DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• G••••• P•••••• M•••••• ••• L••••••
Latest filing Mar 31, 2026
First filing on the tape Apr 24, 2015 · 37 filings
SEC status approved since Mar 21, 2017
RAUM
$1.4B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.4B as of Mar 31, 2026
Mar 29, 2016$523M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)22 as of Mar 31, 2026
Mar 29, 201622 then
Private funds1 as of Mar 31, 2026
Mar 29, 20163 then
RAUM -35% over the last fiscal year-18% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $178MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $267M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $267M for 2 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••• G•••••• H••••• I••• | Real Estate Fund | $674M | 2 | Apr 24, 2015 |
| T••••• H•••• I••• | Real Estate Fund | $443M | 1 | Apr 24, 2015 |
| T•••••• U• H•••••• P••••••••• L•no longer reported | Real Estate Fund | $43.6M | 2 | Jan 10, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• A••••• · Directorcontrolsince 10/2021 · owns less than 5%
- C••••••••• T••••• I••• M•••• · Directorcontrolsince 01/2017 · owns less than 5%
- F•••••••• A••••••• H••••• J••••• M•••• · Directorcontrolsince 10/2021 · owns less than 5%
- F•••••••• J••••• L••••• · Directorcontrolsince 09/2023 · owns less than 5%
- P••••••••• A•••••••• K••• · Directorcontrolsince 10/2021 · owns less than 5%
- S•••••• K••••••••• E•••••••• · Chief Compliance Officercontrolsince 01/2017 · owns less than 5%
- B•••• E•••• G•••• · Head Of Discretionarysince 03/2024 · owns less than 5%
- C•••••••• A•••••• · Head Of Business Development, Discretionarysince 03/2024 · owns less than 5%
- K•••• J••••• L•••• · Secretarysince 03/2023 · owns less than 5%
- S••••• R•••••• E•••• · Secretarysince 08/2024 · owns less than 5%
Entity owners
- M•• I••••••••• F•••••• L•••••• · Shareholderdirect · owns 75% or more
- M•• G•••• L•••••• · Shareholderindirect · owns 75% or more of M•• S•••••••• H••••••• L••••••
- M•• G•••• P•• · Shareholderindirect · owns 75% or more of M•• G•••• T••••••• L••••••
- M•• G•••• T••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• G•••• L••••••
- M•• S•••••••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• I••••••••• F•••••• L••••••
Related persons
Schedule D 7.A
- A•• P••••••• L••investment adviserbanknRAUM $68B
- G•• L••investment adviserbanknRAUM $7.0B
- G•• P••••••• L•investment adviserbanknRAUM $65B
- M•• A•••• M••••••••• ••••••• L••••••investment adviserbankpooled vehicle sponsorn
- M•• G••••• P•••••• M•••••• •••• I•••investment adviserbanknRAUM $988M
- M•• I••••••••• ••• A•investment advisern
- M•• I••••••••• A•••••••• L••••••investment advisernRAUM $4.1B
- M•• I••••••••• I•••broker-dealern
- M•• S•••••••• L••••••investment adviserbanknRAUM $58B
- M•• S•••••••• L••investment adviserbanknRAUM $10B
- N•••••• I•••••••• L••investment adviserbanknRAUM $94B
- Man Capital Management LLCinvestment advisernRAUM $131M
- V•••••• C•••••• P•••••••• L•••investment advisernRAUM $14B
- V•• A•••••••• L••investment advisernRAUM $957M
Advisers that list M•• G••••• P•••••• M•••••• ••• L•••••• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $2,184,938,814 to $1,426,487,292 (-35.0%) between the annual amendments of 2025-04-30 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 2.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 8Oct 14, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 8Oct 14, 2025 to Mar 31, 2026
- Assets in custody · $2.0B to $267MOct 14, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.8B to $1.1BOct 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $403M to $337MOct 14, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.2B to $1.4BOct 14, 2025 to Mar 31, 2026
- RAUM · $2.2B to $1.4BOct 14, 2025 to Mar 31, 2026
- Private funds · 3 to 1Apr 30, 2025 to Oct 14, 2025
- Accounts · 11 to 10Dec 19, 2024 to Apr 30, 2025
- Advisory employees · 14 to 13Dec 19, 2024 to Apr 30, 2025
- Employees · 27 to 22Dec 19, 2024 to Apr 30, 2025
- Financial planning clients · unset to Dec 19, 2024 to Apr 30, 2025
- HQ state · unset to Dec 19, 2024 to Apr 30, 2025
- Private funds · 2 to 3Dec 19, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.5B to $1.8BDec 19, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $313M to $403MDec 19, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $2.8B to $2.2BDec 19, 2024 to Apr 30, 2025
- RAUM · $2.8B to $2.2BDec 19, 2024 to Apr 30, 2025
- Advisory employees · 11 to 14Dec 19, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 10Dec 19, 2023 to Mar 28, 2024
- Assets in custody · $1.9B to $2.0BDec 19, 2023 to Mar 28, 2024
- Employees · 22 to 27Dec 19, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.2B to $2.5BDec 19, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.6B to $2.8BDec 19, 2023 to Mar 28, 2024
- RAUM · $2.6B to $2.8BDec 19, 2023 to Mar 28, 2024
- Accounts · 10 to 11Nov 4, 2022 to Mar 31, 2023
- Advisory employees · 8 to 11Nov 4, 2022 to Mar 31, 2023
- BD registered reps · 1 to 0Nov 4, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 11Nov 4, 2022 to Mar 31, 2023
- Assets in custody · $1.9B to $1.9BNov 4, 2022 to Mar 31, 2023
- Employees · 18 to 22Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.1B to $2.2BNov 4, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $0 to $313MNov 4, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.1B to $2.6BNov 4, 2022 to Mar 31, 2023
- RAUM · $2.1B to $2.6BNov 4, 2022 to Mar 31, 2023
- Accounts · 9 to 10Jan 31, 2022 to Mar 30, 2022
- Advisory employees · 11 to 8Jan 31, 2022 to Mar 30, 2022
- Pooled vehicle clients · 9 to 10Jan 31, 2022 to Mar 30, 2022
- Assets in custody · $1.7B to $1.9BJan 31, 2022 to Mar 30, 2022
- Employees · 22 to 18Jan 31, 2022 to Mar 30, 2022
Signals
18 dated events
- M•• G••••• P•••••• M•••••• ••• L•••••• reported RAUM $1.4B, down 35% from $2.2B (2025-10-14 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Louise Julie Fountain (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Aug 13, 2024 · Control person joined · fact
- Alexander Michael Kasper (Head Of Man Global Private Markets) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2023-12-19, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Louise Julie Fountain (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Sep 26, 2023 · Control person joined · fact
- Alexander Michael Kasper (Head Of Man Global Private Markets) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Mar 31, 2023 · Control person joined · fact
- Galip Eric Burl (Head Of Man Global Private Markets: Smf3 Senior Manager) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2022-11-04, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Anne Elizabeth Woods (Secretary) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2021-10-15, absent 2022-01-31)Jan 31, 2022 · Control person left · inference
- Albert David Barber (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Oct 15, 2021 · Control person joined · fact
- Hubert Joseph Marie Antoine Forterre (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Oct 15, 2021 · Control person joined · fact
- Kaur Amendeep Pannu-Purewal (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Oct 15, 2021 · Control person joined · fact
- Claire Vanessa Balshaw (Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2021-05-06, absent 2021-10-15)Oct 15, 2021 · Control person left · inference
- Daniel Mark Jones (Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2021-05-06, absent 2021-10-15)Oct 15, 2021 · Control person left · inference
- Galip Eric Burl (Head Of Man Global Private Markets: Smf3 Senior Manager) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Oct 29, 2020 · Control person joined · fact
- Claire Vanessa Balshaw (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Aug 5, 2019 · Control person joined · fact
- Alexander Michael Kasper (Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2019-06-03, absent 2019-06-19)Jun 19, 2019 · Control person left · inference
- Daniel Mark Jones (Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• ••• L••••••Jun 19, 2019 · Control person joined · fact
- Edmund Richard George Wood (Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• ••• L•••••• (listed 2019-03-29, absent 2019-05-22)May 22, 2019 · Control person left · inference
- A•••• I••••• U• L•• filed its initial SEC registration (Form ADV)Apr 24, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 20 7144 1000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•• G••••• P•••••• M•••••• ••• L•••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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