DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• G••••• P•••••• M•••••• •••• I•••
Latest filing Aug 24, 2026
First filing on the tape Jul 19, 2016 · 39 filings
SEC status approved since Jul 26, 2016
RAUM
$988M
reported, Item 5.F
Discretionary
86%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$988M as of Aug 24, 2026
Mar 30, 2017$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 24, 2026
Mar 30, 20170 then
Employees (5.A)10 as of Aug 24, 2026
Mar 30, 201715 then
Private funds2 as of May 3, 2022
Mar 30, 20177 then
RAUM -34% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $141MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 86%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $928M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$988M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $928M for 6 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• B••••• L••• S•••••••• L•••••• F••• ••• L•no longer reported | Other Private Fund | $126M | 9 | Mar 29, 2018 |
| M•• B••••• L••• S•••••••• L•••••• F••• I• ••• L•no longer reported | Other Private Fund | $125M | 8 | Mar 30, 2022 |
| T•••••• V•••• F•••no longer reported | Hedge Fund | $66.8M | 17 | Jul 19, 2016 |
| B•• S•••••• C••••• P••••••• L•• •••••• 1••••no longer reported | Other Private Fund | $28.2M | 13 | Oct 25, 2016 |
| S•••• G•••••• H•••• P••••••••• L•no longer reported | Real Estate Fund | $17.8M | 2 | Apr 24, 2015 |
| B•• S•••••• C••••• P••••••• L•• •••••• 1••••no longer reported | Other Private Fund | $13.7M | 15 | Oct 25, 2016 |
| T•••••• V•••• L••• F•••no longer reported | Hedge Fund | $12.7M | 1 | Jul 19, 2016 |
| B•• S•••••• C••••• P••••••• L•• •••••• 1••••••no longer reported | Other Private Fund | $2.7M | 7 | Oct 25, 2016 |
| B•• S•••••• C••••• P••••••• I• L•no longer reported | Other Private Fund | $2.4M | 25 | Oct 25, 2016 |
| B•• S•••••• C••••• P••••••• L•• •••••• 1••••no longer reported | Other Private Fund | $166,255 | 3 | Oct 25, 2016 |
| B•• S•••••• C••••• P••••••• L•• •••••• 1••••no longer reported | Other Private Fund | $104,687 | 5 | Oct 25, 2016 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• A•••••• · President; Directorcontrolsince 12/2024 · owns less than 5%
- D•••••• B••••• P•••••• · Chief Compliance Officercontrolsince 03/2017 · owns less than 5%
- L• G•••• N•••••• N•• · Head Of Compliance Ame•••Ascontrolsince 01/2017 · owns less than 5%
- L••••• N••••• E•••• · Secretary; Directorcontrolsince 12/2024 · owns less than 5%
- B•••• E•••• G•••• · Head Of Discretionarysince 03/2024 · owns less than 5%
Entity owners
- M•• I••••••••• H••••••• I••• · Shareholderdirect · owns 75% or more
- M•• G•••• P•• · Shareholderindirect · owns 75% or more of M•• G•••• T••••••• L••••••
- M•• G•••• T••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• W•••••••• O••••••••• M••••••••• L••••••
- M•• I••••••••• U•• H••••••• I••• · Shareholderindirect · owns 75% or more of M•• I••••••••• H••••••• I•••
- M•• W•••••••• O••••••••• M••••••••• L•••••• · Shareholderindirect · owns 75% or more of M•• I••••••••• U•• H••••••• I•••
Related persons
Schedule D 7.A
- A•• P••••••• L••investment adviserbanknRAUM $68B
- G•• L••investment adviserbanknRAUM $7.0B
- G•• P••••••• L•investment adviserbanknRAUM $65B
- M•• A•••• M••••••••• ••••••• L••••••investment adviserbankpooled vehicle sponsorn
- M•• G••••• P•••••• M•••••• ••• L••••••investment adviserbanknRAUM $1.4B
- M•• I••••••••• ••• A•investment advisern
- M•• I••••••••• A•••••••• L••••••investment advisernRAUM $4.1B
- M•• I••••••••• I•••broker-dealern
- M•• S•••••••• L••••••investment adviserbanknRAUM $58B
- M•• S•••••••• L••investment adviserbanknRAUM $10B
- M••••• ••• G• I•••investment adviserpooled vehicle sponsorn
- N•• Z••• E••••• S•• G• I•••investment adviserpooled vehicle sponsorn
- N•••••• I•••••••• L••investment adviserbanknRAUM $94B
- Man Capital Management LLCinvestment advisernRAUM $131M
- V•••••• C•••••• P•••••••• L•••investment advisernRAUM $14B
- V•• A•••••••• L••investment advisernRAUM $957M
Advisers that list M•• G••••• P•••••• M•••••• •••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY7 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Apr 21, 2026discretionary share of RAUM moved from 54.0% to 86.0% between the annual amendments of 2025-03-28 and 2026-04-21peers: asset managers, $500M to $1B (784)
- employee count dropChange between filings · filing Apr 21, 2026employees (Item 5.A) moved from 22.0 to 10.0 (-55.0%) between the annual amendments of 2025-03-28 and 2026-04-21; the peer median change was 0.0% (395 comparable advisers, 1.0th percentile of changes)peers: asset managers, $500M to $1B (395) · 1.0% percentile
- RAUM down 25 %Change between filings · filing Apr 21, 2026RAUM (Item 5.F) moved from $1,490,195,249 to $988,216,173 (-34.0%) between the annual amendments of 2025-03-28 and 2026-04-21; the peer median change was +8.0% (673 comparable advisers, 5.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 5.2% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 7Mar 31, 2026 to Apr 21, 2026
- Pooled vehicle clients · 8 to 7Mar 31, 2026 to Apr 21, 2026
- Non-discretionary RAUM · $572M to $135MMar 31, 2026 to Apr 21, 2026
- Pooled vehicle RAUM · $1.4B to $988MMar 31, 2026 to Apr 21, 2026
- RAUM · $1.4B to $988MMar 31, 2026 to Apr 21, 2026
- Accounts · 9 to 8Nov 12, 2025 to Mar 31, 2026
- Advisory employees · 16 to 5Nov 12, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 8Nov 12, 2025 to Mar 31, 2026
- Assets in custody · $1.4B to $928MNov 12, 2025 to Mar 31, 2026
- Employees · 22 to 10Nov 12, 2025 to Mar 31, 2026
- Discretionary RAUM · $806M to $853MNov 12, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $685M to $572MNov 12, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.4BNov 12, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.4BNov 12, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 8, 2025
- Accounts · 13 to 9Dec 19, 2024 to Mar 28, 2025
- Advisory employees · 20 to 16Dec 19, 2024 to Mar 28, 2025
- Pooled vehicle clients · 13 to 9Dec 19, 2024 to Mar 28, 2025
- Assets in custody · $2.6B to $1.4BDec 19, 2024 to Mar 28, 2025
- Employees · 26 to 22Dec 19, 2024 to Mar 28, 2025
- HQ city · CHARLOTTE to NEW YORKDec 19, 2024 to Mar 28, 2025
- HQ state · NC to NYDec 19, 2024 to Mar 28, 2025
- Other offices · 1 to 0Dec 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $2.0B to $806MDec 19, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $682M to $685MDec 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $2.7B to $1.5BDec 19, 2024 to Mar 28, 2025
- RAUM · $2.7B to $1.5BDec 19, 2024 to Mar 28, 2025
- Advisory employees · 21 to 20Sep 26, 2023 to Mar 28, 2024
- Assets in custody · $2.4B to $2.6BSep 26, 2023 to Mar 28, 2024
- Employees · 25 to 26Sep 26, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.2B to $2.0BSep 26, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $510M to $682MSep 26, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $2.7B to $2.7BSep 26, 2023 to Mar 28, 2024
- RAUM · $2.7B to $2.7BSep 26, 2023 to Mar 28, 2024
- Accounts · 16 to 13Jan 10, 2023 to Mar 31, 2023
- BD registered reps · 1 to 0Jan 10, 2023 to Mar 31, 2023
- Pooled vehicle clients · 16 to 13Jan 10, 2023 to Mar 31, 2023
- Assets in custody · $2.5B to $2.4BJan 10, 2023 to Mar 31, 2023
- Discretionary RAUM · $1.9B to $2.2BJan 10, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $530M to $510MJan 10, 2023 to Mar 31, 2023
Signals
17 dated events
- M•• G••••• P•••••• M•••••• •••• I••• reported RAUM $988.2M, down 31% from $1.4B (2026-03-31 to 2026-04-21)Apr 21, 2026 · RAUM change · derived
- M•• G••••• P•••••• M•••••• •••• I••• reported RAUM $1.5B, down 45% from $2.7B (2024-12-19 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Edmund Solomon Kuckelman (Secretary; Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2024-10-28, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Nmn Jens Foehrenbach (President; Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2024-10-28, absent 2024-12-19)Dec 19, 2024 · Control person left · inference
- Ellen Nancy Lynch (Secretary; Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• •••• I•••Dec 19, 2024 · Control person joined · fact
- Winter Douglas Hamilton (Vice President; Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2023-09-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Alexander Michael Kasper (President; Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2023-09-26, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Jens Foehrenbach (President; Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• •••• I•••Mar 28, 2024 · Control person joined · fact
- Anthony Cazazian (Vice President; Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• •••• I•••Mar 28, 2024 · Control person joined · fact
- Alexander Michael Kasper (President; Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• •••• I•••Jan 10, 2023 · Control person joined · fact
- Galip Eric Burl (President; Director; Head Of Man Global Private Markets) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2022-11-04, absent 2023-01-10)Jan 10, 2023 · Control person left · inference
- Winter Douglas Hamilton (Vice President; Director) appeared on Schedule A of M•• G••••• P•••••• M•••••• •••• I•••Jan 22, 2021 · Control person joined · fact
- Richard Robert Hanna (Vice President; Director) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2019-08-23, absent 2019-10-04)Oct 4, 2019 · Control person left · inference
- Anselm David Gallias (Treasurer) no longer on Schedule A of M•• G••••• P•••••• M•••••• •••• I••• (listed 2019-06-03, absent 2019-08-23)Aug 23, 2019 · Control person left · inference
- M•• G••••• P•••••• M•••••• •••• I••• reported RAUM $2.1B, up 25% from $1.7B (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- M•• G••••• P•••••• M•••••• •••• I••• reported RAUM $1.7B, up 32% from $1.3B (2017-09-29 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- A•••• I••••• U• I••• filed its initial SEC registration (Form ADV)Jul 19, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- man.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +1 212 649 6600reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M•• G••••• P•••••• M•••••• •••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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