DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Man Solutions (USA) LLC

Former SEC-registered adviserNew York, New YorkCRD 299918SEC 801-114508IAPD
Latest filing Sep 26, 2023
First filing on the tape Nov 29, 2018 · 18 filings
RAUM
$117M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$117M as of Mar 31, 2023
Mar 30, 2020$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 30, 20200 then
Employees (5.A)9 as of Mar 31, 2023
Mar 30, 20205 then
Private funds: no history
RAUM +12055% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Sep 26, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$58.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+12055%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$117M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Carl Gregory Bond · Presidentcontrol
        since 09/2023 · owns less than 5%
      • James Andrew Craven · Chief Compliance Officercontrol
        since 08/2021 · owns less than 5%
      • Edmund Solomon Kuckelman · Secretarycontrol
        since 11/2018 · owns less than 5%
      • Nmn Nadine Le Gall · Head Of Compliance Americascontrol
        since 11/2018 · owns less than 5%
      • John Samuel Thompson · Vice Presidentcontrol
        since 01/2021 · owns less than 5%
      Entity owners
      • Man Investments Holdings Inc. · Sole Member
        direct · owns 75% or more
      • Man Group Holdings Limited · Shareholder
        indirect · owns 75% or more of Man Investments Holdings (Netherlands) B.V.
      • Man Group Plc · Shareholder
        indirect · owns 75% or more of Man Group Treasury Limited
      • Man Group Treasury Limited · Shareholder
        indirect · owns 75% or more of Man Worldwide Operations Management Limited
      • Man Investments Holdings (Netherlands) B.V. · Shareholder
        indirect · owns 75% or more of Man Investments USA Holdings Inc.
      • Man Investments USA Holdings Inc. · Shareholder
        indirect · owns 75% or more of Man Investments Holdings Inc.
      • Man Worldwide Operations Management Limited · Shareholder
        indirect · owns 75% or more of Man Group Holdings Limited
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Boston, MA1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Jan 11, 2023 to Mar 31, 2023
      • Advisory employees · 3 to 4
        Jan 11, 2023 to Mar 31, 2023
      • Pooled vehicle clients · 1 to 2
        Jan 11, 2023 to Mar 31, 2023
      • Employees · 8 to 9
        Jan 11, 2023 to Mar 31, 2023
      • Discretionary RAUM · $959,014 to $117M
        Jan 11, 2023 to Mar 31, 2023
      • Pooled vehicle RAUM · $959,014 to $117M
        Jan 11, 2023 to Mar 31, 2023
      • RAUM · $959,014 to $117M
        Jan 11, 2023 to Mar 31, 2023
      • Advisory employees · 2 to 3
        Sep 1, 2021 to Mar 31, 2022
      • Employees · 7 to 8
        Sep 1, 2021 to Mar 31, 2022
      • Discretionary RAUM · $2.6M to $959,014
        Sep 1, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $2.6M to $959,014
        Sep 1, 2021 to Mar 31, 2022
      • RAUM · $2.6M to $959,014
        Sep 1, 2021 to Mar 31, 2022
      • Accounts · 0 to 1
        Jan 25, 2021 to Mar 29, 2021
      • Advisory employees · 1 to 2
        Jan 25, 2021 to Mar 29, 2021
      • Pooled vehicle clients · unset to 1.0
        Jan 25, 2021 to Mar 29, 2021
      • Employees · 5 to 7
        Jan 25, 2021 to Mar 29, 2021
      • Other offices · 0 to 1
        Jan 25, 2021 to Mar 29, 2021
      • Discretionary RAUM · $0 to $2.6M
        Jan 25, 2021 to Mar 29, 2021
      • Pooled vehicle RAUM · unset to 2591002.0
        Jan 25, 2021 to Mar 29, 2021
      • RAUM · $0 to $2.6M
        Jan 25, 2021 to Mar 29, 2021
      • Employees · 7 to 5
        Jan 17, 2020 to Mar 30, 2020
      • Other offices · 1 to 0
        Jan 17, 2020 to Mar 30, 2020
      • Other offices · 0 to 1
        Oct 4, 2019 to Jan 17, 2020
      Signals
      12 dated events
      • Carl Gregory Bond (President) appeared on Schedule A of Man Solutions (Usa) Llc
        Sep 26, 2023 · Control person joined · fact
      • Robyn Michelle Grew (President) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2023-03-31, absent 2023-09-26)
        Sep 26, 2023 · Control person left · inference
      • Armstrong Shanta Puchtler (President) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2022-11-04, absent 2023-01-11)
        Jan 11, 2023 · Control person left · inference
      • Robyn Michelle Grew (President) appeared on Schedule A of Man Solutions (Usa) Llc
        Jan 11, 2023 · Control person joined · fact
      • James Andrew Craven (Chief Compliance Officer) appeared on Schedule A of Man Solutions (Usa) Llc
        Sep 1, 2021 · Control person joined · fact
      • Mark Lee Binks (Chief Compliance Officer) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2021-05-06, absent 2021-09-01)
        Sep 1, 2021 · Control person left · inference
      • Armstrong Shanta Puchtler (President) appeared on Schedule A of Man Solutions (Usa) Llc
        Jan 25, 2021 · Control person joined · fact
      • John Samuel Thompson (Vice President) appeared on Schedule A of Man Solutions (Usa) Llc
        Jan 25, 2021 · Control person joined · fact
      • Galip Eric Burl (President) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2020-03-30, absent 2021-01-25)
        Jan 25, 2021 · Control person left · inference
      • Richard Robert Hanna (Vice President) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2019-08-23, absent 2019-10-04)
        Oct 4, 2019 · Control person left · inference
      • Anselm David Gallias (Treasurer) no longer on Schedule A of Man Solutions (Usa) Llc (listed 2019-06-03, absent 2019-08-23)
        Aug 23, 2019 · Control person left · inference
      • Man Solutions (Usa) Llc filed its initial SEC registration (Form ADV)
        Nov 29, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026