DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Man Investments Australia Limited
Latest filing Mar 31, 2026
First filing on the tape Apr 22, 2021 · 20 filings
SEC status approved since May 24, 2021
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.1B as of Mar 31, 2026
Mar 31, 2022$672M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)10 as of Mar 31, 2026
Mar 31, 202211 then
Private funds: no history
RAUM +229% over the last fiscal year+76% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $344MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +229%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Hersh Gandhi · Directorcontrolsince 12/2010 · owns less than 5%
- Deidre Chantelle Hill · Chief Compliance Officer & Company Secretarycontrolsince 10/2024 · owns less than 5%
- James Stephen Jordan · Directorcontrolsince 08/2016 · owns less than 5%
- Warren Andrew Swan · Directorcontrolsince 06/2023 · owns less than 5%
Entity owners
- Man Australia LP · Shareholderdirect · owns 75% or more
- Man Australia Gp Limited · General Partnerindirect · owns F of Man Australia LP
- Man Group Holdings Limited · Limited Partnerindirect · owns 75% or more of Man Australia LP
- Man Group Holdings Limited · Shareholderindirect · owns 75% or more of Man Australia Gp Limited
- Man Group Plc · Shareholderindirect · owns 75% or more of Man Group Treasury Limited
- Man Group Treasury Limited · Shareholderindirect · owns 75% or more of Man Worldwide Operations Management Limited
- Man Worldwide Operations Management Limited · Shareholderindirect · owns 75% or more of Man Group Holdings Limited
Related persons
Schedule D 7.A
- Ahl Partners Llpinvestment adviserbanknRAUM $68B
- Glg LLCinvestment adviserbanknRAUM $7.0B
- Glg Partners LPinvestment adviserbanknRAUM $65B
- Man Asset Management (Cayman) Limitedinvestment adviserbankpooled vehicle sponsorn
- Man Asset Management (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Man Fund Management Uk Limitedpooled vehicle sponsorn
- Man Global Private Markets (Uk) Limitedinvestment adviserbanknRAUM $1.4B
- Man Global Private Markets (USA) Inc.investment adviserbanknRAUM $988M
- Man Investments (Hong Kong) Limitedinvestment advisern
- Man Investments Inc.broker-dealern
- Man Solutions Limitedinvestment adviserbanknRAUM $58B
- Man Solutions LLCinvestment adviserbanknRAUM $10B
- Numeric Investors LLCinvestment adviserbanknRAUM $94B
- Man Capital Management LLCinvestment advisernRAUM $131M
- Varagon Capital Partners, L.P.investment advisernRAUM $14B
- Vcc Advisors, LLCinvestment advisernRAUM $957M
Advisers that list Man Investments Australia Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,253,758,660 to $4,131,091,710 (+229.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $1.3B to $4.1BSep 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.3B to $4.1BSep 3, 2025 to Mar 31, 2026
- RAUM · $1.3B to $4.1BSep 3, 2025 to Mar 31, 2026
- Accounts · 14 to 12Dec 19, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 12Dec 19, 2024 to Mar 28, 2025
- Employees · 11 to 10Dec 19, 2024 to Mar 28, 2025
- Financial planning clients · unset to Dec 19, 2024 to Mar 28, 2025
- HQ state · unset to Dec 19, 2024 to Mar 28, 2025
- Other offices · 0 to 2Dec 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.2B to $1.3BDec 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.2B to $1.3BDec 19, 2024 to Mar 28, 2025
- RAUM · $1.2B to $1.3BDec 19, 2024 to Mar 28, 2025
- Accounts · 11 to 14Sep 26, 2023 to Mar 28, 2024
- Advisory employees · 2 to 3Sep 26, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 14Sep 26, 2023 to Mar 28, 2024
- Employees · 10 to 11Sep 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $757M to $1.2BSep 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $757M to $1.2BSep 26, 2023 to Mar 28, 2024
- RAUM · $757M to $1.2BSep 26, 2023 to Mar 28, 2024
- Accounts · 8 to 11Nov 4, 2022 to Mar 31, 2023
- Pooled vehicle clients · 8 to 11Nov 4, 2022 to Mar 31, 2023
- Employees · 11 to 10Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $672M to $757MNov 4, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $672M to $757MNov 4, 2022 to Mar 31, 2023
- RAUM · $672M to $757MNov 4, 2022 to Mar 31, 2023
- Accounts · 3 to 8Nov 3, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 8Nov 3, 2021 to Mar 31, 2022
- Discretionary RAUM · $88.5M to $672MNov 3, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $88.5M to $672MNov 3, 2021 to Mar 31, 2022
- RAUM · $88.5M to $672MNov 3, 2021 to Mar 31, 2022
Signals
11 dated events
- Man Investments Australia Limited reported RAUM $4.1B, up 229% from $1.3B (2025-09-03 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Anupama Anuradha Singh (Company Secretary) no longer on Schedule A of Man Investments Australia Limited (listed 2024-10-23, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Edmund Solomon Kuckelman (Director) no longer on Schedule A of Man Investments Australia Limited (listed 2024-10-23, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Deidre Chantelle Hill (Chief Compliance Officer) appeared on Schedule A of Man Investments Australia LimitedOct 23, 2024 · Control person joined · fact
- Man Investments Australia Limited reported RAUM $1.2B, up 53% from $756.6M (2023-09-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Warren Andrew Swan (Director) appeared on Schedule A of Man Investments Australia LimitedJun 21, 2023 · Control person joined · fact
- Edmund Solomon Kuckelman (Director) appeared on Schedule A of Man Investments Australia LimitedSep 19, 2022 · Control person joined · fact
- James Oliver Stern (Director) no longer on Schedule A of Man Investments Australia Limited (listed 2022-07-27, absent 2022-09-19)Sep 19, 2022 · Control person left · inference
- Joseph Murray Steel (Director) no longer on Schedule A of Man Investments Australia Limited (listed 2022-03-31, absent 2022-06-02)Jun 2, 2022 · Control person left · inference
- Man Investments Australia Limited reported RAUM $672.1M, up 659% from $88.5M (2021-11-03 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Man Investments Australia Limited filed its initial SEC registration (Form ADV)Apr 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- MAN.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +61 2 8259 9975reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026