DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Varagon Capital Partners, L.P.
Latest filing Jul 23, 2026
First filing on the tape Mar 15, 2016 · 36 filings
SEC status approved since Apr 8, 2016
RAUM
$14B
reported, Item 5.F
Discretionary
55%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
78
45 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
12
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$14B as of Jul 23, 2026
Mar 29, 2017$4.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 23, 2026
Mar 29, 20170 then
Employees (5.A)78 as of Jul 23, 2026
Mar 29, 201739 then
Private funds12 as of Jul 23, 2026
Mar 29, 20171 then
RAUM +3.2% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $538MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 55%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $282M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.6B61%
- Insurance companies$5.4B39%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $282M for 20 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.61 institutional_share=0.39 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Varagon Structured Notes Issuer I, LLC | Securitized Asset Fund | $508M | 2 | Mar 31, 2022 |
| Viva Fund I, L.P. | Other Private Fund | $439M | 2 | Mar 30, 2020 |
| Varagon Capital Direct Lending Fund, L.P. | Other Private Fund | $213M | 8 | Mar 31, 2022 |
| Man US Direct Lending Evergreen Feeder (US), L.P. - Series L-1 | Other Private Fund | $202M | 2 | Dec 11, 2024 |
| Varagon Fund I, L.P.no longer reported | Private Equity Fund | $198M | 43 | Sep 27, 2016 |
| Vcbd Feeder I, LLC | Other Private Fund | $126M | 1 | Apr 29, 2024 |
| Vcbd Feeder II, LLC | Other Private Fund | $40.2M | 1 | Apr 29, 2024 |
| Varagon Capital Direct Lending International, Scsp | Other Private Fund | $31.7M | 2 | Mar 31, 2022 |
| Vcc Professionals Fund, L.P. | Other Private Fund | $2.8M | 0 | Apr 29, 2024 |
| Varagon Professionals Fund, L.P. | Other Private Fund | $1.3M | 0 | Apr 29, 2024 |
| Varagon Professionals Fund II, L.P. | Other Private Fund | $700,441 | 1 | Apr 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Jacob Robert Bourgeois · Treasurercontrolsince 12/2023 · owns less than 5%
- Nmn Nadine Le Gall · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- James Walter Owens · Presidentcontrolsince 12/2023 · owns less than 5%
- James Walter Owens · Shareholdercontrolsince 09/2023 · owns 25% to 50% of Man Times Square Holdings LLC
- Winter Douglas Hamilton · Vice Presidentsince 12/2023 · owns less than 5%
- Ellen Nancy Lynch · Secretarysince 12/2024 · owns less than 5%
Entity owners
- Man Times Square Holdings LLC · Sole Limited Partnerdirect · owns 75% or more
- Man Times Square Gp LLC · General Partnerdirect · owns less than 5%
- Man Group Plc · Shareholderindirect · owns 75% or more of Man Group Treasury Ltd.
- Man Group Treasury Ltd. · Shareholderindirect · owns 75% or more of Man Worldwide Operations Management Ltd.
- Man Investments Holdings Inc. · Shareholderindirect · owns 50% to 75% of Man Times Square Holdings LLC
- Man Investments USA Holdings Inc. · Shareholderindirect · owns 75% or more of Man Investments Holdings Inc.
- Man Worldwide Operations Management Ltd. · Shareholderindirect · owns 75% or more of Man Investments USA Holdings Inc.
Related persons
Schedule D 7.A
- Ahl Partners Llpinvestment adviserbanknRAUM $68B
- Glg LLCinvestment adviserbanknRAUM $7.0B
- Glg Partners LPinvestment adviserbanknRAUM $65B
- Man Global Private Markets (Uk) Limitedinvestment adviserbanknRAUM $1.4B
- Man Global Private Markets (USA) Inc.investment advisernRAUM $988M
- Man Investments Australia Limitedinvestment advisernRAUM $4.1B
- Man Investments Inc.broker-dealern
- Man Solutions Limitedinvestment adviserbanknRAUM $58B
- Man Solutions LLCinvestment adviserbanknRAUM $10B
- Numeric Investors LLCinvestment adviserbanknRAUM $94B
- Man Capital Management LLCinvestment advisernRAUM $131M
- Vcap Offshore Gp, Sarlpooled vehicle sponsory
- Vcap Onshore Gp, LLCpooled vehicle sponsory
- Vcc Advisors, LLCinvestment adviseryRAUM $957M
- Viva Onshore Gp, LLCpooled vehicle sponsory
Advisers that list Varagon Capital Partners, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL2 employees
- Wellesley, MA2 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jul 23, 2026institutional share of RAUM of 39% against a peer median of 0% (684 comparable advisers, 100.0th percentile, 13.1 robust deviations)peers: asset managers, $5B to $20B (684) · 100% percentile
What changed
consecutive filings, newest first
- Private funds · 11 to 12Apr 28, 2026 to Jun 11, 2026
- Accounts · 18 to 26Feb 5, 2026 to Mar 31, 2026
- Pooled vehicle clients · 6 to 14Feb 5, 2026 to Mar 31, 2026
- Assets in custody · $478M to $282MFeb 5, 2026 to Mar 31, 2026
- Employees · 76 to 78Feb 5, 2026 to Mar 31, 2026
- Private funds · 10 to 11Feb 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $6.8B to $7.7BFeb 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $6.8B to $6.3BFeb 5, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $7.9B to $8.6BFeb 5, 2026 to Mar 31, 2026
- RAUM · $14B to $14BFeb 5, 2026 to Mar 31, 2026
- Advisory employees · 42 to 45Dec 19, 2024 to Apr 21, 2025
- Assets in custody · $249M to $478MDec 19, 2024 to Apr 21, 2025
- Employees · 70 to 76Dec 19, 2024 to Apr 21, 2025
- Financial planning clients · unset to Dec 19, 2024 to Apr 21, 2025
- Other offices · 3 to 4Dec 19, 2024 to Apr 21, 2025
- Discretionary RAUM · $7.3B to $6.8BDec 19, 2024 to Apr 21, 2025
- Non-discretionary RAUM · $6.5B to $6.8BDec 19, 2024 to Apr 21, 2025
- Pooled vehicle RAUM · $7.6B to $7.9BDec 19, 2024 to Apr 21, 2025
- RAUM · $14B to $14BDec 19, 2024 to Apr 21, 2025
- Private funds · 9 to 10Nov 5, 2024 to Dec 11, 2024
- Private funds · 4 to 9Mar 29, 2024 to Apr 29, 2024
- Accounts · 36 to 18Dec 22, 2023 to Mar 29, 2024
- Advisory employees · 46 to 42Dec 22, 2023 to Mar 29, 2024
- BD registered reps · 4 to 0Dec 22, 2023 to Mar 29, 2024
- Assets in custody · $242M to $249MDec 22, 2023 to Mar 29, 2024
- Employees · 81 to 70Dec 22, 2023 to Mar 29, 2024
- Discretionary RAUM · $7.6B to $7.3BDec 22, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $7.9B to $6.5BDec 22, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $7.7B to $7.6BDec 22, 2023 to Mar 29, 2024
- RAUM · $16B to $14BDec 22, 2023 to Mar 29, 2024
- Related bank · false to trueMar 31, 2023 to Sep 15, 2023
- Accounts · 31 to 36Dec 6, 2022 to Mar 31, 2023
- Advisory employees · 45 to 46Dec 6, 2022 to Mar 31, 2023
- Assets in custody · $445M to $242MDec 6, 2022 to Mar 31, 2023
- Employees · 80 to 81Dec 6, 2022 to Mar 31, 2023
- Private funds · 5 to 4Dec 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.3B to $7.6BDec 6, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $8.4B to $7.9BDec 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.3B to $7.7BDec 6, 2022 to Mar 31, 2023
- RAUM · $16B to $16BDec 6, 2022 to Mar 31, 2023
Signals
28 dated events
- Rudolph George Talarico (Chief Compliance Officer) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-12-22, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Nmn Nadine Le Gall (Chief Compliance Officer) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 29, 2024 · Control person joined · fact
- Afsar Farman-Farmaian (General Counsel) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-12-06, absent 2023-12-22)Dec 22, 2023 · Control person left · inference
- Jean Lorri White (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Wolf Morris Offit (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Anthony Michael Gaudino (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Mark Eric Kirsch (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Eugene Bradley Dyslin (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- F Charles Riceman (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Taylor Douglas Healy (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2023-03-31, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Neal Geoffrey Cornell (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2022-12-06, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Rudolph George Talarico (Chief Compliance Officer) appeared on Schedule A of Varagon Capital Partners, L.P.Dec 6, 2022 · Control person joined · fact
- Viravyne Chhim (Chief Compliance Officer) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2022-05-05, absent 2022-12-06)Dec 6, 2022 · Control person left · inference
- Viravyne Chhim (Chief Compliance Officer) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 31, 2022 · Control person joined · fact
- Afsar Farman-Farmaian (General Counsel) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 31, 2022 · Control person joined · fact
- Varagon Capital Partners, L.P. reported RAUM $14.6B, up 35% from $10.8B (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Mark Eric Kirsch (Director) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 6, 2020 · Control person joined · fact
- Eugene Bradley Dyslin (Director) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 6, 2020 · Control person joined · fact
- F Charles Riceman (Director) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 6, 2020 · Control person joined · fact
- Taylor Douglas Healy (Director) appeared on Schedule A of Varagon Capital Partners, L.P.Mar 6, 2020 · Control person joined · fact
- Bennett Steven Gruber (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Harris Brett Shapiro (Partner / Head Of Business Development) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- James Denis Nayden (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Macrae Douglas Kaden (Director (Observer)) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Edward Darell Etlinger (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Richard John Monsky (Director) no longer on Schedule A of Varagon Capital Partners, L.P. (listed 2019-05-31, absent 2020-03-06)Mar 6, 2020 · Control person left · inference
- Varagon Capital Partners, L.P. reported RAUM $9.1B, up 84% from $4.9B (2018-05-14 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Varagon Capital Partners, L.P. filed its initial SEC registration (Form ADV)Mar 15, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Varagon Capital Partners, L.P. · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- man.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-303-9400reportedpublic record, Form ADV, Jul 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026