule A of Numeric Investors Llc (listed 2019-08-23, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Anselm David Gallias (Treasurer) no longer on Schedule A of Numeric Investors Llc (listed 2019-08-05, absent 2019-08-23)Aug 23, 2019 · Control person left · inference
- Anne Laura Malone (Head Of Compliance) no longer on Schedule A of Numeric Investors Llc (listed 2019-07-12, absent 2019-08-05)Aug 5, 2019 · Control person left · inference
- Anne Laura Malone (Head Of Compliance) appeared on Schedule A of Numeric Investors LlcJul 12, 2019 · Control person joined · fact
- Robert Christopher Ancona (Chief Compliance Officer) no longer on Schedule A of Numeric Investors Llc (listed 2019-06-03, absent 2019-07-12)Jul 12, 2019 · Control person left · inference
- Numeric Investors Llc reported RAUM $39.8B, up 47% from $27.1B (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- man.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617 897 7800reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026