DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•• A•••••••• L••
Latest filing Jul 23, 2026
First filing on the tape Mar 22, 2019 · 18 filings
SEC status approved since Apr 19, 2019
RAUM
$957M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
78
45 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$957M as of Jul 23, 2026
Mar 31, 2023$760M then
HNW client RAUM$0 as of Jul 23, 2026
Mar 30, 2020$0 then
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Mar 30, 20200 then
Employees (5.A)78 as of Jul 23, 2026
Mar 30, 202069 then
Private funds: no history
RAUM +1.0% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $957MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Custody
- $218M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $218M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••••• J•••• · Treasurercontrolsince 12/2023 · owns less than 5%
- L• G•••• N•••••• N•• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- O••••• W•••••• J•••• · Presidentcontrolsince 12/2023 · owns less than 5%
- H•••••••• D••••••• W••••• · Vice Presidentsince 12/2023 · owns less than 5%
- L••••• N••••• E•••• · Secretarysince 12/2024 · owns less than 5%
Entity owners
- V•••••• C•••••• P•••••••• L••• · Managing Memberdirect · owns 75% or more
- M•• G•••• P•• · Shareholderindirect · owns 75% or more of M•• G•••• T••••••• L•••
- M•• G•••• T••••••• L••• · Shareholderindirect · owns 75% or more of M•• W•••••••• O••••••••• M••••••••• L•••
- M•• I••••••••• H••••••• I••• · Shareholderindirect · owns 50% to 75% of M•• T•••• S••••• H••••••• L••
- M•• I••••••••• U•• H••••••• I••• · Shareholderindirect · owns 75% or more of M•• I••••••••• H••••••• I•••
- M•• T•••• S••••• G• L•• · General Partnerindirect · owns F of V•••••• C•••••• P•••••••• L•••
- M•• T•••• S••••• H••••••• L•• · Sole L•••••• Partnerindirect · owns 75% or more of V•••••• C•••••• P•••••••• L•••
- M•• W•••••••• O••••••••• M••••••••• L••• · Shareholderindirect · owns 75% or more of M•• I••••••••• U•• H••••••• I•••
Related persons
Schedule D 7.A
- A•• P••••••• L••investment adviserbanknRAUM $68B
- G•• L••investment adviserbanknRAUM $7.0B
- G•• P••••••• L•investment adviserbanknRAUM $65B
- M•• G••••• P•••••• M•••••• ••• L••••••investment adviserbanknRAUM $1.4B
- M•• G••••• P•••••• M•••••• •••• I•••investment adviserbanknRAUM $988M
- M•• I••••••••• A•••••••• L••••••investment advisernRAUM $4.1B
- M•• I••••••••• I•••broker-dealern
- M•• S•••••••• L••••••investment adviserbanknRAUM $58B
- M•• S•••••••• L••investment adviserbanknRAUM $10B
- N•••••• I•••••••• L••investment adviserbanknRAUM $94B
- Man Capital Management LLCinvestment advisernRAUM $131M
- V•••••• C•••••• P•••••••• L•••investment adviserpooled vehicle sponsoryRAUM $14B
- V••• O••••••• G•• S•••pooled vehicle sponsory
- V••• O•••••• G•• L••pooled vehicle sponsory
- V••• O•••••• G•• L••pooled vehicle sponsorn
Advisers that list V•• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL2 employees
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $257M to $218MFeb 5, 2026 to Mar 31, 2026
- Employees · 76 to 78Feb 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $947M to $957MFeb 5, 2026 to Mar 31, 2026
- RAUM · $947M to $957MFeb 5, 2026 to Mar 31, 2026
- Advisory employees · 42 to 45Dec 19, 2024 to Apr 21, 2025
- Assets in custody · $20.0M to $257MDec 19, 2024 to Apr 21, 2025
- Employees · 70 to 76Dec 19, 2024 to Apr 21, 2025
- Financial planning clients · unset to Dec 19, 2024 to Apr 21, 2025
- Other offices · 3 to 4Dec 19, 2024 to Apr 21, 2025
- Discretionary RAUM · $779M to $947MDec 19, 2024 to Apr 21, 2025
- RAUM · $779M to $947MDec 19, 2024 to Apr 21, 2025
- Advisory employees · 46 to 42Dec 22, 2023 to Mar 29, 2024
- BD registered reps · 4 to 0Dec 22, 2023 to Mar 29, 2024
- Assets in custody · $20.4M to $20.0MDec 22, 2023 to Mar 29, 2024
- Employees · 81 to 70Dec 22, 2023 to Mar 29, 2024
- Discretionary RAUM · $760M to $779MDec 22, 2023 to Mar 29, 2024
- RAUM · $760M to $779MDec 22, 2023 to Mar 29, 2024
- Related bank · false to trueMar 31, 2023 to Sep 15, 2023
- Accounts · unset to 1.0Dec 6, 2022 to Mar 31, 2023
- Advisory employees · 45 to 46Dec 6, 2022 to Mar 31, 2023
- Assets in custody · unset to 20416244.0Dec 6, 2022 to Mar 31, 2023
- Custody of client assets · false to trueDec 6, 2022 to Mar 31, 2023
- Employees · 80 to 81Dec 6, 2022 to Mar 31, 2023
- Discretionary RAUM · unset to 760032438.0Dec 6, 2022 to Mar 31, 2023
- Non-discretionary RAUM · unset to 0.0Dec 6, 2022 to Mar 31, 2023
- RAUM · unset to 760032438.0Dec 6, 2022 to Mar 31, 2023
- Advisory employees · 47 to 45Mar 31, 2021 to Mar 31, 2022
- BD registered reps · 2 to 4Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 44 to 47Mar 30, 2020 to Mar 31, 2021
- BD registered reps · 0 to 2Mar 30, 2020 to Mar 31, 2021
- Employees · 69 to 80Mar 30, 2020 to Mar 31, 2021
- Other offices · 2 to 3Mar 30, 2020 to Mar 31, 2021
- Related bank · true to falseMar 30, 2020 to Mar 31, 2021
- Advisory employees · 42 to 44Mar 9, 2020 to Mar 30, 2020
- Employees · 65 to 69Mar 9, 2020 to Mar 30, 2020
Signals
27 dated events
- Rudolph George Talarico (Chief Compliance Officer) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-12-22, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Nmn Nadine Le Gall (Chief Compliance Officer) appeared on Schedule A of V•• A•••••••• L••Mar 29, 2024 · Control person joined · fact
- A•••• F••••••••• (General Counsel) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-09-29, absent 2023-12-22)Dec 22, 2023 · Control person left · inference
- Jean Lorri White (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Wolf Morris Offit (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Anthony Michael Gaudino (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Mark Eric Kirsch (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Eugene Bradley Dyslin (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- F Charles Riceman (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- T••••• D•••••• H•••• (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Neal Geoffrey Cornell (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2022-12-06, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- A•••• F••••••••• (General Counsel) appeared on Schedule A of V•• A•••••••• L••Mar 31, 2023 · Control person joined · fact
- Rudolph George Talarico (Chief Compliance Officer) appeared on Schedule A of V•• A•••••••• L••Dec 6, 2022 · Control person joined · fact
- Viravyne Chhim (Chief Compliance Officer) no longer on Schedule A of V•• A•••••••• L•• (listed 2022-03-31, absent 2022-12-06)Dec 6, 2022 · Control person left · inference
- Viravyne Chhim (Chief Compliance Officer) appeared on Schedule A of V•• A•••••••• L••Mar 31, 2022 · Control person joined · fact
- A•••• F••••••••• (Secretary, Chief Compliance Officer) no longer on Schedule A of V•• A•••••••• L•• (listed 2021-03-31, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Harris Brett Shapiro (Head Of Business Development) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- James Denis Nayden (Managing Member) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- Richard John Monsky (Managing Member) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- Macrae D•••••• Kaden (Managing Member) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- Bennett Steven Gruber (Managing Member) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- Edward Darell Etlinger (Director) no longer on Schedule A of V•• A•••••••• L•• (listed 2019-03-22, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- Mark Eric Kirsch (Director) appeared on Schedule A of V•• A•••••••• L••Mar 9, 2020 · Control person joined · fact
- Eugene Bradley Dyslin (Director) appeared on Schedule A of V•• A•••••••• L••Mar 9, 2020 · Control person joined · fact
- F Charles Riceman (Director) appeared on Schedule A of V•• A•••••••• L••Mar 9, 2020 · Control person joined · fact
- T••••• D•••••• H•••• (Director) appeared on Schedule A of V•• A•••••••• L••Mar 9, 2020 · Control person joined · fact
- V•• A•••••••• L•• filed its initial SEC registration (Form ADV)Mar 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- man.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-303-9400reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026